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Lehner Keefer McGovern

Disclosed activity across 3 companies

Tapewire entity
67706
SEC CIK
0001712745

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EVgo Inc.EVGO · Entity 5642Chief Financial OfficerSeptember 25, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EVgo Inc.

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect258,964 Reported balance After 2026-09-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 258,964 · Balance 258,964

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F2: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

F2: One-third of the RSUs subject to each award shall vest on the one-year anniversary of the February 1, 2026 and the remaining two-thirds of the RSUs subject to each award shall vest in eight substantially equal tranches on May 1, August 1, November 1 and February 1 thereafter, such that the award shall be fully vested on February 1, 2029, in each case subject to the Reporting Person's continued employment through each vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KLX Energy Services Holdings, Inc.

Report date January 07, 2026 · Filed January 08, 2026

Section 16 reporting ended · disclosed 2026-01-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect24,895 Reported balance After 2026-01-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-07 · Disposition to issuer · Disposed 94,306 · Balance 24,895

F1: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-07 · Disposition to issuer · Disposed 10,148 · Balance 0

F2: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, to be settled in cash.

F1: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

F2: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, to be settled in cash.

Quintana Energy Services Inc.

Report date July 28, 2020 · Filed July 30, 2020

Section 16 reporting ended · disclosed 2020-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-07-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-07-28 · Exercise / conversion · Acquired 37,121 · Balance 166,823

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

Row 2 · 2020-07-28 · Tax withholding · Disposed 14,607 · Balance 152,216

F1: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Row 3 · 2020-07-28 · Disposition to issuer · Disposed 152,216 · Balance 0

F1: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Phantom UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-07-28 · Exercise / conversion · Disposed 37,121 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-07-28 · Disposition to issuer · Disposed 243,277 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

Performance Share UnitSEC Table II · derivative / convertible securityDirect284,016 Reported balance After 2020-07-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-07-28 · Grant · Acquired 230,082 · Balance 284,016

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES performance share unit award was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES performance share units that were earned based on actual achievement of the applicable performance goals in accordance with the Merger Agreement multiplied by 0.0969.

F5: (Continued from Footnote 4) With respect to such KLXE restricted stock unit award, the portion based on a QES performance share unit award granted in 2019 determined to have been earned based on discretionary performance goals and the portion based on a QES performance share unit award granted in 2020 subject to a strategic performance goals, in each case, will be settled in cash following the vesting of such KLXE restricted stock unit. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES performance share unit award (other than any performance-based vesting conditions).

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-07-28 · Disposition to issuer · Disposed 284,016 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES performance share unit award was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES performance share units that were earned based on actual achievement of the applicable performance goals in accordance with the Merger Agreement multiplied by 0.0969.

F5: (Continued from Footnote 4) With respect to such KLXE restricted stock unit award, the portion based on a QES performance share unit award granted in 2019 determined to have been earned based on discretionary performance goals and the portion based on a QES performance share unit award granted in 2020 subject to a strategic performance goals, in each case, will be settled in cash following the vesting of such KLXE restricted stock unit. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES performance share unit award (other than any performance-based vesting conditions).

Filing footnotes · ownership attribution and instrument terms

F1: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES performance share unit award was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES performance share units that were earned based on actual achievement of the applicable performance goals in accordance with the Merger Agreement multiplied by 0.0969.

F5: (Continued from Footnote 4) With respect to such KLXE restricted stock unit award, the portion based on a QES performance share unit award granted in 2019 determined to have been earned based on discretionary performance goals and the portion based on a QES performance share unit award granted in 2020 subject to a strategic performance goals, in each case, will be settled in cash following the vesting of such KLXE restricted stock unit. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES performance share unit award (other than any performance-based vesting conditions).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2020 Filed Jul 30, 2020 18:21 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Disposition to issuerRestricted Stock Unit · Derivative 243,277 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020757 · doc4.xml · derivative · entry 5

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 243,277 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit award subject to time-based vesting was cancelled and converted into a KLXE restricted stock unit award equal to the number of outstanding QES restricted stock units multiplied by 0.0969. The KLXE restricted stock unit award will otherwise continue on the same terms and conditions as were applicable to the QES restricted stock unit award.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 18:21 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Exercise / conversionPhantom Unit · Derivative 37,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020757 · doc4.xml · derivative · entry 4

