Faulkner Charles Thomas

SEC source: 0001683168-26-000953 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000,000

Underlying: Common Stock · 350,000,000 shares

Expires 2031-02-10

F1 · derivative.exercise_date: The stock options shall automatically become vested and exercisable as follows: 50% shall vest upon the closing of purchase agreement between the Company, or the Company's subsidiaries, and a solid oxide fuel cell supplier for a minimum power capacity of 100 MW, as determined by the Company's board of directors (the "Board"), and the remaining 50% shall become vested and exercisable upon the closing of an AI data center site sale agreement between the Company, or the Company's subsidiaries, and a buyer which is for a minimum capacity of 100 MW, as determined by the Board.

SEC source: 0001683168-25-009062 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Series D Preferred Stock is not convertible, does not have any redemption, preferential dividend or liquidation rights.

F4 · price: The Reporting Person converted $386,000 of accrued salary under that certain Employment Agreement dated January 31, 2022, as amended, and acquired one share of Series D Preferred Stock.

F1 · derivative.exercise_date: The Series D Preferred Stock is not convertible, does not have any redemption, preferential dividend or liquidation rights.

F2 · derivative.expiration_date: The Series D Preferred Stock is perpetual and therefore has no expiration date.

F3 · derivative.underlying_shares: Holder of Series D Preferred Stock shall be entitled to vote with the holders of common stock on all matters submitted to a vote of shareholders and each share of Series D Preferred Stock entitles the holder to voting power equal to 25.5% of the issued and outstanding shares of the Issuer's common stock.

SEC source: 0001683168-25-002343 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,193,133

Underlying: Common Stock · 257,193,133 shares

Expires 2030-04-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options are fully vested and exercisable.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 6

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,979,352

Underlying: Common Stock · 31,979,352 shares

Expires 2027-01-31

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 5

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,979,352 shares

Expires 2027-01-31

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 4

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000,000

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 3

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 2

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,619,603

Underlying: Common Stock · 76,619,603 shares

Expires 2027-09-12

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-002223 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,619,603 shares

Expires 2027-09-12

F2 · price: Not applicable.

F1 · derivative.exercise_date: The reported transactions involved amendments of outstanding stock options, resulting in the cancellation of the "original" stock option and the grant of a replacement stock option. The original stock options have been amended to reduce the exercise price per share to $0.005 per share in exchange for reducing the Reporting Person's accrued salary by $50,0000. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-001321 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Series C Preferred Stock is not convertible, does not have any redemption, preferential dividend or liquidation rights. Any Series C Preferred Stock issued and outstanding on the record date to vote and/or consent to an approval of an amendment to the Company's Articles of Incorporation authorizing an increase in the Company's authorized capital (the "Charter Amendment") shall be automatically surrendered and cancelled for no consideration following the Charter Amendment.

F1 · derivative.exercise_date: The Series C Preferred Stock is not convertible, does not have any redemption, preferential dividend or liquidation rights. Any Series C Preferred Stock issued and outstanding on the record date to vote and/or consent to an approval of an amendment to the Company's Articles of Incorporation authorizing an increase in the Company's authorized capital (the "Charter Amendment") shall be automatically surrendered and cancelled for no consideration following the Charter Amendment.

F1 · derivative.expiration_date: The Series C Preferred Stock is not convertible, does not have any redemption, preferential dividend or liquidation rights. Any Series C Preferred Stock issued and outstanding on the record date to vote and/or consent to an approval of an amendment to the Company's Articles of Incorporation authorizing an increase in the Company's authorized capital (the "Charter Amendment") shall be automatically surrendered and cancelled for no consideration following the Charter Amendment.

F2 · derivative.underlying_shares: Holder of Series C Preferred Stock shall only be entitled to vote on the approval Charter Amendment and shall be entitled to a voting power equal to one vote more than the total combined voting power of the Company's common stock.

SEC source: 0001683168-25-001185 · ownership.xml · derivative · entry 5

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000,000

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F3 · price: Not applicable.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding stock option, resulting in the cancellation of the "old" stock option and the grant of a replacement stock option. The original stock options granted have been amended and restated to become vested and exercisable immediately. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-001185 · ownership.xml · derivative · entry 4

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,619,603

Underlying: Common Stock · 76,619,603 shares

Expires 2027-09-12

F3 · price: Not applicable.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding stock option, resulting in the cancellation of the "old" stock option and the grant of a replacement stock option. The original stock options granted have been amended and restated to become vested and exercisable immediately. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-001185 · ownership.xml · derivative · entry 3

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F3 · price: Not applicable.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding stock option, resulting in the cancellation of the "old" stock option and the grant of a replacement stock option. The original stock options granted have been amended and restated to become vested and exercisable immediately. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-001185 · ownership.xml · derivative · entry 2

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F3 · price: Not applicable.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding stock option, resulting in the cancellation of the "old" stock option and the grant of a replacement stock option. The original stock options granted have been amended and restated to become vested and exercisable immediately. The rest of the terms of the original stock options remain in full force and effect.

SEC source: 0001683168-25-001185 · ownership.xml · nonDerivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,726,196

F1 · security: The Reporting Person was granted with the shares of restricted common stock as partial consideration to convert $769,989 of accrued salary under the Reporting Person's Employment Agreement with the Issuer.

SEC source: 0001683168-23-001357 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000,000

Underlying: Common Stock · 77,000,000 shares

Expires 2028-03-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options shall vest upon the Issuer closing on the purchase of at least $15 million of crypto mining equipment.

SEC source: 0001683168-23-000382 · ownership.xml · derivative · entry 2

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,979,352

Underlying: Common Stock · 31,979,352 shares

Expires 2027-01-31

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.

SEC source: 0001683168-22-006359 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,619,603

Underlying: Common Stock · 76,619,603 shares

Expires 2027-09-12

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options shall become vested and exercisable upon the listing of the Company's common stock on the NASDAQ Global Market, NASDAQ Global Select Market, the NASDAQ Capital Market, the New York Stock Exchange or NYSE MKT, subject to the continued employment with the Company on such uplisting date. The stock options expire on September 12, 2027, subject to earlier termination in the event of termination for "cause" as defined under the Employee's Employment Agreement dated January 31, 2022.

SEC source: 0001683168-23-000382 · ownership.xml · derivative · entry 1

Faulkner Charles Thomas · CIK 0001908328 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,979,352 shares

Expires 2027-01-31

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The stock options are fully vested.