Douglas Patrice D

SEC source: 0001895262-26-000061 · wk-form4_1770330026.xml · derivative · entry 3

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,082

Underlying: A Ordinary Shares · 2,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $36.43 for an aggregate amount of $89,253.50.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001895262-26-000061 · wk-form4_1770330026.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,532

Underlying: A Ordinary Shares · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

SEC source: 0001895262-26-000061 · wk-form4_1770330026.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001895262-26-000033 · wk-form4_1770081371.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,205

Underlying: A Ordinary Shares · 6,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0001641185-25-000004 · wk-form4_1757104971.xml · derivative · entry 3

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,123

Underlying: A Ordinary Shares · 851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F4 · price: Restricted stock units settled in cash at $28.25 for an aggregate amount of $24,040.75.

F3 · derivative.exercise_date: The RSUs vest one year from the date of grant.

F3 · derivative.expiration_date: The RSUs vest one year from the date of grant.

SEC source: 0001641185-25-000004 · wk-form4_1757104971.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,974

Underlying: A Ordinary Shares · 1,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · derivative.exercise_date: The RSUs vest one year from the date of grant.

F3 · derivative.expiration_date: The RSUs vest one year from the date of grant.

SEC source: 0001641185-25-000004 · wk-form4_1757104971.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount corrects the number of shares reported on the form 3 filed September 5th, 2024. The reported holding was 3,750, which was incorrectly rounded up by one share. The correct number of shares was 3,749 and this form 4 corrects this rounding error by adjusting the number of shares reported down by one share.

SEC source: 0001104659-25-059355 · tm2517861-2_4seq1.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. Such TSUs were scheduled to vest on July 1, 2025 so long as the reporting person remained a member of the board of directors of the Company (the "Board") through the vesting date. In connection with Ms. Douglas's service on the Board ending following the Company's Annual Meeting of Stockholders on June 13, 2025, the vesting of the TSUs was accelerated.

F2 · derivative.exercise_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. Such TSUs were scheduled to vest on July 1, 2025 so long as the reporting person remained a member of the board of directors of the Company (the "Board") through the vesting date. In connection with Ms. Douglas's service on the Board ending following the Company's Annual Meeting of Stockholders on June 13, 2025, the vesting of the TSUs was accelerated.

F2 · derivative.expiration_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan. Such TSUs were scheduled to vest on July 1, 2025 so long as the reporting person remained a member of the board of directors of the Company (the "Board") through the vesting date. In connection with Ms. Douglas's service on the Board ending following the Company's Annual Meeting of Stockholders on June 13, 2025, the vesting of the TSUs was accelerated.

SEC source: 0001104659-25-059355 · tm2517861-2_4seq1.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0001628280-25-004050 · wk-form4_1738790407.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,250

Underlying: A Ordinary Shares · 6,123 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

SEC source: 0000950170-24-103525 · ownership.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.exercise_price: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4 · derivative.exercise_price: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5 · derivative.exercise_price: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · deemedExecutionDate: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · deemedExecutionDate: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4 · deemedExecutionDate: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5 · deemedExecutionDate: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · price: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4 · price: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5 · price: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · derivative.exercise_date: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.exercise_date: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4 · derivative.exercise_date: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5 · derivative.exercise_date: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · derivative.expiration_date: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.expiration_date: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4 · derivative.expiration_date: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5 · derivative.expiration_date: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

SEC source: 0000950170-24-103525 · ownership.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.exercise_price: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3 · derivative.exercise_price: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5 · derivative.exercise_price: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · deemedExecutionDate: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · deemedExecutionDate: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3 · deemedExecutionDate: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5 · deemedExecutionDate: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · price: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3 · price: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5 · price: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · derivative.exercise_date: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.exercise_date: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3 · derivative.exercise_date: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5 · derivative.exercise_date: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

F1 · derivative.expiration_date: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2 · derivative.expiration_date: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3 · derivative.expiration_date: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5 · derivative.expiration_date: At the effective time, each time-vested restricted stock unit was settled in shares of Diamond Offshore common stock pursuant to the applicable Restricted Stock Unit Award Agreement, and such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement.

SEC source: 0001104659-24-077777 · tm2418697-5_4seq1.xml · derivative · entry 3

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,665

Underlying: Common Stock · 19,665 shares

Expires not disclosed

F3 · derivative.exercise_price: Share amount reflects an aggregate number and represents 19,665 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. 2024 Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Share amount reflects an aggregate number and represents 19,665 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. 2024 Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Share amount reflects an aggregate number and represents 19,665 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. 2024 Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0001104659-24-077777 · tm2418697-5_4seq1.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

F2 · derivative.exercise_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

F2 · derivative.expiration_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

SEC source: 0001104659-24-077777 · tm2418697-5_4seq1.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0001209191-24-001629 · doc4.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,562

Underlying: Common Stock · 9,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest and become non-forfeitable on the first anniversary of the grant date. The vested shares of common stock will be delivered to the reporting person following the earliest to occur of (i) the fifth anniversary of the grant date, (ii) the reporting person's separation from service with the issuer and (iii) a change in control (as defined in the award agreement) of the issuer.

