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person · Reporting owner

Lower Joseph T

Disclosed activity across 4 companies

Tapewire entity
67032
SEC CIK
0001625174

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTONATION, INC.AN · Entity 3730EVP & CFOJuly 31, 2023August 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date July 31, 2023 · Filed August 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect16,075 Ending reported balance After 2023-07-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-07-31 · Sale · Disposed 8,300 · Balance 17,775

F1: This transaction was executed in multiple trades at prices ranging from $157.25 to $158.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 2 · 2023-07-31 · Sale · Disposed 1,700 · Balance 16,075

F2: This transaction was executed in multiple trades at prices ranging from $158.25 to $158.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $157.25 to $158.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $158.25 to $158.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

B/E AEROSPACE INC

Report date April 13, 2017 · Filed April 13, 2017

Section 16 reporting ended · disclosed 2017-04-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect146,550 Reported balance After 2017-04-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-13 · Grant · Acquired 49,337 · Balance 146,550

F1: This amount represents shares acquired as a result of performance-based restricted stock units becoming fully vested pursuant to the Merger Agreement (as defined below).

F2: Due to an administrative error by the reporting person, the previous statement reported 270 less beneficially owned securities than were actually owned by the reporting person.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-04-13 · Disposition to issuer · Disposed 146,280 · Balance 0

F3: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock unit became fully vested immediately prior to the Effective Time, with each such restricted stock unit subject to performance conditions vesting at maximum level, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock unit; and (ii) each unvested restricted stock award granted became fully vested immediately prior to the Effective Time, with each such restricted stock award subject to performance conditions vesting at maximum level, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award. This amount represented, as of immediately prior to the Effective Time, 31,090 shares of common stock held by the reporting person that were not subject to an equity award, 26,535 shares subject to outstanding restricted stock awards, and 88,655 shares subject to outstanding restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: This amount represents shares acquired as a result of performance-based restricted stock units becoming fully vested pursuant to the Merger Agreement (as defined below).

F2: Due to an administrative error by the reporting person, the previous statement reported 270 less beneficially owned securities than were actually owned by the reporting person.

F3: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock unit became fully vested immediately prior to the Effective Time, with each such restricted stock unit subject to performance conditions vesting at maximum level, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock unit; and (ii) each unvested restricted stock award granted became fully vested immediately prior to the Effective Time, with each such restricted stock award subject to performance conditions vesting at maximum level, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award. This amount represented, as of immediately prior to the Effective Time, 31,090 shares of common stock held by the reporting person that were not subject to an equity award, 26,535 shares subject to outstanding restricted stock awards, and 88,655 shares subject to outstanding restricted stock unit awards.

Hillenbrand, Inc.

Report date February 10, 2026 · Filed February 10, 2026

Section 16 reporting ended · disclosed 2026-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-10 transaction · row 1
1 source row

Row 1 · 2026-02-10 · Disposition to issuer · Disposed 79 · Balance 0

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-10 · Disposition to issuer · Disposed 4,151 · Balance 0

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

ODP Corp

Report date January 08, 2020 · Filed January 10, 2020

Section 16 reporting ended · disclosed 2020-01-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect981,254 Reported balance After 2020-01-08 transaction · row 1
1 source row

Row 1 · 2020-01-08 · Tax withholding · Disposed 49,920 · Balance 981,254

F1: Shares of common stock withheld by Issuer to satisfy tax withholding obligations on vesting of shares with restrictions from a grant issued on January 8, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock withheld by Issuer to satisfy tax withholding obligations on vesting of shares with restrictions from a grant issued on January 8, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2026 Filed Feb 10, 2026 16:05 UTC Hillenbrand, Inc. HI · Entity 66702 Disposition to issuerRestricted Stock Units · Derivative 4,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-044634 · ownership.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,151 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

F2 · price: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

F2 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

F2 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

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February 10, 2026 Filed Feb 10, 2026 16:05 UTC Hillenbrand, Inc. HI · Entity 66702 Disposition to issuerCommon Stock 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-044634 · ownership.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

