McNulty Ted Aymond Jr.

SEC source: 0001193125-26-048835 · ownership.xml · nonDerivative · entry 1

McNulty Ted Aymond Jr. · CIK 0001941443 · President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,321

F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.

SEC source: 0000950170-24-125581 · ownership.xml · nonDerivative · entry 4

McNulty Ted Aymond Jr. · CIK 0001941443 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · BY IRA

Disclosed balance after: 15,189

F6 · kind: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MFIC, Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

F6 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MFIC, Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

SEC source: 0000950170-24-125581 · ownership.xml · nonDerivative · entry 3

McNulty Ted Aymond Jr. · CIK 0001941443 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · BY IRA

Disclosed balance after: 7,637

F5 · kind: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

F5 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

SEC source: 0000950170-24-125581 · ownership.xml · nonDerivative · entry 2

McNulty Ted Aymond Jr. · CIK 0001941443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,984

F2 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.

F4 · balance_after: Represents the amount of securities beneficially owned following the reported transaction and as of the date of this filing.

SEC source: 0000899243-23-008476 · doc4.xml · nonDerivative · entry 1

McNulty Ted Aymond Jr. · CIK 0001941443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,966

F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.

SEC source: 0000950170-24-125581 · ownership.xml · nonDerivative · entry 1

McNulty Ted Aymond Jr. · CIK 0001941443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,920

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2024.

F3 · balance_after: This Form 4 is deemed to update the amount of securities beneficially owned following the reported transaction previously reported on Table I in the Form 4 filed by the Reporting Person with the SEC on March 14, 2024.