F2 · derivative.expiration_date: The restricted stock units vest and become non-forfeitable on the first anniversary of the grant date. The vested shares of common stock will be delivered to the reporting person following the earliest to occur of (i) the fifth anniversary of the grant date, (ii) the reporting person's separation from service with the issuer and (iii) a change in control (as defined in the award agreement) of the issuer.

SEC source: 0001104659-23-099995 · tm2325912-1_4seq1.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,218

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.14, inclusive. The reporting person undertakes to provide toAmplify Energy Corp. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold ateach separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001104659-23-078089 · tm2319697-5_4seq1.xml · derivative · entry 3

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,077

Underlying: Common Stock · 19,077 shares

Expires not disclosed

F3 · derivative.exercise_price: Share amount reflects an aggregate number and represents 19,077 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Share amount reflects an aggregate number and represents 19,077 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Share amount reflects an aggregate number and represents 19,077 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0001104659-23-078089 · tm2319697-5_4seq1.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

F2 · derivative.exercise_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

F2 · derivative.expiration_date: These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan, vesting on the first anniversary of the date of grant so long as the reporting person remained a member of the board of directors of the Company through the vesting date.

SEC source: 0001104659-23-078089 · tm2319697-5_4seq1.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0001209191-23-028450 · doc4.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,631

Underlying: Common Stock · 6,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest and become non-forfeitable on the first anniversary of the grant date. The vested shares of common stock will be delivered to the reporting person following the earliest to occur of (i) the fifth anniversary of the grant date, (ii) the reporting person's separation from service with the issuer and (iii) a change in control (as defined in the award agreement) of the issuer.

F2 · derivative.expiration_date: The restricted stock units vest and become non-forfeitable on the first anniversary of the grant date. The vested shares of common stock will be delivered to the reporting person following the earliest to occur of (i) the fifth anniversary of the grant date, (ii) the reporting person's separation from service with the issuer and (iii) a change in control (as defined in the award agreement) of the issuer.

SEC source: 0001104659-22-077309 · tm2220261d4_4seq1.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,889

Underlying: Common Stock · 17,889 shares

Expires not disclosed

F2 · derivative.exercise_price: Share amount reflects an aggregate number and represents 17,889 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Share amount reflects an aggregate number and represents 17,889 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Share amount reflects an aggregate number and represents 17,889 unvested TSUs. These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of the Company through the vesting date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-077309 · tm2220261d4_4seq1.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares of common stock, par value $0.01 per share of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with service-based vesting conditions ("TSUs").

SEC source: 0000899243-21-027586 · doc4.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,329

F1 · price: Share amount reflects an aggregate number and represents 30,329 unvested restricted stock units with service-based vesting conditions ("TSUs"). These TSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest on the first anniversary of the date of grant so long as the reporting person remains a member of the board of directors of Amplify Energy Corp. through the vesting date. The TSUs convert into common stock on a one-for-one basis.

SEC source: 0001104659-19-044646 · a4.xml · derivative · entry 5

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

F4 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

SEC source: 0001104659-19-044646 · a4.xml · derivative · entry 4

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

F4 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

SEC source: 0001104659-19-044646 · a4.xml · nonDerivative · entry 3

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,442

F1 · shares: Represents shares sold to the Issuer in connection with the previously announced Issuer tender offer.

SEC source: 0001104659-19-044646 · a4.xml · nonDerivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-19-044646 · a4.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-19-000509 · primary_01.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

F1 · shares: Represents the number of shares sold to the Issuer in connection with an issue tender offer, which is based on the amount of shares tendered and the final pro-ration number provided by the Issuer.

SEC source: 0001593968-19-000113 · primary_01.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352

Underlying: Common Stock · 17,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a continguent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2019, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2019, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

SEC source: 0001593968-18-000093 · primary_01.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

SEC source: 0000914374-17-000113 · certent-form4.xml · nonDerivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between issuer and Simmons First National Corporation ("Simmons") in exchange for (1) 0.3903 shares of Simmons common stock having a market value of $59.55 per share on the effective date of the merger and (2) $5.11 in cash per share of issuer common stock disposed.

SEC source: 0000914374-17-000113 · certent-form4.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

SEC source: 0000914374-16-000280 · certent-form4.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068

F1 · kind: Award of restricted stock under stock option plan. Vest on 1st anniversary.

SEC source: 0001104659-16-159097 · a4.xml · derivative · entry 2

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,617

Underlying: Common Stock · 12,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Pursuant to the Plan, the Reporting Person received an award of restricted stock units which will vest (i) on the first business day following the date on which the trailing 60 day average share price (including any dividends paid) of the Issuer's common stock is equal to or greater than $30.00 or (ii) upon a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F3 · derivative.expiration_date: Pursuant to the Plan, the Reporting Person received an award of restricted stock units which will vest (i) on the first business day following the date on which the trailing 60 day average share price (including any dividends paid) of the Issuer's common stock is equal to or greater than $30.00 or (ii) upon a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

SEC source: 0001104659-16-159097 · a4.xml · derivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901

Underlying: Common Stock · 8,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2017, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2017, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

SEC source: 0001104659-16-158156 · a4.xml · nonDerivative · entry 1

Douglas Patrice D · CIK 0001641185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100