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 18:21 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Disposition to issuerCommon stock 152,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020757 · doc4.xml · nonDerivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

F1 · price: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 18:21 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Tax withholdingCommon stock 14,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020757 · doc4.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,216

F1 · price: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 18:21 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Exercise / conversionCommon stock 37,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020757 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES phantom unit became fully vested and was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 20:34 UTC KLX Energy Services Holdings, Inc. KLXE · Entity 7414 GrantCommon stock 54,697 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020837 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F1 · kind: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, (i) each share of QES common stock issued and outstanding immediately prior to the effective time of the Merger and (ii) each outstanding QES phantom unit, in each case, was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding QES restricted stock unit or performance share unit award was cancelled and converted into a KLXE restricted stock unit award based on an exchange ratio of 0.4844. Each KLXE restricted stock unit represents the contingent right to receive one share of KLXE common stock following vesting, so long as the reporting person remains continuously employed by, or continuously provides services to, KLXE or an affiliate of KLXE, as applicable, through each applicable vesting date. The number shown does not include any portion of a KLXE restricted stock unit award that, pursuant to the Merger Agreement, will be settled in cash rather than shares of KLXE common stock.

F1 · price: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE. Pursuant to the Merger Agreement, at the effective time of the Merger, (i) each share of QES common stock issued and outstanding immediately prior to the effective time of the Merger and (ii) each outstanding QES phantom unit, in each case, was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Read SEC document
July 28, 2020 Filed Apr 18, 2022 16:40 UTC KLX Energy Services Holdings, Inc. KLXE · Entity 7414 GrantRSU (cash-settled) · Derivative 14,172 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-014982 · doc4.xml · derivative · entry 5

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172

Underlying: Common stock · 14,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU (cash-settled) represents the economic equivalent of one share of common stock, settleable solely in cash.

F2 · derivative.exercise_date: The RSUs (cash-settled) vested or will vest on the following schedule: 5,228 units on 2/9/2021, 5,228 units on 2/9/22, and 3,716 units on 2/9/23.

F2 · derivative.expiration_date: The RSUs (cash-settled) vested or will vest on the following schedule: 5,228 units on 2/9/2021, 5,228 units on 2/9/22, and 3,716 units on 2/9/23.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 09:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPhantom Units · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-20-000030 · wf-form4_158376059577929.xml · derivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,242

Underlying: Common stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F1 · price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F3 · derivative.exercise_date: 37,121 phantom units were settled on March 6, 2020.

F3 · derivative.expiration_date: 37,121 phantom units were settled on March 6, 2020.

F4 · balance_after: The remaining 37,121 phantom units are scheduled to vest in February 2021. Vested phantom units will be settled within 60 days of the applicable vesting date.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 09:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Tax withholdingCommon stock 14,196 $2.23 $31,657.08
Disclosure

SEC source: 0001704235-20-000030 · wf-form4_158376059577929.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,702

F2 · shares: Represents shares of common stock in QES withheld to satisfy the Reporting Person's tax liability arising from the settlement of phantom units previously granted to him.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 09:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 37,121 $2.23 $82,779.83
Disclosure

SEC source: 0001704235-20-000030 · wf-form4_158376059577929.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:33 UTC Quintana Energy Services Inc. QES · Entity 147528 GrantRestricted Stock Unit · Derivative 153,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-20-000024 · wf-form4_158215157219919.xml · derivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,388

Underlying: Common stock · 153,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F2 · derivative.exercise_date: The reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2020, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2020 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2020, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

F2 · derivative.expiration_date: The reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2020, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2020 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2020, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:33 UTC Quintana Energy Services Inc. QES · Entity 147528 Tax withholdingCommon stock 31,362 $2.34 $73,387.08
Disclosure

SEC source: 0001704235-20-000024 · wf-form4_158215157219919.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,777

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPerformance Share Unit · Derivative 23,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · derivative · entry 9

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,809

Underlying: Common stock · 23,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents the right to receive, upon vesting, one share of Company common stock.

