Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cohen & Co Inc.COHN · Entity 7376 | Chief Accounting Officer | February 03, 2026 | February 05, 2026 |
| FINTECH ACQUISITION CORP VIFTVI · Entity 137246 | Chief Financial Officer | June 23, 2021 | June 23, 2021 |
| FTAC Athena Acquisition Corp.FTAA · Entity 129931 | CFO and Secretary | February 22, 2021 | February 22, 2021 |
| FTAC Hera Acquisition Corp.HERA · Entity 127894 | CFO and Secretary | March 03, 2021 | March 03, 2021 |
| Fintech Acquisition Corp VFTCV · Entity 128691 | Chief Financial Officer | December 03, 2020 | December 03, 2020 |
| Fold Holdings, Inc.EMLDU · Entity 2643 | Chief Financial Officer | December 15, 2021 | December 15, 2021 |
| Perella Weinberg PartnersFTIV · Entity 988 | Chief Financial Officer | September 24, 2020 | September 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cohen & Co Inc.
Report date February 03, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 28,934 |
Reported balance
After 2026-02-03 transaction · row 1
1 source rowRow 1 · 2026-02-03 · Tax withholding · Disposed 3,252 · Balance 28,934 F1: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2026, of 6,667 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2026, of 6,667 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended.
FINTECH ACQUISITION CORP VI
Report date June 23, 2021 · Filed June 23, 2021
This filing explicitly reported no securities owned.
FTAC Athena Acquisition Corp.
Report date February 22, 2021 · Filed February 22, 2021
This filing explicitly reported no securities owned.
FTAC Hera Acquisition Corp.
Report date March 03, 2021 · Filed March 03, 2021
This filing explicitly reported no securities owned.
Fintech Acquisition Corp V
Report date December 03, 2020 · Filed December 03, 2020
This filing explicitly reported no securities owned.
Fold Holdings, Inc.
Report date December 15, 2021 · Filed December 15, 2021
This filing explicitly reported no securities owned.
Perella Weinberg Partners
Report date September 24, 2020 · Filed September 24, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FTAC Olympus Acquisition Corp.
Report date June 25, 2021 · Filed June 29, 2021
Section 16 reporting ended · disclosed 2021-06-29. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2026 Filed Feb 5, 2026 09:23 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 3,252 | $18.69 | $60,779.88 |
DisclosureSEC source: 0001104659-26-010711 · tm265017-4_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,934 F1 · shares: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2026, of 6,667 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 09:11 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-122814 · tm2533886-4_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,186 F1 · shares: Mr. Listman was awarded 12,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-third of the Restricted Shares on each of January 31, 2027, January 31, 2028 and January 31, 2029. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 16:16 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 1,811 | $9.74 | $17,639.14 |
DisclosureSEC source: 0001104659-25-009677 · tm255519-4_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,186 F1 · shares: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2025, of 5,000 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:18 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-130827 · tm2431772-7_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,997 F1 · shares: Mr. Listman was awarded 10,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-third of the Restricted Shares on each of January 31, 2026, January 31, 2027 and January 31, 2028. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 16:17 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 1,337 | $7.23 | $9,666.51 |
DisclosureSEC source: 0001104659-24-010048 · tm244928-3_4.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,997 F1 · shares: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2024, of 3,333 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| December 21, 2023 Filed Dec 21, 2023 16:23 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-128239 · tm2333248-7_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,334 F1 · shares: Mr. Listman was awarded 5,000 restricted shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the common stock on each of January 31, 2025, January 31, 2026 and January 31, 2027. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 15:24 UTC | Cohen & Co Inc. COHN · Entity 7376 | SaleCommon Stock, par value $0.01 per share | 2,332 | $8.76 | $20,436.95 |
DisclosureSEC source: 0001104659-23-032242 · tm239577-1_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:07 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 1,834 | $8.83 | $16,194.22 |
DisclosureSEC source: 0001104659-23-010488 · tm235302-4_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,666 F1 · shares: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2023, of 4,166 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 10:49 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-128508 · tm2232831-3_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Mr. Listman was awarded 5,000 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| March 14, 2022 Filed Mar 14, 2022 13:03 UTC | Cohen & Co Inc. COHN · Entity 7376 | SaleCommon Stock, par value $0.01 per share | 1,379 | $16.38 | $22,582.50 |
DisclosureSEC source: 0001104659-22-033229 · tm229192-1_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 18:45 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 1,121 | $15.20 | $17,039.20 |
DisclosureSEC source: 0001104659-22-010990 · tm225288-1_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,879 F1 · shares: Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2022, of 2,500 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 17:20 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-151785 · tm2135843-3_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Mr. Listman was awarded 5,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Restricted Shares on each of January 31, 2023, January 31, 2024 and January 31, 2025. Read SEC document |
| May 21, 2021 Filed May 21, 2021 16:20 UTC | Cohen & Co Inc. COHN · Entity 7376 | SaleCommon Stock, par value $0.01 per share | 1,307 | $25.56 | $33,406.92 |
DisclosureSEC source: 0001104659-21-070497 · tm2117283-1_4seq1.xml · nonDerivative · entry 2 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.18 to $25.72, inclusive. Read SEC document |
| May 21, 2021 Filed May 21, 2021 16:20 UTC | Cohen & Co Inc. COHN · Entity 7376 | SaleCommon Stock, par value $0.01 per share | 7,200 | $24.53 | $176,616.00 |
DisclosureSEC source: 0001104659-21-070497 · tm2117283-1_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,307 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $25.17, inclusive. The reporting person undertakes to provide to Cohen & Company Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 03, 2021 Filed Feb 16, 2021 19:45 UTC | Cohen & Co Inc. COHN · Entity 7376 | GrantCommon Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024490 · tm216997-1_4seq1.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,507 F1 · shares: Mr. Listman was awarded 5,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Restricted Shares on each of January 31, 2022 and January 31, 2023. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 16:32 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 491 | $8.15 | $4,001.65 |
DisclosureSEC source: 0001104659-19-005843 · a4.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,507 F1 · shares: Represents shares of common stock of Cohen & Co Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2019, of 1,250 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. Read SEC document |
| January 31, 2018 Filed Feb 16, 2018 16:30 UTC | Cohen & Co Inc. COHN · Entity 7376 | Tax withholdingCommon Stock, par value $0.01 per share | 444 | $9.92 | $4,403.99 |
DisclosureSEC source: 0001104659-18-010396 · a4.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 F1 · shares: Represents shares of common stock of Cohen & Co Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2018, of 1,250 shares of restricted common stock granted to the reporting person by the Company under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 14:51 UTC | Cohen & Co Inc. IFMI · Entity 7376 | GrantCommon Stock, par value $0.001 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010531 · a4.xml · nonDerivative · entry 1 Listman Douglas · CIK 0001478645 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,420 F1 · shares: Mr. Listman was awarded 25,000 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-half of these restricted shares on January 31, 2018 and with respect to the remaining one-half of these restricted shares on January 31, 2019, in each case, so long as Mr. Listman is then employed by the Issuer or any of its subsidiaries. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.