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December 31, 2025 Filed Jan 5, 2026 16:22 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/18/25) · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0000892251-26-000012 · wk-form4_1767648141.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,151

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

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September 30, 2025 Filed Oct 2, 2025 16:09 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/18/25) · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0000892251-25-000175 · wk-form4_1759435795.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,122

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

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June 30, 2025 Filed Jul 2, 2025 16:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/18/25) · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0000892251-25-000061 · wk-form4_1751488717.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

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March 31, 2025 Filed Apr 2, 2025 16:11 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/18/25) · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001417398-25-000134 · wk-form4_1743624678.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,043

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

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February 18, 2025 Filed Feb 20, 2025 16:08 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/18/25) · Derivative 4,006 $0.00 $0.00
Disclosure

SEC source: 0001417398-25-000093 · wk-form4_1740085712.xml · derivative · entry 1

Lower Joseph T · CIK 0001625174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,006

Underlying: Common Stock · 4,006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F2 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

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July 31, 2023 Filed Aug 2, 2023 20:05 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 1,700 $158.27 $269,066.48
Disclosure

SEC source: 0000350698-23-000102 · wk-form4_1691006712.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,075

F2 · price: This transaction was executed in multiple trades at prices ranging from $158.25 to $158.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:05 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 8,300 $157.90 $1,310,543.44
Disclosure

SEC source: 0000350698-23-000102 · wk-form4_1691006712.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,775

F1 · price: This transaction was executed in multiple trades at prices ranging from $157.25 to $158.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:06 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 10,000 $150.61 $1,506,059.00
Disclosure

SEC source: 0000350698-23-000100 · wk-form4_1690488350.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,075

F1 · price: This transaction was executed in multiple trades at prices ranging from $150.03 to $150.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 5,830 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · derivative · entry 10

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

Underlying: Common Stock, par value $0.01 per share · 5,830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F6 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F6 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

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March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 2,953 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · derivative · entry 9

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861

Underlying: Common Stock, par value $0.01 per share · 2,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F5 · derivative.exercise_date: The reporting person received a grant of 11,814 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F5 · derivative.expiration_date: The reporting person received a grant of 11,814 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

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March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 4,154 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · derivative · entry 8

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308

Underlying: Common Stock, par value $0.01 per share · 4,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.exercise_date: The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 6,813 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · derivative · entry 7

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,814

Underlying: Common Stock, par value $0.01 per share · 6,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.exercise_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 13,435 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · derivative · entry 6

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 13,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vested in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vested in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 10,766 $137.24 $1,477,525.84
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · nonDerivative · entry 5

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,075

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 2,953 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · nonDerivative · entry 4

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 4,154 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · nonDerivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 6,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 13,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-23-000049 · wf-form4_167787833397529.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 600 $154.08 $92,448.00
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 7

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

F7 · price: This transaction was executed in multiple trades at prices ranging from $154 to $154.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 5,355 $153.38 $821,349.90
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 6

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,086

F6 · price: This transaction was executed in multiple trades at prices ranging from $153 to $153.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 5,100 $152.43 $777,393.00
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 5

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,441

F5 · price: This transaction was executed in multiple trades at prices ranging from $152 to $152.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 2,623 $151.33 $396,938.59
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 4

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,541

F4 · price: This transaction was executed in multiple trades at prices ranging from $151 to $151.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 6,251 $150.45 $940,462.95
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,164

F3 · price: This transaction was executed in multiple trades at prices ranging from $150.01 to $150.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 1,531 $146.77 $224,704.87
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,415

F2 · price: This transaction was executed in multiple trades at prices ranging from $146.65 to $146.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:24 UTC AUTONATION, INC. AN · Entity 3730 SaleCommon Stock, par value $0.01 per share 3,540 $146.14 $517,335.60
Disclosure

SEC source: 0000350698-23-000039 · wf-form4_167718738856411.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,946

