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SMIT ERIC

Disclosed activity across 1 company

Tapewire entity
67797
SEC CIK
0001259393

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EGAIN CorpEGAN · Entity 6315Chief Financial OfficerFebruary 02, 2026February 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EGAIN Corp

Report date February 02, 2026 · Filed February 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect129,187 Ending reported balance After 2026-02-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-02 · Exercise / conversion · Acquired 5,000 · Balance 134,187

Row 2 · 2026-02-02 · Sale · Disposed 5,000 · Balance 129,187

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2027-09-19Direct23,000 Reported balance After 2026-02-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-02 · Exercise / conversion · Disposed 5,000 · Balance 23,000

F2: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

F2: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2019 Filed Jun 3, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 1,000 $8.23 $8,230.00
Disclosure

SEC source: 0001104659-19-033438 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $9.95 $19,900.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.01.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 1,000 $9.96 $9,960.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.005.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $10.49 $20,980.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.42 to $10.55.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $10.49 $20,980.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.42 to $10.55.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 1,000 $10.49 $10,490.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $11.04 $22,074.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $11.05 $22,092.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 Exercise / conversionCommon Stock 2,000 $6.34 $12,680.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 1,000 $11.20 $11,200.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001104659-19-007495 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,187

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 2,000 $9.00 $18,000.00
Disclosure

SEC source: 0001104659-19-007495 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,187

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:27 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 1,000 $7.14 $7,140.00
Disclosure

SEC source: 0001104659-19-005106 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,187

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:06 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 8,450 $13.52 $114,261.75
Disclosure

SEC source: 0001104659-18-039586 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,187

Read SEC document
May 14, 2018 Filed May 16, 2018 20:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 16,000 $10.50 $168,016.00
Disclosure

SEC source: 0001104659-18-033802 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,637

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:01 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001104659-18-020936 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,053

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:05 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 7,500 $7.81 $58,575.00
Disclosure

SEC source: 0001104659-18-014462 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,157

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 21:02 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 7,500 $5.47 $41,025.00
Disclosure

SEC source: 0001104659-18-005846 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,262

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016.

Read SEC document
December 29, 2017 Filed Jan 5, 2018 00:12 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 7,500 $5.22 $39,150.00
Disclosure

SEC source: 0001104659-18-000840 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,365

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016.

Read SEC document
December 20, 2017 Filed Dec 26, 2017 20:15 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 7,500 $5.00 $37,500.00
Disclosure

SEC source: 0001104659-17-075025 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,303

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 21:46 UTC EGAIN Corp EGAN · Entity 6315 SaleCommon Stock 5,000 $4.65 $23,250.50
Disclosure

SEC source: 0001104659-17-073167 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,803

F1 · kind: These shares were originally acquired under the issuer's 2005 Management Stock Option Plan and the 1998 Stock Plan in transactions that were exempt under both Rule16b-3(d) and Rule16b-3(c).

Read SEC document
September 19, 2017 Filed Oct 13, 2017 10:09 UTC EGAIN Corp EGAN · Entity 6315 GrantOptions · Derivative 112,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-17-062045 · a4.xml · derivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Common Stock · Not disclosed shares

Expires 2017-09-19

F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.