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person · Reporting owner

Kim Tony

Disclosed activity across 3 companies

Tapewire entity
67241
SEC CIK
0001623517

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BlackRock Science & Technology Term TrustBSTZ · Entity 4460Portfolio ManagerFebruary 05, 2026February 09, 2026
BlackRock Science & Technology TrustBST · Entity 9012Portfolio ManagerFebruary 05, 2026February 09, 2026
BlackRock Technology & Private Equity Term TrustBTX · Entity 4932Portfolio ManagerJanuary 30, 2026February 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BlackRock Science & Technology Term Trust

Report date February 05, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect251,554.3651 Reported balance After 2026-02-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-02-05 · Purchase · Acquired 41,525 · Balance 251,554.3651

Common StockSEC Table I · non-derivativeDirect210,029.3651 Reported balance After 2026-02-05 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-02-05 · Purchase · Acquired 300 · Balance 210,029.3651

BlackRock Science & Technology Trust

Report date February 05, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,159 Reported balance After 2026-02-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-02-05 · Purchase · Acquired 1,200 · Balance 81,159

Common StockSEC Table I · non-derivativeDirect79,959 Reported balance After 2026-02-05 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-02-05 · Purchase · Acquired 22,445 · Balance 79,959

BlackRock Technology & Private Equity Term Trust

Report date January 30, 2026 · Filed February 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect29,270.828 Reported balance After 2026-01-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-30 · Grant · Acquired 29,270.828 · Balance 29,270.828

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Filing footnotes · ownership attribution and instrument terms

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Feb 2, 2023 19:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 Exercise / conversionPhantom Shares · Derivative 5,435.4181 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003666 · doc4.xml · derivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870.8361

Underlying: Common Stock · 5,435.4181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 Disposition to issuerCommon Stock 5,435.4181 $18.15 $98,652.84
Disclosure

SEC source: 0000899243-23-003666 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,807.2713

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 Exercise / conversionCommon Stock 5,435.4181 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003666 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,242.6894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 13:05 UTC BlackRock Science & Technology Trust BST · Entity 9012 PurchaseCommon Stock 16,750 $46.45 $778,104.50
Disclosure

SEC source: 0000899243-22-004792 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 520.0908 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · derivative · entry 6

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 520.0908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 1,688.431 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · derivative · entry 5

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688.431

Underlying: Common Stock · 1,688.431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 3,423.0488 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · derivative · entry 4

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846.0975

Underlying: Common Stock · 3,423.0488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 GrantPhantom Shares · Derivative 30,618.8515 $45.80 $1,402,343.40
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · derivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,618.8515

Underlying: Common Stock · 30,618.8515 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 Disposition to issuerCommon Stock 5,631.5705 $45.80 $257,925.93
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:53 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionCommon Stock 5,631.5705 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-004363 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,631.5705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 GrantPhantom Shares · Derivative 14,584.9548 $32.05 $467,447.80
Disclosure

SEC source: 0000899243-22-004292 · doc4.xml · derivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,584.9548

Underlying: Common Stock · 14,584.9548 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 15:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 12 $34.05 $408.60
Disclosure

SEC source: 0000899243-21-013106 · doc4.xml · nonDerivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,181

Read SEC document
March 19, 2021 Filed Mar 23, 2021 15:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 6,312 $34.07 $215,049.84
Disclosure

SEC source: 0000899243-21-013106 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,169

Read SEC document
March 19, 2021 Filed Mar 23, 2021 15:01 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 22,676 $34.07 $772,571.32
Disclosure

SEC source: 0000899243-21-013106 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,857

Read SEC document
March 02, 2021 Filed Mar 4, 2021 16:45 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 711 $37.40 $26,591.40
Disclosure

SEC source: 0000899243-21-009848 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,021

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:15 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 13,200 $37.55 $495,694.32
Disclosure

SEC source: 0000899243-21-004945 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,015.05

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 449.1846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · derivative · entry 6

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 449.1846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 478.7517 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · derivative · entry 5

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478.7517

Underlying: Common Stock · 478.7517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 1,554.2269 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · derivative · entry 4