F1 · price: This transaction was executed in multiple trades at prices ranging from $145.64 to $146.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:00 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 11,814 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000029 · wf-form4_167667119369132.xml · derivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Underlying: Common Stock, par value $0.01 per share · 11,814 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were granted on March 1, 2022, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2023. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units were granted on March 1, 2022, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2023. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2022, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2023. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:00 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 7,613 $140.49 $1,069,550.37
Disclosure

SEC source: 0000350698-23-000029 · wf-form4_167667119369132.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,486

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:00 UTC AUTONATION, INC. AN · Entity 3730 GrantCommon Stock, par value $0.01 per share 19,295 $0.00 $0.00
Disclosure

SEC source: 0000350698-23-000029 · wf-form4_167667119369132.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,099

F1 · kind: Settlement of shares upon the achievement of applicable performance goals, which were certified by the registrant's Compensation Committee on February 15, 2023, pursuant to the terms of certain performance-based restricted stock units granted on March 2, 2020.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:04 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 6,028 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000144 · wf-form4_166750588079445.xml · derivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,028

Underlying: Common Stock, par value $0.01 per share · 6,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 12,056 restricted stock units on November 1, 2021. The restricted stock units vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 12,056 restricted stock units on November 1, 2021. The restricted stock units vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:04 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 2,373 $111.75 $265,182.75
Disclosure

SEC source: 0000350698-22-000144 · wf-form4_166750588079445.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,804

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:04 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 6,028 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-22-000144 · wf-form4_166750588079445.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 4,154 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · derivative · entry 7

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,462

Underlying: Common Stock, par value $0.01 per share · 4,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.exercise_date: The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 6,814 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · derivative · entry 6

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,627

Underlying: Common Stock, par value $0.01 per share · 6,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.exercise_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 13,435 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · derivative · entry 5

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,435

Underlying: Common Stock, par value $0.01 per share · 13,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 9,604 $112.86 $1,083,907.44
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · nonDerivative · entry 4

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 4,154 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · nonDerivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 6,814 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:54 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 13,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-22-000051 · wf-form4_164635165883097.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:43 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 12,056 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000034 · wf-form4_164513780427958.xml · derivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Underlying: Common Stock, par value $0.01 per share · 12,056 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were granted on November 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units were granted on November 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F2 · derivative.expiration_date: The restricted stock units were granted on November 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:43 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 16,616 $0.00 $0.00
Disclosure

SEC source: 0000350698-22-000034 · wf-form4_164513780427958.xml · derivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,616

Underlying: Common Stock, par value $0.01 per share · 16,616 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2021, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2022. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

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March 02, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 6,813 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · derivative · entry 6

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,441

Underlying: Common Stock, par value $0.01 per share · 6,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.exercise_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

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March 02, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 2,681 $76.15 $204,158.15
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 4

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

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March 02, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 6,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 3

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

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March 01, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionRestricted Stock Units · Derivative 13,435 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · derivative · entry 5

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,870

Underlying: Common Stock, par value $0.01 per share · 13,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 2, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 2, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

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March 01, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Tax withholdingCommon Stock, par value $0.01 per share 5,287 $76.23 $403,028.01
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

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March 01, 2021 Filed Mar 4, 2021 00:25 UTC AUTONATION, INC. AN · Entity 3730 Exercise / conversionCommon Stock, par value $0.01 per share 13,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

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February 15, 2021 Filed Feb 17, 2021 22:01 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 27,254 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000038 · wf-form4_161359926191776.xml · derivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,254

Underlying: Common Stock, par value $0.01 per share · 27,254 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 2, 2020, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2021. The restricted stock units will vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 2, 2020, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2021. The restricted stock units will vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 2, 2020, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2021. The restricted stock units will vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

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January 13, 2020 Filed Jan 15, 2020 22:40 UTC AUTONATION, INC. AN · Entity 3730 GrantRestricted Stock Units · Derivative 40,305 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000019 · wf-form4_157912801842680.xml · derivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,305

Underlying: Common Stock, par value $0.01 per share · 40,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.