TapewireFind a company

person · Reporting owner

Frohlich Tom

Disclosed activity across 2 companies

Tapewire entity
66504
SEC CIK
0001823925

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Jade Biosciences, Inc.JBIO · Entity 4757Director · Chief Executive OfficerFebruary 12, 2026February 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Jade Biosciences, Inc.

Report date February 12, 2026 · Filed February 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,331 Reported balance After 2026-02-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-12 · Grant · Acquired 78,750 · Balance 86,331

F1: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2: Includes 1,581 shares acquired under the Issuer's employee stock purchase plan in December 2025.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.81 · Expires 2036-02-11Direct472,500 Reported balance After 2026-02-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-12 · Grant · Acquired 472,500 · Balance 472,500

F3: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2: Includes 1,581 shares acquired under the Issuer's employee stock purchase plan in December 2025.

F3: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHINOOK THERAPEUTICS, INC.

Report date August 11, 2023 · Filed August 11, 2023

Section 16 reporting ended · disclosed 2023-08-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-11 transaction · row 1
1 source row

Row 1 · 2023-08-11 · Disposition to issuer · Disposed 150,777 · Balance 0

F1: The reported securities were disposed of pursuant to the Merger Agreement (defined in the Remarks below). Upon effectiveness of the Merger (defined in the Remarks below), in exchange for each share of the Issuer's Common Stock, the reporting person received: (i) $40.00 in cash, without interest and less applicable withholding taxes; and (ii) one contractual contingent value right (each, a "CVR"), entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement (the "Contingent Value Rights Agreement") entered into concurrent with completion of the Merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.42 · Expires 2030-03-17Direct0 Reported balance After 2023-08-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-08-11 · Disposition to issuer · Disposed 43,847 · Balance 0

F2: This stock option award, which provided for 25% of the award to vest on March 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.77 · Expires 2030-10-05Direct0 Reported balance After 2023-08-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-11 · Disposition to issuer · Disposed 119,793 · Balance 0

F3: This stock option award, which provided for 25% of the award to vest on October 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.14 · Expires 2031-02-09Direct0 Reported balance After 2023-08-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-11 · Disposition to issuer · Disposed 60,000 · Balance 0

F4: This stock option award, which provided for 25% of the award to vest on February 10, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.59 · Expires 2031-06-06Direct0 Reported balance After 2023-08-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-08-11 · Disposition to issuer · Disposed 30,000 · Balance 0

F5: This stock option award, which provided for 25% of the award to vest on June 7, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.90 · Expires 2032-01-30Direct0 Reported balance After 2023-08-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-08-11 · Disposition to issuer · Disposed 100,000 · Balance 0

F6: This stock option award, which provided for 25% of the award to vest on January 31, 2023 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.27 · Expires 2033-01-30Direct0 Reported balance After 2023-08-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-08-11 · Disposition to issuer · Disposed 84,000 · Balance 0

F7: This stock option award, which provided for 25% of the award to vest on January 31, 2024 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-08-11 · Disposition to issuer · Disposed 13,581 · Balance 0

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F9: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on October 6, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-08-11 · Disposition to issuer · Disposed 6,801 · Balance 0

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F10: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on February 10, 2022. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-08-11 · Disposition to issuer · Disposed 16,667 · Balance 0

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F11: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2023. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-11 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-08-11 · Disposition to issuer · Disposed 21,000 · Balance 0

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F12: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-11 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-08-11 · Disposition to issuer · Disposed 8,400 · Balance 0

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F13: When granted, the RSU award provided for the vesting of restricted stock units for shares of the Issuer's Common Stock contingent upon the achievement of certain performance-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, the performance-based RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the Merger Agreement (defined in the Remarks below). Upon effectiveness of the Merger (defined in the Remarks below), in exchange for each share of the Issuer's Common Stock, the reporting person received: (i) $40.00 in cash, without interest and less applicable withholding taxes; and (ii) one contractual contingent value right (each, a "CVR"), entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement (the "Contingent Value Rights Agreement") entered into concurrent with completion of the Merger.