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108.4538

Underlying: Common Stock · 1,554.2269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 GrantPhantom Shares · Derivative 9,452.9086 $54.15 $511,875.00
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · derivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,452.9086

Underlying: Common Stock · 9,452.9086 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 Disposition to issuerCommon Stock 2,482.1632 $54.15 $134,409.14
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 20:01 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionCommon Stock 2,482.1632 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004353 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482.1632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 300 $17.33 $5,199.87
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 10

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,957.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 300 $17.33 $5,197.92
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 9

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,657.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 1,179 $17.36 $20,469.09
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 8

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,357.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 200 $17.34 $3,467.88
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 7

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,178.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 1,300 $17.35 $22,549.67
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 6

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,978.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 411 $17.35 $7,131.43
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 5

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,678.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 900 $17.35 $15,616.35
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 4

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,267.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 100 $17.34 $1,734.15
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,367.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 100 $17.32 $1,731.64
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,267.94

Read SEC document
April 07, 2020 Filed Apr 9, 2020 12:36 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 400 $17.33 $6,931.88
Disclosure

SEC source: 0000899243-20-010566 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,167.94

Read SEC document
March 24, 2020 Filed Mar 26, 2020 12:40 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 3,695 $14.60 $53,947.00
Disclosure

SEC source: 0000899243-20-009481 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,667.71

Read SEC document
March 24, 2020 Filed Mar 26, 2020 12:40 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 13,255 $14.59 $193,390.45
Disclosure

SEC source: 0000899243-20-009481 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,972.71

Read SEC document
March 18, 2020 Filed Mar 19, 2020 16:39 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 17,250 $14.80 $255,300.00
Disclosure

SEC source: 0000899243-20-009007 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,717.7123

Read SEC document
February 05, 2020 Filed Feb 7, 2020 13:02 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 3,580 $21.81 $78,067.63
Disclosure

SEC source: 0000899243-20-003606 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,292

Read SEC document
February 04, 2020 Filed Feb 6, 2020 12:17 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 4,712 $21.48 $101,194.44
Disclosure

SEC source: 0000899243-20-003467 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,712

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 395.4552 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · derivative · entry 6

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 395.4552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 426.0728 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · derivative · entry 5

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426.0728

Underlying: Common Stock · 426.0728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 454.1185 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · derivative · entry 4

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908.2371

Underlying: Common Stock · 454.1185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 GrantPhantom Shares · Derivative 4,469.498 $34.26 $153,125.00
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · derivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469.498

Underlying: Common Stock · 4,469.498 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 Disposition to issuerCommon Stock 1,275.6465 $34.26 $43,703.65
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionCommon Stock 1,275.6465 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003110 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275.6465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 12:11 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 17,000 $21.50 $365,505.10
Disclosure

SEC source: 0001567619-20-001264 · doc1.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.4688 to $21.5693; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 14:49 UTC BlackRock Science & Technology Term Trust BSTZ · Entity 4460 PurchaseCommon Stock 27,000 $20.00 $540,000.00
Disclosure

SEC source: 0000899243-19-018321 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:36 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 356.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007030 · doc4.xml · derivative · entry 5

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356.18

Underlying: Common Stock · 356.18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:36 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionPhantom Shares · Derivative 383.76 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007030 · doc4.xml · derivative · entry 4

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767.52

Underlying: Common Stock · 383.76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:36 UTC BlackRock Science & Technology Trust BST · Entity 9012 GrantPhantom Shares · Derivative 1,227.05 $31.34 $38,455.75
Disclosure

SEC source: 0001209191-19-007030 · doc4.xml · derivative · entry 3

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227.05

Underlying: Common Stock · 1,227.05 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:36 UTC BlackRock Science & Technology Trust BST · Entity 9012 Disposition to issuerCommon Stock 739.94 $31.34 $23,189.72
Disclosure

SEC source: 0001209191-19-007030 · doc4.xml · nonDerivative · entry 2

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:36 UTC BlackRock Science & Technology Trust BST · Entity 9012 Exercise / conversionCommon Stock 739.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007030 · doc4.xml · nonDerivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.