Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Constellation Energy CorpCEG · Entity 2918 | See Remarks | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Constellation Energy Corp
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,791 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 6,791 · Balance 6,791 F1: Restricted stock units ("RSUs") vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CALPINE CORP
Report date March 08, 2018 · Filed March 12, 2018
Section 16 reporting ended · disclosed 2018-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-03-08 transaction · row 1
1 source rowRow 1 · 2018-03-08 · Disposition to issuer · Disposed 52,768 · Balance 0 F1: On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-08 · Disposition to issuer · Disposed 16,459 · Balance 0 F2: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-08 · Disposition to issuer · Disposed 8,745 · Balance 0 F3: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.81 · Expires 2022-04-16 | Direct | 0 |
Reported balance
After 2018-03-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-08 · Disposition to issuer · Disposed 8,880 · Balance 0 F4: Pursuant to the Merger Agreement, this derivative security was cancelled for no consideration. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.69 · Expires 2027-02-15 | Direct | 0 |
Reported balance
After 2018-03-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-08 · Disposition to issuer · Disposed 27,052 · Balance 0 F5: Pursuant to the Merger Agreement, this derivative security was cancelled in exchange for a cash payment equal to the difference between the exercise price and $15.25. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest.
F2: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU.
F3: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award).
F4: Pursuant to the Merger Agreement, this derivative security was cancelled for no consideration.
F5: Pursuant to the Merger Agreement, this derivative security was cancelled in exchange for a cash payment equal to the difference between the exercise price and $15.25.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 23:13 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantRestricted Stock Units · Derivative | 6,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-000645 · form4.xml · derivative · entry 1 Novotny Andrew R. · CIK 0001697866 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,791 Underlying: Common Stock · 6,791 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award. F1 · derivative.exercise_date: Restricted stock units ("RSUs") vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award. F1 · derivative.expiration_date: Restricted stock units ("RSUs") vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after the grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award. Read SEC document |
| January 07, 2026 Filed Jan 10, 2026 02:48 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock | 298,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-000108 · form4.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,853 F1 · kind: On January 7, 2026, upon consummation of the mergers and internal reorganization set forth in the Agreement and Plan of Merger, dated as of January 10, 2025 (the "Merger Agreement"), by and among the Issuer, Calpine Corporation, a Delaware corporation ("Calpine"), various direct and indirect wholly owned subsidiaries of each of the Issuer and Calpine, and a representative of the stockholders of Calpine, Calpine became an indirect, wholly owned subsidiary of the Issuer. In connection therewith, each common share of Calpine held by the reporting person was converted into the right to receive the Per Share Cash Consideration and Per Share Stock Consideration, each as defined in the Merger Agreement, with cash paid in lieu of any fractional share of the Issuer's Common Stock payable under the Per Share Stock Consideration. F2 · shares: These shares of Common Stock are subject to various restrictions, including lock-up agreements and time-based vesting conditions. F1 · price: On January 7, 2026, upon consummation of the mergers and internal reorganization set forth in the Agreement and Plan of Merger, dated as of January 10, 2025 (the "Merger Agreement"), by and among the Issuer, Calpine Corporation, a Delaware corporation ("Calpine"), various direct and indirect wholly owned subsidiaries of each of the Issuer and Calpine, and a representative of the stockholders of Calpine, Calpine became an indirect, wholly owned subsidiary of the Issuer. In connection therewith, each common share of Calpine held by the reporting person was converted into the right to receive the Per Share Cash Consideration and Per Share Stock Consideration, each as defined in the Merger Agreement, with cash paid in lieu of any fractional share of the Issuer's Common Stock payable under the Per Share Stock Consideration. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:46 UTC | CALPINE CORP CPN · Entity 168413 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 27,052 | Not disclosed Strike: $11.69 | Not disclosed |
DisclosureSEC source: 0000916457-18-000127 · wf-form4_152088760182804.xml · derivative · entry 5 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 27,052 shares Expires 2027-02-15 F5 · price: Pursuant to the Merger Agreement, this derivative security was cancelled in exchange for a cash payment equal to the difference between the exercise price and $15.25. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:46 UTC | CALPINE CORP CPN · Entity 168413 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 8,880 | Not disclosed Strike: $16.81 | Not disclosed |
