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BlackRock Technology & Private Equity Term Trust

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4932
SEC CIK
0001836057
Parsed reports
183

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2026 Filed Feb 4, 2026 00:50 UTC
Menge Steven ReidPortfolio Manager
GrantPhantom Shares · Derivative 4,136.9427 $7.85 $32,475.00
Disclosure

SEC source: 0001193125-26-036276 · ownership.xml · derivative · entry 1

Menge Steven Reid · CIK 0001814858 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,136.9427

Underlying: Common Stock · 4,136.9427 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 30, 2026 Filed Feb 4, 2026 00:27 UTC
Kim TonyPortfolio Manager
GrantPhantom Shares · Derivative 29,270.828 $7.85 $229,776.00
Disclosure

SEC source: 0001193125-26-036230 · ownership.xml · derivative · entry 1

Kim Tony · CIK 0001623517 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,270.828

Underlying: Common Stock · 29,270.828 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 22:21 UTC SaleCommon Stock 0.7067 $6.55 $4.63
Disclosure

SEC source: 0001193125-25-328969 · ownership.xml · nonDerivative · entry 2

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 18, 2025 Filed Dec 22, 2025 22:21 UTC SaleCommon Stock 21,936 $6.52 $143,022.72
Disclosure

SEC source: 0001193125-25-328969 · ownership.xml · nonDerivative · entry 1

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.7067

Read SEC document
July 09, 2025 Filed Jul 10, 2025 19:48 UTC OtherCommon Stock 60,675,395 $7.49 $454,458,708.55
Disclosure

SEC source: 0001510281-25-000377 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 0

F1 · kind: Shares tendered in tender offer by the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 27,424.4749 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · derivative · entry 6

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,424.4749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 2,818.1813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · derivative · entry 5

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818.1813

Underlying: Common Stock · 2,818.1813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 4,370.9317 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · derivative · entry 4

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,741.8634

Underlying: Common Stock · 4,370.9317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
GrantPhantom Shares · Derivative 6,448.5366 $8.20 $52,878.00
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · derivative · entry 3

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,448.5366

Underlying: Common Stock · 6,448.5366 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
Disposition to issuerCommon Stock 34,613.5879 $8.20 $283,831.42
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · nonDerivative · entry 2

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,606

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:21 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionCommon Stock 34,613.5879 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013896 · ownership.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,219.5879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:34 UTC
McClements KylePortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,240.3745 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013561 · ownership.xml · derivative · entry 4

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480.749

Underlying: Common Stock · 1,240.3745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:34 UTC
McClements KylePortfolio Manager
GrantPhantom Shares · Derivative 3,923.7805 $8.20 $32,175.00
Disclosure

SEC source: 0000950170-25-013561 · ownership.xml · derivative · entry 3

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,923.7805

Underlying: Common Stock · 3,923.7805 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:34 UTC
McClements KylePortfolio Manager
Disposition to issuerCommon Stock 1,240.3745 $8.20 $10,171.07
Disclosure

SEC source: 0000950170-25-013561 · ownership.xml · nonDerivative · entry 2

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474.72

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:34 UTC
McClements KylePortfolio Manager
Exercise / conversionCommon Stock 1,240.3745 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013561 · ownership.xml · nonDerivative · entry 1

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,715.0945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 342.4915 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013466 · ownership.xml · derivative · entry 4

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684.9829

Underlying: Common Stock · 342.4915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 868.9024 $8.20 $7,125.00
Disclosure

SEC source: 0000950170-25-013466 · ownership.xml · derivative · entry 3

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868.9024

Underlying: Common Stock · 868.9024 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Accettella ChristopherPortfolio Manager
Disposition to issuerCommon Stock 342.4915 $8.20 $2,808.43
Disclosure

SEC source: 0000950170-25-013466 · ownership.xml · nonDerivative · entry 2

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionCommon Stock 342.4915 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013466 · ownership.xml · nonDerivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342.4915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 17:16 UTC PurchaseCommon Stock 59,630 $7.69 $458,554.70
Disclosure

SEC source: 0001510281-25-000022 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,675,395

Read SEC document
January 06, 2025 Filed Jan 7, 2025 14:51 UTC PurchaseCommon Stock 282,123 $7.72 $2,177,989.56
Disclosure

SEC source: 0001510281-25-000015 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,615,765

Read SEC document
January 03, 2025 Filed Jan 6, 2025 16:42 UTC PurchaseCommon Stock 70,899 $7.57 $536,705.43
Disclosure

SEC source: 0001510281-25-000010 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,333,642

Read SEC document
January 02, 2025 Filed Jan 6, 2025 16:42 UTC PurchaseCommon Stock 106,617 $7.46 $795,362.82
Disclosure

SEC source: 0001510281-25-000010 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,262,743

Read SEC document
December 31, 2024 Filed Jan 2, 2025 18:21 UTC PurchaseCommon Stock 108,299 $7.49 $811,159.51
Disclosure

SEC source: 0001510281-25-000001 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,156,126

Read SEC document
December 30, 2024 Filed Dec 31, 2024 16:59 UTC PurchaseCommon Stock 279,479 $7.45 $2,082,118.55
Disclosure

SEC source: 0001510281-24-000761 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 60,047,827

Read SEC document
December 27, 2024 Filed Dec 31, 2024 16:59 UTC PurchaseCommon Stock 152,393 $7.52 $1,145,995.36
Disclosure

