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person · Reporting owner

Bradley David A.

Disclosed activity across 2 companies

Tapewire entity
67579
SEC CIK
0001478505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ecovyst Inc.ECVT · Entity 4897DirectorFebruary 03, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ecovyst Inc.

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,999 Reported balance After 2026-02-03 transaction · row 1
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 19,399 · Balance 107,999

Common StockSEC Table I · non-derivativeIndirectDTRJ Bradley Capital, LP20,000 Reported balance Holding disclosure · report date 2026-02-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,000

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Nexeo Solutions, Inc.

Report date February 28, 2019 · Filed March 04, 2019

Section 16 reporting ended · disclosed 2019-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-02-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-02-28 · Disposition to issuer · Disposed 277,561 · Balance 2,120,411

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F2: 59,958 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.

Row 2 · 2019-02-28 · Disposition to issuer · Disposed 329,229 · Balance 1,791,182

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors.

Row 3 · 2019-02-28 · Disposition to issuer · Disposed 1,791,182 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.42Direct0 Reported balance After 2019-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-28 · Disposition to issuer · Disposed 269,271 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $221,405.40 in cash and 22,331 shares of Univar common stock in connection with the exercise such Options.

F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F2: 59,958 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.

F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors.

F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.

F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $221,405.40 in cash and 22,331 shares of Univar common stock in connection with the exercise such Options.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2026 Filed Feb 5, 2026 16:06 UTC Ecovyst Inc. ECVT · Entity 4897 GrantCommon Stock 19,399 $0.00 $0.00
Disclosure

SEC source: 0001708035-26-000042 · wk-form4_1770325558.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,999

Read SEC document
February 03, 2025 Filed Feb 5, 2025 16:11 UTC Ecovyst Inc. ECVT · Entity 4897 GrantCommon Stock 25,674 $0.00 $0.00
Disclosure

SEC source: 0001708035-25-000057 · wk-form4_1738789857.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,600

Read SEC document
January 22, 2024 Filed Jan 24, 2024 16:42 UTC Ecovyst Inc. ECVT · Entity 4897 GrantCommon Stock 22,701 $0.00 $0.00
Disclosure

SEC source: 0001708035-24-000053 · wk-form4_1706132522.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,926

Read SEC document
January 16, 2023 Filed Jan 18, 2023 16:30 UTC Ecovyst Inc. ECVT · Entity 4897 GrantCommon Stock 20,325 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002027 · doc4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,225

Read SEC document
May 10, 2022 Filed May 12, 2022 16:30 UTC Ecovyst Inc. ECVT · Entity 4897 PurchaseCommon Stock 20,000 $9.73 $194,516.00
Disclosure

SEC source: 0000899243-22-017765 · doc4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · DTRJ Bradley Capital, LP

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.47 to $9.92, inclusive. The reporting person undertakes to provide to Ecovyst Inc., any security holder of Ecovyst Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 03, 2022 Filed May 5, 2022 16:30 UTC Ecovyst Inc. ECVT · Entity 4897 GrantCommon Stock 19,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016821 · doc4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,900

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 Disposition to issuerStock Option (Right to Buy) · Derivative 269,271 $2.71 Strike: $7.42 $729,724.41
Disclosure

SEC source: 0001104659-19-012430 · a4.xml · derivative · entry 4

Bradley David A. · CIK 0001478505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269,271 shares

Expires not disclosed

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F6 · price: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $221,405.40 in cash and 22,331 shares of Univar common stock in connection with the exercise such Options.

F5 · derivative.exercise_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

F5 · derivative.expiration_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 Disposition to issuerCommon Stock 1,791,182 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-012430 · a4.xml · nonDerivative · entry 3

Bradley David A. · CIK 0001478505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F4 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 Disposition to issuerCommon Stock 329,229 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-012430 · a4.xml · nonDerivative · entry 2

Bradley David A. · CIK 0001478505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,182

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F3 · shares: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 Disposition to issuerCommon Stock 277,561 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-012430 · a4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120,411

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F2 · shares: 59,958 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.

Read SEC document
November 02, 2018 Filed Dec 6, 2018 17:26 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 Tax withholdingCommon Stock 7,289 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-071723 · a4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,603

F1 · shares: In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on November 2, 2018.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:09 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 GrantPerformance Share Unit · Derivative 89,892 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-066303 · a4.xml · derivative · entry 4

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,892

Underlying: Common Stock · 89,892 shares

Expires 2020-09-30

F5 · derivative.exercise_price: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated November 2, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on October 1, 2017 to September 30, 2020. The vesting of the Reporting Person's Performance Share Units is tied to the return on invested capital during the performance period, as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target.

F5 · derivative.exercise_date: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated November 2, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on October 1, 2017 to September 30, 2020. The vesting of the Reporting Person's Performance Share Units is tied to the return on invested capital during the performance period, as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:09 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 GrantEmployee Stock Option (right to buy) · Derivative 269,271 $0.00 Strike: $7.42 $0.00
Disclosure

SEC source: 0001104659-17-066303 · a4.xml · derivative · entry 3

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,271

Underlying: Common Stock · 269,271 shares

Expires 2017-11-02

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 2, 2018.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:09 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 GrantCommon Stock 89,892 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-066303 · a4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,892

F1 · shares: Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 16:07 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 PurchaseCommon Stock 80,000 $7.39 $591,200.00
Disclosure

SEC source: 0001104659-17-052457 · a4.xml · nonDerivative · entry 1

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.27 to $7.43, inclusive. The reporting person undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 17:20 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 GrantPerformance Share Unit · Derivative 54,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-006187 · a4.xml · derivative · entry 1

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2019-06-30

F1 · derivative.exercise_price: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated January 31, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on July 1, 2016 and ending June 30, 2019. The vesting of the Reporting Person's Performance Share Units is tied to the market price of the Issuer's common stock during the performance period (and in some cases, the Issuer's Adjusted EBITDA achievement), as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target.

F1 · derivative.exercise_date: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated January 31, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on July 1, 2016 and ending June 30, 2019. The vesting of the Reporting Person's Performance Share Units is tied to the market price of the Issuer's common stock during the performance period (and in some cases, the Issuer's Adjusted EBITDA achievement), as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 18:01 UTC Nexeo Solutions, Inc. NXEO · Entity 159591 OtherDeferred Payment Right · Derivative 26,341 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158406 · a4.xml · derivative · entry 1

Bradley David A. · CIK 0001478505 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 284,825

Underlying: Common Stock · 284,825 shares

Expires 2021-06-30

F1 · derivative.exercise_price: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825.

F1 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825.

F1 · derivative.exercise_date: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825.

F2 · ownership.nature: The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.