Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TPG RE Finance Trust, Inc.TRTX · Entity 5358 | Director · CEO & President | June 30, 2020 | December 18, 2020 |
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Director | February 04, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TPG RE Finance Trust, Inc.
Report date June 30, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 526,749 |
Reported balance
After 2020-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-30 · Tax withholding · Disposed 6,169 · Balance 526,749 |
| Common StockSEC Table I · non-derivative | Direct | 599,589 |
Reported balance
After 2020-12-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-17 · Grant · Acquired 64,571 · Balance 599,589 F1: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2021. |
| Common StockSEC Table I · non-derivative | IndirectSee Explanation of Responses | 5,143 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,143 F2: Represents shares of Common Stock that have been awarded by TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Common Stock will be delivered to Ms. Guggenheim. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2021.
F2: Represents shares of Common Stock that have been awarded by TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Common Stock will be delivered to Ms. Guggenheim.
WESTERN ALLIANCE BANCORPORATION
Report date February 04, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,441 |
Reported balance
After 2026-02-04 transaction · row 1
1 source rowRow 1 · 2026-02-04 · Grant · Acquired 2,580 · Balance 8,441 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2026 Filed Feb 9, 2026 16:21 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006445 · wk-form4_1770672066.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,441 Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:36 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-25-000062 · wk-form4_1739226959.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,861 Read SEC document |
| May 02, 2024 Filed May 6, 2024 17:25 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000152 · wk-form4_1715030737.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,267 Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 18:04 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 64,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034528 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,589 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2021. Read SEC document |
| June 30, 2020 Filed Dec 18, 2020 18:04 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | Tax withholdingCommon Stock | 6,169 | $8.51 | $52,498.19 |
DisclosureSEC source: 0000899243-20-034528 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,749 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 16:30 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 25,000 | $14.82 | $370,570.00 |
DisclosureSEC source: 0000899243-20-008451 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of TPG RE Finance Trust, Inc. (the "Issuer") were purchased in multiple transactions at prices ranging from $14.605 to $15.12, inclusive. Ms. Greta Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 16:32 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 64,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029764 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,537 F2 · security: The shares of Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2020. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 16:32 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 146,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029764 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,966 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. awarded to Ms. Greta Guggenheim will vest ratably in two annual installments beginning on December 31, 2020. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:31 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | OtherClass A Common Stock · Derivative | 29,269 | $19.28 | $564,306.32 |
DisclosureSEC source: 0000899243-19-019178 · doc4.xml · derivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,404 Underlying: Common Stock · 29,269 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). F2 · kind: On July 1, 2019, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, withheld 29,269 shares of Class A Common Stock from Ms. Greta Guggenheim for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. F1 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). F1 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock"). Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 16:27 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 300 | $18.18 | $5,454.00 |
DisclosureSEC source: 0000899243-18-031992 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,768 F1 · security: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Greta Guggenheim. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 16:10 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 14,700 | $18.31 | $269,104.08 |
DisclosureSEC source: 0000899243-18-031814 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,468 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") were purchased in multiple transactions at prices ranging from $18.10 to $18.60, inclusive. Ms. Greta Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:54 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 45,000 | $18.51 | $832,779.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,768 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $18.30 to $18.60, inclusive. Ms. Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:54 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | OtherClass A Common Stock · Derivative | 50,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · derivative · entry 3 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 79,960 Underlying: Common Stock · 50,010 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F3 · kind: On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. F5 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F5 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F3 · ownership.nature: On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:54 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 106,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031636 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,768 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in three annual installments beginning on December 31, 2019. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:33 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 47,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031434 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,555 F1 · security: The shares of common stock of TPG RE Finance Trust, Inc. awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 17:00 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseClass A Common Stock · Derivative | 20,922.96 | $20.41 | $427,037.61 |
DisclosureSEC source: 0000899243-18-023555 · doc4.xml · derivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 20,922.96 Underlying: Common Stock · 20,922.96 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F2 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. F1 · ownership.nature: TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Greta Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity). F2 · ownership.nature: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 16:17 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | Tax withholdingCommon Stock | 1,228 | $20.49 | $25,161.72 |
DisclosureSEC source: 0000899243-18-021383 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,632 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 18:56 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | OtherClass A Common Stock · Derivative | 20,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028730 · doc4.xml · derivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 29,950 Underlying: Common Stock · 20,576 shares Expires not disclosed F2 · security: On December 13, 2017, Ms. Guggenheim acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Guggenheim as compensation for services Ms. Guggenheim provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. F3 · security: The shares of Class A Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. F4 · derivative.exercise_price: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.exercise_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F4 · derivative.expiration_date: Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. F2 · ownership.nature: On December 13, 2017, Ms. Guggenheim acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Guggenheim as compensation for services Ms. Guggenheim provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares of Class A Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 18:56 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | GrantCommon Stock | 12,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028730 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,860 F1 · security: The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 18:43 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 5,000 | $19.19 | $95,950.00 |
DisclosureSEC source: 0000899243-17-027904 · doc4.xml · nonDerivative · entry 2 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:43 UTC | TPG RE Finance Trust, Inc. TRTX · Entity 5358 | PurchaseCommon Stock | 5,000 | $19.19 | $95,950.00 |
DisclosureSEC source: 0000899243-17-027904 · doc4.xml · nonDerivative · entry 1 Guggenheim Greta · CIK 0001473357 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.