Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERITAGE OAKS BANCORPHEOP · Entity 178128 | Director | September 01, 2016 | September 06, 2016 |
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Director | February 05, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERITAGE OAKS BANCORP
Report date September 01, 2016 · Filed September 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 3,101 |
Reported balance
After 2016-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-09-01 · Grant · Acquired 3,101 · Balance 3,101 F1: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. |
| Common StockSEC Table I · non-derivative | Direct | 6,704 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,704 |
| Common stockSEC Table I · non-derivative | IndirectPlease see note | 5,873,016 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,873,016 F2: Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
F2: Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof.
WESTERN ALLIANCE BANCORPORATION
Report date February 05, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,230 |
Reported balance
After 2026-02-05 transaction · row 1
1 source rowRow 1 · 2026-02-05 · Grant · Acquired 2,580 · Balance 9,230 |
| Common StockSEC Table I · non-derivative | IndirectThe Gould Family Trust U/A DTD 10/16/02 | 43,779 |
Reported balance
Holding disclosure · report date 2026-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,779 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2026 Filed Feb 9, 2026 16:21 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006448 · wk-form4_1770672078.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,230 Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:35 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-25-000056 · wk-form4_1739226895.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,650 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 18:44 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000017 · wk-form4_1707435865.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,056 F1 · balance_after: On July 18, 2023, the Reporting Person transferred 2,996 shares to the Gould Family Trust U/A DTD 10/16/02. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 16:45 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-23-000042 · wf-form4_167597913093708.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292 Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 17:18 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-22-000058 · wf-form4_164453148297620.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,296 F1 · balance_after: On July 7, 2021, the Reporting Person transferred 3,074 shares to the Gould Family Trust U/A DTD 10/16/2002. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 18:39 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-21-000059 · wf-form4_161308673496388.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 F1 · balance_after: On July 20, 2020, the Reporting Person transferred 4,150 shares to the Gould Family Trust U/A DTD 10/16/2002. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 17:26 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-20-000052 · wf-form4_158146000323025.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150 F1 · balance_after: On July 5, 2019, the Reporting Person transferred 5,000 shares to the Gould Family Trust U/A DTD 10/16/2002. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 16:11 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-19-000024 · wf-form4_154957385685467.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · balance_after: On October 16, 2018, the Reporting Person transferred 3,750 shares to the Gould Family Trust U/A DTD 10/16/2002. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 18:01 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000044 · wf-form4_151752609161369.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · balance_after: On July 6, 2017, the Reporting Person transferred 4,000 shares from his direct holdings to the Gould Family Trust U/A DTD 10/16/2002. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 17:37 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000030 · wf-form4_148547026543260.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · balance_after: On February 1, 2016, the Reporting Person transferred 4,500 shares from his direct holdings to the Gould Family Trust U/A DTD 10/16/2002. This transfer depleted the Reporting Person's direct holdings. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:44 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | GrantCommon Stock | 3,101 | $8.06 | $24,994.06 |
DisclosureSEC source: 0001140361-16-078950 · doc1.xml · nonDerivative · entry 1 Gould Howard · CIK 0001356248 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Disclosed balance after: 3,101 F1 · shares: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.