F2 · derivative.exercise_date: On January 17, 2020, the Compensation Committee determined that the reporting person earned 70,213 performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based the Company's achievement with respect to relative total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in three equal installments beginning on February 9, 2020. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

F2 · derivative.expiration_date: On January 17, 2020, the Compensation Committee determined that the reporting person earned 70,213 performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based the Company's achievement with respect to relative total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in three equal installments beginning on February 9, 2020. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionRestricted Stock Unit · Derivative 39,007 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · derivative · entry 8

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,014

Underlying: Common stock · 39,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Company common stock.

F6 · derivative.exercise_date: On January 24, 2019, the reporting person was awarded a number of restricted stock units under the Companys 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2019, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2019 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2019, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

F6 · derivative.expiration_date: On January 24, 2019, the reporting person was awarded a number of restricted stock units under the Companys 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2019, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2019 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2019, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 23,404 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · nonDerivative · entry 4

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 39,007 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · nonDerivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPerformance Share Unit · Derivative 7,125 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · derivative · entry 7

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125

Underlying: Common stock · 7,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents the right to receive, upon vesting, one share of Company common stock.

F5 · derivative.exercise_date: On April 18, 2018, the reporting person was awarded a number of performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based on (i) the Company's achievement with respect to relative total stockholder return and (ii) the Company's achievement with respect to absolute total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in equal installments on the first three anniversaries of the performance period commencement date. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

F5 · derivative.expiration_date: On April 18, 2018, the reporting person was awarded a number of performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based on (i) the Company's achievement with respect to relative total stockholder return and (ii) the Company's achievement with respect to absolute total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in equal installments on the first three anniversaries of the performance period commencement date. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionRestricted Stock Unit · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · derivative · entry 6

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,875

Underlying: Common stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Company common stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 8, 2018, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 8, 2018 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 8, 2018, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 8, 2018, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 8, 2018 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 8, 2018, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 7,125 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Feb 11, 2020 21:30 UTC Quintana Energy Services Inc. QES · Entity 147528 GrantPerformance Share Unit · Derivative 70,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001704235-20-000012 · wf-form4_158147461156985.xml · derivative · entry 5

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,213

Underlying: Common stock · 70,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents the right to receive, upon vesting, one share of Company common stock.

F2 · derivative.exercise_date: On January 17, 2020, the Compensation Committee determined that the reporting person earned 70,213 performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based the Company's achievement with respect to relative total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in three equal installments beginning on February 9, 2020. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

F2 · derivative.expiration_date: On January 17, 2020, the Compensation Committee determined that the reporting person earned 70,213 performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based the Company's achievement with respect to relative total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in three equal installments beginning on February 9, 2020. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 16:32 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 14,400 $3.30 $47,520.00
Disclosure

SEC source: 0001704235-20-000001 · wf-form4_157869193684632.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,728

F1 · shares: (1)The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2019.

Read SEC document
December 12, 2019 Filed Dec 17, 2019 16:46 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 100 $3.00 $300.00
Disclosure

SEC source: 0001704235-19-000083 · wf-form4_157661919083293.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,128

F1 · shares: (1)The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2019.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 16:31 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 100 $3.00 $300.00
Disclosure

SEC source: 0001704235-19-000078 · wf-form4_157592705271854.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,228

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-trading plan adopted by the reporting person on March 8, 2019

Read SEC document
December 05, 2019 Filed Dec 9, 2019 16:31 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 400 $3.00 $1,200.00
Disclosure

SEC source: 0001704235-19-000078 · wf-form4_157592705271854.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,328

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-trading plan adopted by the reporting person on March 8, 2019

Read SEC document
April 17, 2019 Filed Apr 18, 2019 17:02 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 1,400 $5.00 $7,000.00
Disclosure

SEC source: 0001704235-19-000039 · wf-form4_155562131647935.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,728

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
April 08, 2019 Filed Apr 11, 2019 16:02 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 100 $5.00 $500.00
Disclosure

SEC source: 0001704235-19-000037 · wf-form4_155501291199709.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,128

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:44 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 10,100 $4.00 $40,400.00
Disclosure