SEC source: 0001510281-24-000761 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 59,768,348

Read SEC document
December 26, 2024 Filed Dec 27, 2024 18:59 UTC PurchaseCommon Stock 69,719 $7.65 $533,350.35
Disclosure

SEC source: 0001510281-24-000747 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 59,615,955

Read SEC document
December 16, 2024 Filed Dec 17, 2024 15:24 UTC PurchaseCommon Stock 350,000 $7.91 $2,768,500.00
Disclosure

SEC source: 0001510281-24-000724 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 59,546,236

Read SEC document
December 13, 2024 Filed Dec 16, 2024 15:45 UTC PurchaseCommon Stock 233,126 $7.90 $1,841,695.40
Disclosure

SEC source: 0001510281-24-000720 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 59,196,236

Read SEC document
December 12, 2024 Filed Dec 16, 2024 15:45 UTC PurchaseCommon Stock 355,173 $7.87 $2,795,211.51
Disclosure

SEC source: 0001510281-24-000720 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,963,110

Read SEC document
December 05, 2024 Filed Dec 9, 2024 16:02 UTC PurchaseCommon Stock 159,167 $8.07 $1,284,477.69
Disclosure

SEC source: 0001510281-24-000703 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,607,937

Read SEC document
December 04, 2024 Filed Dec 5, 2024 18:43 UTC PurchaseCommon Stock 185,716 $8.07 $1,498,728.12
Disclosure

SEC source: 0001510281-24-000693 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,448,770

Read SEC document
December 03, 2024 Filed Dec 5, 2024 18:43 UTC PurchaseCommon Stock 25,438 $7.97 $202,740.86
Disclosure

SEC source: 0001510281-24-000693 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,263,054

Read SEC document
December 02, 2024 Filed Dec 3, 2024 15:59 UTC PurchaseCommon Stock 94,924 $7.98 $757,493.52
Disclosure

SEC source: 0001510281-24-000682 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,237,616

Read SEC document
November 26, 2024 Filed Nov 29, 2024 22:45 UTC PurchaseCommon Stock 15,801 $8.01 $126,566.01
Disclosure

SEC source: 0001510281-24-000668 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,142,692

Read SEC document
November 25, 2024 Filed Nov 26, 2024 17:08 UTC PurchaseCommon Stock 266,732 $7.96 $2,123,186.72
Disclosure

SEC source: 0001510281-24-000658 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 58,126,891

Read SEC document
November 22, 2024 Filed Nov 25, 2024 23:49 UTC PurchaseCommon Stock 68,422 $7.86 $537,796.92
Disclosure

SEC source: 0001510281-24-000647 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,860,159

Read SEC document
November 20, 2024 Filed Nov 21, 2024 19:15 UTC PurchaseCommon Stock 82,254 $7.64 $628,420.56
Disclosure

SEC source: 0001510281-24-000635 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,791,737

Read SEC document
November 19, 2024 Filed Nov 21, 2024 19:15 UTC PurchaseCommon Stock 92,376 $7.60 $702,057.60
Disclosure

SEC source: 0001510281-24-000635 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,709,483

Read SEC document
November 13, 2024 Filed Nov 14, 2024 18:04 UTC PurchaseCommon Stock 94,406 $7.82 $738,254.92
Disclosure

SEC source: 0001510281-24-000608 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,617,107

Read SEC document
November 12, 2024 Filed Nov 14, 2024 18:04 UTC PurchaseCommon Stock 104,967 $7.73 $811,394.91
Disclosure

SEC source: 0001510281-24-000608 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,522,701

Read SEC document
November 11, 2024 Filed Nov 12, 2024 16:30 UTC PurchaseCommon Stock 22,616 $7.83 $177,083.28
Disclosure

SEC source: 0001510281-24-000595 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,417,734

Read SEC document
November 08, 2024 Filed Nov 12, 2024 16:30 UTC PurchaseCommon Stock 79,091 $7.74 $612,164.34
Disclosure

SEC source: 0001510281-24-000595 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,395,118

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:30 UTC PurchaseCommon Stock 40,719 $7.71 $313,943.49
Disclosure

SEC source: 0001510281-24-000595 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,316,027

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:52 UTC PurchaseCommon Stock 104,693 $7.63 $798,807.59
Disclosure

SEC source: 0001510281-24-000587 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,275,308

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:52 UTC PurchaseCommon Stock 16,939 $7.47 $126,534.33
Disclosure

SEC source: 0001510281-24-000587 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,170,615

Read SEC document
October 31, 2024 Filed Nov 4, 2024 16:23 UTC PurchaseCommon Stock 11,621 $7.58 $88,087.18
Disclosure

SEC source: 0001510281-24-000571 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,153,676

Read SEC document
October 30, 2024 Filed Oct 31, 2024 16:48 UTC PurchaseCommon Stock 61,003 $7.66 $467,282.98
Disclosure

SEC source: 0001510281-24-000563 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,142,055

Read SEC document
October 29, 2024 Filed Oct 31, 2024 16:48 UTC PurchaseCommon Stock 148,103 $7.60 $1,125,582.80
Disclosure

SEC source: 0001510281-24-000563 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 57,081,052

Read SEC document
October 28, 2024 Filed Oct 29, 2024 15:39 UTC PurchaseCommon Stock 123,691 $7.62 $942,525.42
Disclosure

SEC source: 0001510281-24-000555 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 56,932,949

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.