DisclosureSEC source: 0000916457-18-000127 · wf-form4_152088760182804.xml · derivative · entry 4 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 8,880 shares Expires 2022-04-16 F4 · price: Pursuant to the Merger Agreement, this derivative security was cancelled for no consideration. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:46 UTC | CALPINE CORP CPN · Entity 168413 | Disposition to issuerPerformance Stock Units · Derivative | 8,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000916457-18-000127 · wf-form4_152088760182804.xml · derivative · entry 3 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 8,745 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award). F3 · price: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award). F3 · derivative.expiration_date: Pursuant to the Merger Agreement, these performance share units ("PSU") were cancelled in exchange for the right to receive a cash payment of $15.25 for each share of common stock underlying such PSU (assuming for this purpose that performance in respect of all such outstanding PSUs was achieved at a level that resulted in a payout of 150% of the target award). Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:46 UTC | CALPINE CORP CPN · Entity 168413 | Disposition to issuerRestricted Stock Units · Derivative | 16,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000916457-18-000127 · wf-form4_152088760182804.xml · derivative · entry 2 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 16,459 shares Expires not disclosed F2 · derivative.exercise_price: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU. F2 · price: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU. F2 · derivative.exercise_date: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU. F2 · derivative.expiration_date: Award of restricted stock units ("RSU") pursuant to Calpine Corporation's 2017 Equity Incentive Plan (the "Equity Plan"). The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Each RSU converts into common stock on a one for one basis. Pursuant to the Merger Agreement, these RSUs were cancelled in exchange for the right to receive a cash payment of $15.25 for each such RSU. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:46 UTC | CALPINE CORP CPN · Entity 168413 | Disposition to issuerCommon Stock, par value $0.001 per share | 52,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000916457-18-000127 · wf-form4_152088760182804.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest. F1 · price: On August 17, 2017, Calpine Corporation, a Delaware corporation the ("Company"), entered into an Agreement and Plan of Merger, dated August 17, 2017 (the "Merger Agreement") with Volt Parent, LP, a Delaware limited partnership ("Parent"), and Volt Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent on the terms and conditions set forth in the Merger Agreement. At the effective time of the Merger, these shares of common stock have been converted into the right to receive $15.25 in cash, without interest. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:06 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 1,756 | $15.22 | $26,726.32 |
DisclosureSEC source: 0000916457-18-000039 · wf-form4_151985553520932.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,768 F1 · shares: Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 26, 2018 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F2 · price: Closing market price of the Company common stock on the transaction date. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:59 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 1,347 | $15.22 | $20,501.34 |
DisclosureSEC source: 0000916457-18-000032 · wf-form4_151968236634860.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,524 F1 · shares: Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 22, 2018 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F2 · price: Closing market price of the Company common stock on the transaction date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:40 UTC | CALPINE CORP CPN · Entity 168413 | Exercise / conversionRestricted Stock Units · Derivative | 8,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000916457-18-000019 · wf-form4_151916279520240.xml · derivative · entry 3 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,459 Underlying: Common Stock, par value $0.001 per share · 8,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Award of restricted stock units pursuant to the Equity Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. F5 · derivative.expiration_date: Award of restricted stock units pursuant to the Equity Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the Equity Plan. The Equity Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:40 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 2,286 | $15.07 | $34,450.02 |
DisclosureSEC source: 0000916457-18-000019 · wf-form4_151916279520240.xml · nonDerivative · entry 2 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,871 F3 · kind: Represents shares withheld by the Company at the reporting person's request, as permitted under the Company's 2017 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 15, 2018 of certain shares of restricted stock units previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F4 · price: Closing market price of the Company common stock on the transaction date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:40 UTC | CALPINE CORP CPN · Entity 168413 | Exercise / conversionCommon Stock, par value $0.001 per share | 8,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000916457-18-000019 · wf-form4_151916279520240.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock of Calpine Corporation (the "Company"). On May 10, 2017, the reporting person was granted 24,688 RSUs that were previously reported on Table II of a Form 4 filed with the Securities and Exchange Commission on May 10, 2017. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 16:25 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 2,735 | $15.02 | $41,079.70 |
DisclosureSEC source: 0000916457-17-000152 · wf-form4_151155869065068.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,928 F1 · shares: Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan, to satisfy the reporting person's tax withholding obligation in connection with the vesting on November 21, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F2 · price: Closing market price of the Company common stock on the transaction date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 16:45 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 2,732 | $11.76 | $32,128.32 |