F2: This stock option award, which provided for 25% of the award to vest on March 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F3: This stock option award, which provided for 25% of the award to vest on October 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F4: This stock option award, which provided for 25% of the award to vest on February 10, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F5: This stock option award, which provided for 25% of the award to vest on June 7, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F6: This stock option award, which provided for 25% of the award to vest on January 31, 2023 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F7: This stock option award, which provided for 25% of the award to vest on January 31, 2024 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F8: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F9: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on October 6, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F10: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on February 10, 2022. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F11: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2023. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F12: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F13: When granted, the RSU award provided for the vesting of restricted stock units for shares of the Issuer's Common Stock contingent upon the achievement of certain performance-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, the performance-based RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2026 Filed Feb 14, 2026 01:00 UTC Jade Biosciences, Inc. JBIO · Entity 4757 GrantStock Option (Right to Buy) · Derivative 472,500 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001193125-26-052054 · ownership.xml · derivative · entry 2

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,500

Underlying: Common Stock · 472,500 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC Jade Biosciences, Inc. JBIO · Entity 4757 GrantCommon Stock 78,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052054 · ownership.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,331

F1 · shares: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: Includes 1,581 shares acquired under the Issuer's employee stock purchase plan in December 2025.

Read SEC document
May 16, 2025 Filed May 19, 2025 20:54 UTC Jade Biosciences, Inc. JBIO · Entity 4757 PurchaseCommon Stock 6,000 $7.40 $44,400.00
Disclosure

SEC source: 0000950170-25-074496 · ownership.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerRestricted Stock Units · Derivative 8,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 12

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires not disclosed

F8 · derivative.exercise_price: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F13 · price: When granted, the RSU award provided for the vesting of restricted stock units for shares of the Issuer's Common Stock contingent upon the achievement of certain performance-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, the performance-based RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F13 · derivative.exercise_date: When granted, the RSU award provided for the vesting of restricted stock units for shares of the Issuer's Common Stock contingent upon the achievement of certain performance-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, the performance-based RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F13 · derivative.expiration_date: When granted, the RSU award provided for the vesting of restricted stock units for shares of the Issuer's Common Stock contingent upon the achievement of certain performance-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, the performance-based RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerRestricted Stock Units · Derivative 21,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 11

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires not disclosed

F8 · derivative.exercise_price: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F12 · shares: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F12 · price: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F12 · derivative.exercise_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F12 · derivative.expiration_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2024. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerRestricted Stock Units · Derivative 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 10

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F8 · derivative.exercise_price: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F11 · price: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2023. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F11 · derivative.exercise_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2023. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F11 · derivative.expiration_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on January 31, 2023. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerRestricted Stock Units · Derivative 6,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 9

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,801 shares

Expires not disclosed

F8 · derivative.exercise_price: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F10 · price: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on February 10, 2022. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F10 · derivative.exercise_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on February 10, 2022. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F10 · derivative.expiration_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on February 10, 2022. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerRestricted Stock Units · Derivative 13,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 8

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,581 shares

Expires not disclosed

F8 · derivative.exercise_price: When granted, each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F9 · price: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on October 6, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F9 · derivative.exercise_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on October 6, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

F9 · derivative.expiration_date: When granted, the RSU award provided for ratable vesting in annual installments of one-third beginning on October 6, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSU award was cancelled and converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such RSU, (i) a cash payment equal to $40.00 (without interest and subject to any applicable tax withholding), and (ii) one CVR.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 84,000 $14.73 Strike: $25.27 $1,237,320.00
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 7

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,000 shares

Expires 2033-01-30

F7 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on January 31, 2024 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 100,000 $27.10 Strike: $12.90 $2,710,000.00
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 6

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2032-01-30

F6 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on January 31, 2023 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 30,000 $22.41 Strike: $17.59 $672,300.00
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 5

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2031-06-06

F5 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on June 7, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 60,000 $24.86 Strike: $15.14 $1,491,600.00
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 4

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2031-02-09

F4 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on February 10, 2022 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 119,793 $25.23 Strike: $14.77 $3,022,377.39
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,793 shares

Expires 2030-10-05

F3 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on October 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerStock Option (Right to Buy) · Derivative 43,847 $39.58 Strike: $0.42 $1,735,464.26
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · derivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,847 shares

Expires 2030-03-17

F2 · derivative.exercise_date: This stock option award, which provided for 25% of the award to vest on March 6, 2021 and ratable vesting in 36 additional monthly installments thereafter, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:07 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Disposition to issuerCommon Stock 150,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045418 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported securities were disposed of pursuant to the Merger Agreement (defined in the Remarks below). Upon effectiveness of the Merger (defined in the Remarks below), in exchange for each share of the Issuer's Common Stock, the reporting person received: (i) $40.00 in cash, without interest and less applicable withholding taxes; and (ii) one contractual contingent value right (each, a "CVR"), entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement (the "Contingent Value Rights Agreement") entered into concurrent with completion of the Merger.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 16:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionRestricted Stock Units · Derivative 6,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009769 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,801