SEC source: 0001704235-19-000036 · wf-form4_155363663767740.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,228

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-trading plan adopted by the reporting person on March 8, 2019

Read SEC document
March 22, 2019 Filed Mar 26, 2019 17:44 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 2,400 $4.24 $10,176.00
Disclosure

SEC source: 0001704235-19-000036 · wf-form4_155363663767740.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,328

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-trading plan adopted by the reporting person on March 8, 2019

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.34, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any security holder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 18:34 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPhantom Units · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-19-000028 · wf-form4_155182885249232.xml · derivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,242

Underlying: Common stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F1 · price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F3 · derivative.exercise_date: 37,121 phantom units were settled on March 5, 2019.

F3 · derivative.expiration_date: 37,121 phantom units were settled on March 5, 2019.

F4 · balance_after: The remaining 74,242 phantom units are scheduled to vest in two equal installments in February 2020 and February 2021. Vested phantom units will be settled within 60 days of the applicable vesting date.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 18:34 UTC Quintana Energy Services Inc. QES · Entity 147528 Tax withholdingCommon stock 12,037 $5.67 $68,249.79
Disclosure

SEC source: 0001704235-19-000028 · wf-form4_155182885249232.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,728

F2 · shares: Represents shares of common stock in QES withheld to satisfy the Reporting Person's tax liability arising from the settlement of phantom units previously granted to him.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 18:34 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 37,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-19-000028 · wf-form4_155182885249232.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 09:35 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 1,500 $5.24 $7,860.00
Disclosure

SEC source: 0001704235-19-000027 · wf-form4_155136452798366.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,644

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.25, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any security holder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPerformance Share Unit · Derivative 7,125 $0.00 $0.00
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · derivative · entry 6

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common stock · 7,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share unit represents the right to receive, upon vesting, one share of Company common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of certain performance share units (PSUs) into common stock of the Company. As previously reported on April 20, 2018, the reporting person was previously awarded 71,250 under the Company's Long Term Incentive Plan on April 18, 2018. The PSUs vest and are settled when they have performance vested in accordance with certain achieved goals that are based on (i) relative total stockholder return and (ii) absolute total stockholder return. It has been determined that 21,375 of those PSUs are earned and eligible for vesting. On February 9, 2019, one-third of the PSUs earned were vested and settled. Should the reporting person satisfy the service requirement applicable to such earned performance units, vesting shall occur on the remaining PSUs in equal installments on the first and second anniversaries of February 9, 2019

F4 · derivative.expiration_date: Represents the conversion upon vesting of certain performance share units (PSUs) into common stock of the Company. As previously reported on April 20, 2018, the reporting person was previously awarded 71,250 under the Company's Long Term Incentive Plan on April 18, 2018. The PSUs vest and are settled when they have performance vested in accordance with certain achieved goals that are based on (i) relative total stockholder return and (ii) absolute total stockholder return. It has been determined that 21,375 of those PSUs are earned and eligible for vesting. On February 9, 2019, one-third of the PSUs earned were vested and settled. Should the reporting person satisfy the service requirement applicable to such earned performance units, vesting shall occur on the remaining PSUs in equal installments on the first and second anniversaries of February 9, 2019

F4 · balance_after: Represents the conversion upon vesting of certain performance share units (PSUs) into common stock of the Company. As previously reported on April 20, 2018, the reporting person was previously awarded 71,250 under the Company's Long Term Incentive Plan on April 18, 2018. The PSUs vest and are settled when they have performance vested in accordance with certain achieved goals that are based on (i) relative total stockholder return and (ii) absolute total stockholder return. It has been determined that 21,375 of those PSUs are earned and eligible for vesting. On February 9, 2019, one-third of the PSUs earned were vested and settled. Should the reporting person satisfy the service requirement applicable to such earned performance units, vesting shall occur on the remaining PSUs in equal installments on the first and second anniversaries of February 9, 2019

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionRestricted Stock Unit · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · derivative · entry 5

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of Company common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of certain restricted stock units into common stock of the Company. As previously reported on April 20, 2018, the reporting person was granted 35,625 restricted stock units on April 18, 2018, of which one-third vested on February 9, 2019 in accordance with the Company's 2018 Long Term Incentive Plan. Vesting shall occur on the remaining restricted stock units on the first and second anniversaries of February 9, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of certain restricted stock units into common stock of the Company. As previously reported on April 20, 2018, the reporting person was granted 35,625 restricted stock units on April 18, 2018, of which one-third vested on February 9, 2019 in accordance with the Company's 2018 Long Term Incentive Plan. Vesting shall occur on the remaining restricted stock units on the first and second anniversaries of February 9, 2019.

