Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Chief Executive Officer | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2022 Performance LP Units of MCGEH (Granted Feb 16, 2023)SEC Table II · derivative / convertible security | Direct | 74,254.17 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 3,416.39 · Balance 74,254.17 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F3: Amount reflects 3,416.39 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F4: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. |
| 2024 Vested LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 184,519 |
Reported balance
After 2026-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-09 · Grant · Acquired 184,519 · Balance 184,519 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. |
| 2024 LTI LP Units of MCGEH (Granted February 13, 2025)SEC Table II · derivative / convertible security | Direct | 51,007 |
Reported balance
After 2026-02-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-09 · Grant · Acquired 51,007 · Balance 51,007 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. |
| 2025 Performance LP Units of MCGEH (Granted June 9, 2025)SEC Table II · derivative / convertible security | Direct | 453,762.06 |
Reported balance
After 2026-02-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-09 · Grant · Acquired 453,762.06 · Balance 453,762.06 F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7: On June 9, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with being named Chief Executive Officer, which was previously reported on Form 8-K on June 9, 2025. These LP Units are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. F8: Amount reflects target award of 450,000 Performance LP Units plus 3,762.06 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. F9: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.
F2: Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below.
F3: Amount reflects 3,416.39 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026.
F4: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire.
F5: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.
F6: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.
F7: On June 9, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with being named Chief Executive Officer, which was previously reported on Form 8-K on June 9, 2025. These LP Units are subject to the performance and time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below.
F8: Amount reflects target award of 450,000 Performance LP Units plus 3,762.06 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026.
F9: These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. At this time, only the Book-Up condition has been met. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of September 30, 2028, 2029 and 2030. The redemption rights described herein do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 151,446.31 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,446.31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 9,165.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,571.87 Underlying: Class A Common Stock · 9,165.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 4,758.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,512.43 Underlying: Class A Common Stock · 4,758.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,625.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,173.14 Underlying: Class A Common Stock · 2,625.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 2,150.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,748.93 Underlying: Class A Common Stock · 2,150.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 1,320.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065714 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773.14 Underlying: Class A Common Stock · 1,320.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:45 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 2,040.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062828 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,406.2 Underlying: Class A Common Stock · 2,040.83 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:45 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 1,059.52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062828 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,753.97 Underlying: Class A Common Stock · 1,059.52 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:45 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 584.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062828 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548.04 Underlying: Class A Common Stock · 584.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:45 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 478.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062828 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,598.55 Underlying: Class A Common Stock · 478.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:45 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 293.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062828 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,452.84 Underlying: Class A Common Stock · 293.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| October 30, 2020 Filed Oct 31, 2020 01:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionPartnership Interests · Derivative | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056368 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 · 10 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Partnership Interests are exchangeable for an equal number of Group Units. Each Group Unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. F2 · derivative.exercise_price: On October 30, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F2 · price: On October 30, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F1 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. Read SEC document |
| October 30, 2020 Filed Oct 31, 2020 01:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056368 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. F2 · price: On October 30, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F1 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionPartnership Interests · Derivative | 106,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 · 106,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Partnership Interests are exchangeable for an equal number of Group Units. Each Group Unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. F2 · derivative.exercise_price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F2 · price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F5 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F5 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F3 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy 2010 Irrevocable Trust. Mr. Mahmoodzadegan may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionPartnership Interests · Derivative | 1,089,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10 Underlying: Class A Common Stock, par value $0.01 · 1,089,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Partnership Interests are exchangeable for an equal number of Group Units. Each Group Unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. F2 · derivative.exercise_price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F2 · price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F5 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F5 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F1 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 106,583 | $38.55 | $4,108,774.65 |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · nonDerivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · security: Represents transaction by Mahmoodzadegan-Gappy 2010 Irrevocable Trust. Mr. Mahmoodzadegan may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. F3 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy 2010 Irrevocable Trust. Mr. Mahmoodzadegan may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 1,089,265 | $38.55 | $41,991,165.75 |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · security: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. F1 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 106,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 106,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents transaction by Mahmoodzadegan-Gappy 2010 Irrevocable Trust. Mr. Mahmoodzadegan may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. F2 · price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F3 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy 2010 Irrevocable Trust. Mr. Mahmoodzadegan may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:18 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,089,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056268 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,089,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. F2 · price: On October 27, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F1 · ownership.nature: Represents transaction by Mahmoodzadegan-Gappy Trust, of which Mr. Mahmoodzadegan is a beneficiary. Mr. Mahmoodzadegan shares voting and dispositive power over the assets of the trust. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,508.35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053348 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,365.37 Underlying: Class A Common Stock · 1,508.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 783.08 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053348 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,694.45 Underlying: Class A Common Stock · 783.08 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 432 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053348 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,963.53 Underlying: Class A Common Stock · 432 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 353.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053348 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,119.74 Underlying: Class A Common Stock · 353.88 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 217.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053348 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,158.86 Underlying: Class A Common Stock · 217.28 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,687.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040804 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,857.02 Underlying: Class A Common Stock · 1,687.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 875.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040804 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,911.37 Underlying: Class A Common Stock · 875.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 483.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040804 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,531.53 Underlying: Class A Common Stock · 483.23 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 395.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040804 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,765.86 Underlying: Class A Common Stock · 395.84 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 243.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040804 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,941.58 Underlying: Class A Common Stock · 243.04 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:40 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 72,632 | $33.47 | $2,430,993.04 |
DisclosureSEC source: 0001209191-20-033050 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: This number excludes (i) 450,322 unvested RSUs granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2015 through 2019 and (ii) 1,195,848 shares of Class A Common Stock issuable in exchange for Moelis & Group LP Class A partnership units held by certain trusts, of which Mr. Mahmoodzadegan or his immediate family members are beneficiaries. The unvested RSUs represent the right to receive upon settlement either, at Moelis & Company's option, a share of Class A Common Stock or an amount in cash equal to the fair market value of such share. The vesting schedule applicable to these unvested RSUs can be found on the Form 4s previously filed in connection with the grant of such RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 8,344.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021942 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,169.81 Underlying: Class A Common Stock · 8,344.81 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 4,332.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021942 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,035.44 Underlying: Class A Common Stock · 4,332.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,390.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021942 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,048.3 Underlying: Class A Common Stock · 2,390.01 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 1,957.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021942 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,370.02 Underlying: Class A Common Stock · 1,957.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:33 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 1,202.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021942 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,698.54 Underlying: Class A Common Stock · 1,202.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 25,675.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · derivative · entry 8 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,703.13 Underlying: Class A Common Stock · 25,675.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 18,885.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,658.3 Underlying: Class A Common Stock · 18,885.3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 23,206.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,412.23 Underlying: Class A Common Stock · 23,206.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 28,496.48 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,496.48 Underlying: Class A Common Stock · 28,496.48 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 52,274.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 52,274.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 20, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 74,269 | $36.72 | $2,727,157.68 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,632 F2 · security: Class A Common Stock sold in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered upon settlement of RSUs to Mr. Mahmoodzadegan because he is a partner in Moelis & Company Partner Holdings LP. F3 · balance_after: This number excludes (i) 432,095 unvested RSUs granted to Mr. Mahmoodzadegan as incentive compensation for fiscal years 2015 through 2019 and (ii) 1,195,848 shares of Class A Common Stock issuable in exchange for Moelis & Group LP Class A partnership units held by certain trusts, of which Mr. Mahmoodzadegan or his immediate family members are beneficiaries. The unvested RSUs represent the right to receive upon settlement either, at Moelis & Company's option, a share of Class A Common Stock or an amount in cash equal to the fair market value of such share. The vesting schedule applicable to these unvested RSUs can be found on the Form 4s previously filed in connection with the grant of such RSUs. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,636.24 | $36.72 | $60,082.73 |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,901 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:43 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 148,537.24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012307 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,537.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock of Moelis & Company ("Class A Common Stock") were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 00:55 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 197,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010396 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,825 Underlying: Class A Common Stock · 197,825 shares Expires not disclosed F1 · security: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. F2 · derivative.expiration_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:08 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 2,025.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061025 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,378.37 Underlying: Class A Common Stock · 2,025.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:08 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 1,191.92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061025 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,543.6 Underlying: Class A Common Stock · 1,191.92 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:08 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 1,098.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061025 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,618.34 Underlying: Class A Common Stock · 1,098.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:08 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 899.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061025 · doc4.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,992.96 Underlying: Class A Common Stock · 899.23 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:08 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 824.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061025 · doc4.xml · derivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,274.11 Underlying: Class A Common Stock · 824.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 73,359 | $35.03 | $2,569,765.77 |
DisclosureSEC source: 0001209191-19-055384 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.