Underlying: Common Stock · 6,803 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on February 10, 2022, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 16:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 3,700 $23.75 $87,869.45
Disclosure

SEC source: 0001209191-23-009769 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,777

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 16:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 6,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-009769 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:15 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantRestricted Stock Unit · Derivative 21,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006375 · doc4.xml · derivative · entry 5

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on January 31, 2024, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on January 31, 2024, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:15 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantStock Option (Right to Buy) · Derivative 84,000 $0.00 Strike: $25.27 $0.00
Disclosure

SEC source: 0001209191-23-006375 · doc4.xml · derivative · entry 4

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2033-01-30

F5 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 31, 2024, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:15 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionRestricted Stock Unirt · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006375 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on January 31, 2023, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on January 31, 2023, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:15 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 4,566 $24.68 $112,699.84
Disclosure

SEC source: 0001209191-23-006375 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,674

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:15 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-006375 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 16:28 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001209191-22-061442 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,847

Underlying: Common Stock · 10,000 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested as to 25% of the total shares on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 16:28 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 10,000 $25.00 $250,005.00
Disclosure

SEC source: 0001209191-22-061442 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.015, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 16:28 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001209191-22-061442 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:21 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001209191-22-056210 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,847

Underlying: Common Stock · 10,000 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested as to 25% of the total shares on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:21 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 10,000 $22.16 $221,642.00
Disclosure

SEC source: 0001209191-22-056210 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.52 to $22.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:21 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001209191-22-056210 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 16:33 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053304 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,581

Underlying: Common Stock · 13,582 shares

Expires 2030-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on October 6, 2021, until fully vested subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 16:33 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 7,360 $19.69 $144,933.12
Disclosure

SEC source: 0001209191-22-053304 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,907

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 16:33 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 13,582 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053304 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 19:53 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 3,735 $12.74 $47,586.89
Disclosure

SEC source: 0001209191-22-009560 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,685

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.62 to $12.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 19:53 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009560 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,604

Underlying: Common Stock · 6,802 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on February 10, 2022, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 19:53 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 6,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-009560 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:26 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantRestricted Stock (RSU)(Common Stock) · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006454 · doc4.xml · derivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-01-31

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on January 31, 2023, until fully vested, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:26 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001209191-22-006454 · doc4.xml · derivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-01-30

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 31, 2023, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 20:00 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 6,230 $15.48 $96,440.40
Disclosure

SEC source: 0001209191-21-064364 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,619

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 13,770 $15.17 $208,937.72
Disclosure

SEC source: 0001209191-21-063790 · doc4.xml · nonDerivative · entry 4

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,849

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001209191-21-063790 · doc4.xml · derivative · entry 5

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,847

Underlying: Common Stock · 15,000 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests as to 25% of the total shares on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 5,000 $14.00 $70,000.00
Disclosure

SEC source: 0001209191-21-063790 · doc4.xml · nonDerivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,619

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 15,000 $14.00 $210,000.00
Disclosure

SEC source: 0001209191-21-063790 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,619

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:40 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 15,000 $0.42 $6,300.00
Disclosure

SEC source: 0001209191-21-063790 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 18:51 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060114 · doc4.xml · derivative · entry 3

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,163

Underlying: Common Stock · 13,580 shares

Expires 2030-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vests as to one-third (1/3) of the total restricted stock units in equal annual installments beginning on October 6, 2021, until fully vested subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 18:51 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Tax withholdingCommon Stock 7,359 $12.37 $91,020.53
Disclosure

SEC source: 0001209191-21-060114 · doc4.xml · nonDerivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,619

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 18:51 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 13,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-060114 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 20:16 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 SaleCommon Stock 20,000 $13.00 $260,000.00
Disclosure

SEC source: 0001209191-21-057713 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,398

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:46 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001209191-21-057937 · doc4.xml · derivative · entry 2

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,847

Underlying: Common Stock · 20,000 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 16:46 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 Exercise / conversionCommon Stock 20,000 $0.42 $8,400.00
Disclosure

SEC source: 0001209191-21-057937 · doc4.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 18:12 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $17.59 $0.00
Disclosure

SEC source: 0001209191-21-039257 · doc4.xml · derivative · entry 1

Frohlich Tom · CIK 0001823925 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on June 7, 2022, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.