F1 · balance_after: Represents the conversion upon vesting of certain restricted stock units into common stock of the Company. As previously reported on April 20, 2018, the reporting person was granted 35,625 restricted stock units on April 18, 2018, of which one-third vested on February 9, 2019 in accordance with the Company's 2018 Long Term Incentive Plan. Vesting shall occur on the remaining restricted stock units on the first and second anniversaries of February 9, 2019.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Tax withholdingCommon stock 2,341 $4.95 $11,587.95
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · nonDerivative · entry 4

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,144

F5 · shares: Reflects 2,341 shares withheld by the Company at the market price of $4.95 per share to fund the payment of taxes for the performance share unit conversion.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 7,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · nonDerivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion upon vesting of certain performance share units (PSUs) into common stock of the Company. As previously reported on April 20, 2018, the reporting person was previously awarded 71,250 under the Company's Long Term Incentive Plan on April 18, 2018. The PSUs vest and are settled when they have performance vested in accordance with certain achieved goals that are based on (i) relative total stockholder return and (ii) absolute total stockholder return. It has been determined that 21,375 of those PSUs are earned and eligible for vesting. On February 9, 2019, one-third of the PSUs earned were vested and settled. Should the reporting person satisfy the service requirement applicable to such earned performance units, vesting shall occur on the remaining PSUs in equal installments on the first and second anniversaries of February 9, 2019

F2 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Company common stock.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Tax withholdingCommon stock 3,902 $4.95 $19,314.90
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,360

F3 · shares: Reflects 3,902 shares withheld by the Company at the market price of $4.95 per share to fund the payment of taxes for the restricted stock unit conversion.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 16:24 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionCommon stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-19-000024 · wf-form4_155000667381045.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of certain restricted stock units into common stock of the Company. As previously reported on April 20, 2018, the reporting person was granted 35,625 restricted stock units on April 18, 2018, of which one-third vested on February 9, 2019 in accordance with the Company's 2018 Long Term Incentive Plan. Vesting shall occur on the remaining restricted stock units on the first and second anniversaries of February 9, 2019.

F2 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of Company common stock.

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February 05, 2019 Filed Feb 7, 2019 12:35 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 1,500 $5.00 $7,500.00
Disclosure

SEC source: 0001704235-19-000015 · wf-form4_154956094174637.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,387

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

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January 24, 2019 Filed Jan 28, 2019 17:00 UTC Quintana Energy Services Inc. QES · Entity 147528 GrantRestricted Stock Unit · Derivative 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001704235-19-000005 · wf-form4_154871283856440.xml · derivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,021

Underlying: Common stock · 117,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F2 · derivative.exercise_date: On January 24, 2019, the reporting person was awarded a number of restricted stock units under the Companys 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2019, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2019 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2019, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

F2 · derivative.expiration_date: On January 24, 2019, the reporting person was awarded a number of restricted stock units under the Companys 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 9, 2019, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 9, 2019 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 9, 2019, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

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November 28, 2018 Filed Nov 28, 2018 16:46 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 1,285 $5.84 $7,504.40
Disclosure

SEC source: 0001704235-18-000016 · wf-form4_154344157886161.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,887

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any security holder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 27, 2018 Filed Nov 28, 2018 16:46 UTC Quintana Energy Services Inc. QES · Entity 147528 SaleCommon stock 215 $6.15 $1,322.25
Disclosure

SEC source: 0001704235-18-000016 · wf-form4_154344157886161.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,172

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

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October 30, 2018 Filed Nov 1, 2018 16:06 UTC Quintana Energy Services Inc. "QES" · Entity 147528 SaleCommon stock 770 $6.23 $4,797.10
Disclosure