DisclosureSEC source: 0001140361-17-009682 · doc1.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP of Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,663 F1 · shares: Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 26, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F2 · price: Closing market price of the Company common stock on Friday, February 24, 2017, representing the closing price per share on the day immediately preceding the Sunday, February 26, 2017 vesting date, on which the New York Stock Exchange was open for trading, as provided under the Equity Plan. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:35 UTC | CALPINE CORP CPN · Entity 168413 | Tax withholdingCommon Stock, par value $0.001 per share | 1,822 | $11.79 | $21,481.38 |
DisclosureSEC source: 0001140361-17-009154 · doc1.xml · nonDerivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP of Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,395 F1 · shares: Represents shares withheld by Calpine Corporation (the "Company") at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on February 22, 2017 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person. F2 · price: Closing market price per share of the Company common stock on the transaction date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:18 UTC | CALPINE CORP CPN · Entity 168413 | GrantPerformance Stock Units · Derivative | 8,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008193 · doc1.xml · derivative · entry 2 Novotny Andrew R. · CIK 0001697866 · SVP of Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745 Underlying: Common Stock · 8,745 shares Expires not disclosed F1 · security: Granted pursuant to Calpine Corporation's (the "Company") Amended and Restated 2008 Equity Plan. F3 · derivative.exercise_price: The number of performance share units ("PSUs") reported represents the "target" number of PSUs that may be earned. Each PSU represents a contingent right to receive 0-150% of the target award. PSUs will vest and be paid in cash (in an amount equal to the product of the number of earned PSUs multiplied by the fair market value of one share of common stock of the Company as of the last trading day of the performance cycle) upon achievement of the specified thresholds of the Company's total shareholder return over the three-year performance period of January 1, 2017 through December 31, 2019, following the Compensation Committee's certification of performance as soon as practicable following completion of the performance period. F3 · derivative.exercise_date: The number of performance share units ("PSUs") reported represents the "target" number of PSUs that may be earned. Each PSU represents a contingent right to receive 0-150% of the target award. PSUs will vest and be paid in cash (in an amount equal to the product of the number of earned PSUs multiplied by the fair market value of one share of common stock of the Company as of the last trading day of the performance cycle) upon achievement of the specified thresholds of the Company's total shareholder return over the three-year performance period of January 1, 2017 through December 31, 2019, following the Compensation Committee's certification of performance as soon as practicable following completion of the performance period. F3 · derivative.expiration_date: The number of performance share units ("PSUs") reported represents the "target" number of PSUs that may be earned. Each PSU represents a contingent right to receive 0-150% of the target award. PSUs will vest and be paid in cash (in an amount equal to the product of the number of earned PSUs multiplied by the fair market value of one share of common stock of the Company as of the last trading day of the performance cycle) upon achievement of the specified thresholds of the Company's total shareholder return over the three-year performance period of January 1, 2017 through December 31, 2019, following the Compensation Committee's certification of performance as soon as practicable following completion of the performance period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:18 UTC | CALPINE CORP CPN · Entity 168413 | GrantEmployee Stock Option (right to buy) · Derivative | 27,052 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001140361-17-008193 · doc1.xml · derivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP of Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,052 Underlying: Common Stock · 27,052 shares Expires 2027-02-15 F1 · security: Granted pursuant to Calpine Corporation's (the "Company") Amended and Restated 2008 Equity Plan. F2 · derivative.exercise_date: The option vests 100% on February 15, 2020. Read SEC document |
| February 15, 2017 Filed May 10, 2017 16:35 UTC | CALPINE CORP CPN · Entity 168413 | GrantRestricted Stock Units · Derivative | 24,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000916457-17-000052 · wf-form4_149444852163426.xml · derivative · entry 1 Novotny Andrew R. · CIK 0001697866 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,688 Underlying: Common Stock, par value $0.001 per share · 24,688 shares Expires not disclosed F1 · derivative.exercise_price: Award of restricted stock units pursuant to Calpine Corporation's 2017 Equity Incentive Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the 2017 Equity Incentive Plan. The 2017 Equity Incentive Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. F1 · derivative.exercise_date: Award of restricted stock units pursuant to Calpine Corporation's 2017 Equity Incentive Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the 2017 Equity Incentive Plan. The 2017 Equity Incentive Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. F1 · derivative.expiration_date: Award of restricted stock units pursuant to Calpine Corporation's 2017 Equity Incentive Plan. The grant was approved by the Board of Directors on February 15, 2017 contingent upon shareholder approval of the 2017 Equity Incentive Plan. The 2017 Equity Incentive Plan was approved by the Company's shareholders at the 2017 Annual Meeting on May 10, 2017 and became effective as of that date. The award vests in three equal annual installments on the first, second and third anniversary dates of the grant date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the restricted stock units in cash or a combination of shares and cash, at the Company's discretion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.