SEC source: 0000899243-18-027890 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,387

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.40, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any security holder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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October 29, 2018 Filed Oct 30, 2018 16:05 UTC Quintana Energy Services Inc. "QES" · Entity 147528 SaleCommon stock 730 $5.84 $4,263.20
Disclosure

SEC source: 0000899243-18-027655 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,157

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $6.00, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any security holder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 27, 2018 Filed Oct 1, 2018 16:05 UTC Quintana Energy Services Inc. "QES" · Entity 147528 SaleCommon stock 1,500 $7.24 $10,860.00
Disclosure

SEC source: 0000899243-18-025655 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,887

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.21 to $7.32, inclusive. The reporting person undertakes to provide to Quintana Energy Services Inc., any stockholder of Quintana Energy Services Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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August 27, 2018 Filed Aug 29, 2018 16:05 UTC Quintana Energy Services Inc. "QES" · Entity 147528 SaleCommon stock 1,500 $7.96 $11,940.00
Disclosure

SEC source: 0000899243-18-023463 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,387

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

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April 18, 2018 Filed Apr 20, 2018 16:41 UTC Quintana Energy Services Inc. QES · Entity 147528 GrantRestricted Stock Unit · Derivative 35,625 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-010513 · doc4.xml · derivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 35,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F2 · price: Each restricted stock unit represents the contingent right to receive one share of QES common stock.

F4 · derivative.exercise_date: On April 18, 2018, the reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 8, 2018, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 8, 2018 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 8, 2018, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

F4 · derivative.expiration_date: On April 18, 2018, the reporting person was awarded a number of restricted stock units under the Company's 2018 Long Term Incentive Plan. The restricted stock units shall vest as follows: (i) one-third of the restricted stock units shall vest on the first anniversary of February 8, 2018, (ii) one-third of the restricted stock units shall vest on the second anniversary of February 8, 2018 and (iii) one-third of the restricted stock units shall vest on the third anniversary of February 8, 2018, in each case, so long as the reporting person remains continuously employed by, or continuously provides services to, the Company or an affiliate of the Company, as applicable, from the grant date through each such applicable vesting date.

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April 18, 2018 Filed Apr 20, 2018 16:41 UTC Quintana Energy Services Inc. QES · Entity 147528 GrantPerformance Share Unit · Derivative 71,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-010513 · doc4.xml · derivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,250

Underlying: Common stock · 71,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents the contingent right to receive one share of QES common stock.

F1 · price: Each performance share unit represents the contingent right to receive one share of QES common stock.

F3 · derivative.exercise_date: On April 18, 2018, the reporting person was awarded a number of performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based on (i) the Company's achievement with respect to relative total stockholder return and (ii) the Company's achievement with respect to absolute total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in equal installments on the first three anniversaries of the performance period commencement date. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

F3 · derivative.expiration_date: On April 18, 2018, the reporting person was awarded a number of performance share units under the Company's 2018 Long Term Incentive Plan. The performance share units vest and are settled when they have performance vested in accordance with certain achieved performance goals that are based on (i) the Company's achievement with respect to relative total stockholder return and (ii) the Company's achievement with respect to absolute total stockholder return. Should the reporting person satisfy the service requirement applicable to such earned performance share unit, vesting shall occur in equal installments on the first three anniversaries of the performance period commencement date. Any performance share units that have not been earned at the end of a performance period shall be forfeited.

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March 07, 2018 Filed Mar 8, 2018 06:13 UTC Quintana Energy Services Inc. QES · Entity 147528 Exercise / conversionPhantom Units · Derivative 37,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-006782 · doc4.xml · derivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,363

Underlying: Common stock · 37,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F1 · price: Each phantom unit represented the right to receive one share of QES common stock upon settlement.

F3 · derivative.exercise_date: 37,121 phantom units were settled on March 7, 2018.

F3 · derivative.expiration_date: 37,121 phantom units were settled on March 7, 2018.

F4 · balance_after: The remaining 111,363 phantom units are scheduled to vest in three equal installments in February 2019, February 2020 and February 2021. Vested phantom units will be settled within 60 days of the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.