person · Reporting owner

HANSEN THOMAS NEERGAARD

Disclosed activity across 3 companies

Tapewire entity: 66223
SEC CIK: 0001728084

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Amplitude, Inc.AMPL · Entity 4566	President	February 15, 2026	February 17, 2026
UiPath, Inc.PATH · Entity 2505	fmr Chief Revenue Officer	May 03, 2022	May 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date February 15, 2026 · Filed February 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,845,845	Reported balance After 2026-02-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-02-15 · Tax withholding · Disposed 69,142 · Balance 1,845,845 F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2026, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2: Includes 960,020 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2026, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person.

F2: Includes 960,020 RSUs.

UiPath, Inc.

Report date May 03, 2022 · Filed May 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	1,301,835	Reported balance After 2022-05-03 transaction · row 1 1 source row Row 1 · 2022-05-03 · Exercise / conversion · Acquired 59,112 · Balance 1,301,835
Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2030-04-29	Direct	59,112	Reported balance After 2022-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-05-03 · Exercise / conversion · Disposed 59,112 · Balance 59,112 F1: 25% of the shares underlying this option will vest on April 27, 2021, with the remaining shares vesting in equal monthly installments over the next three years, subject to the Reporting Person's continuous service through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the shares underlying this option will vest on April 27, 2021, with the remaining shares vesting in equal monthly installments over the next three years, subject to the Reporting Person's continuous service through each such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Carbon Black, Inc.

Report date October 08, 2019 · Filed October 08, 2019

Section 16 reporting ended · disclosed 2019-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-10-08 transaction · row 1 1 source row Row 1 · 2019-10-08 · Disposition to issuer · Disposed 93,629 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 22, 2019, by and among Carbon Black, Inc. (the "Company"), VMWare, Inc., ("Parent"), and Calistoga Merger Corp. ("Merger Sub"), pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on October 8, 2019 (the "Effective Time"). At the Effective Time, all of the issued and outstanding shares of the Company's common stock, par value $0.001 per share (the "Shares") were cancelled and converted into a right to receive $26.00 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. F2: Consists of unvested restricted stock units ("RSUs"). Each unvested Company RSU held by a Continuing Employee (i.e., an employee of the Company or any of its subsidiaries who remains an employee of VMware or its subsidiaries or who does not accept an offer of employment from VMware but has not been affirmatively terminated) and remained outstanding immediately prior to the Effective Time was substituted with a RSU covering Parent Common Stock (a "Parent RSU"). The number of shares of Class A Common Stock of Parent ("Parent Common Stock") subject to a Parent RSU was determined by multiplying the number of Shares subject to the Company RSU immediately prior to the Effective Time by the Option Exchange Ratio (as defined in the Merger Agreement) and rounding down to the nearest whole share of Parent Common Stock. F3: Parent RSUs will continue to have, and be subject to, substantially the same material terms and conditions as were applicable to the Company RSUs as of immediately prior to the Effective Time. All Company RSUs not substituted as of the Effective Time were canceled at the Effective Time without payment of any consideration; provided, that any Company RSU that was vested, but not settled, as of the Effective Time was cancelled in exchange for payment to the holder of such Company RSU of an amount in cash equal to the Merger Consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security	Direct	Reported balance After 2019-10-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-10-08 · Disposition to issuer · Disposed 496,152 · Balance 0 F4: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security	Direct	Reported balance After 2019-10-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-10-08 · Disposition to issuer · Disposed 49,999 · Balance 0 F4: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security	Direct	Reported balance After 2019-10-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-10-08 · Disposition to issuer · Disposed 68,754 · Balance 0 F4: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 22, 2019, by and among Carbon Black, Inc. (the "Company"), VMWare, Inc., ("Parent"), and Calistoga Merger Corp. ("Merger Sub"), pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on October 8, 2019 (the "Effective Time"). At the Effective Time, all of the issued and outstanding shares of the Company's common stock, par value $0.001 per share (the "Shares") were cancelled and converted into a right to receive $26.00 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F2: Consists of unvested restricted stock units ("RSUs"). Each unvested Company RSU held by a Continuing Employee (i.e., an employee of the Company or any of its subsidiaries who remains an employee of VMware or its subsidiaries or who does not accept an offer of employment from VMware but has not been affirmatively terminated) and remained outstanding immediately prior to the Effective Time was substituted with a RSU covering Parent Common Stock (a "Parent RSU"). The number of shares of Class A Common Stock of Parent ("Parent Common Stock") subject to a Parent RSU was determined by multiplying the number of Shares subject to the Company RSU immediately prior to the Effective Time by the Option Exchange Ratio (as defined in the Merger Agreement) and rounding down to the nearest whole share of Parent Common Stock.

F3: Parent RSUs will continue to have, and be subject to, substantially the same material terms and conditions as were applicable to the Company RSUs as of immediately prior to the Effective Time. All Company RSUs not substituted as of the Effective Time were canceled at the Effective Time without payment of any consideration; provided, that any Company RSU that was vested, but not settled, as of the Effective Time was cancelled in exchange for payment to the holder of such Company RSU of an amount in cash equal to the Merger Consideration.

F4: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option.

F5: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing

F6: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 15, 2026 Filed Feb 17, 2026 21:36 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	69,142	$6.34	$438,360.28	Disclosure SEC source: 0001728084-26-000002 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,845,845 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2026, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 960,020 RSUs. Read SEC document
November 15, 2025 Filed Nov 18, 2025 22:15 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	91,618	$10.73	$983,061.14	Disclosure SEC source: 0001728084-25-000003 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,914,987 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on November 15, 2025, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,140,440 RSUs. Read SEC document
August 15, 2025 Filed Aug 19, 2025 21:45 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	95,809	$11.47	$1,098,929.23	Disclosure SEC source: 0001562180-25-005899 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,006,605 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on August 15, 2025, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,320,859 RSUs. Read SEC document
May 15, 2025 Filed May 19, 2025 21:22 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	95,810	$12.14	$1,163,133.40	Disclosure SEC source: 0001562180-25-004003 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,102,414 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2025, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,509,531 RSUs. Read SEC document
April 25, 2025 Filed Apr 29, 2025 21:03 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantClass A Common Stock	565,031	$0.00	$0.00	Disclosure SEC source: 0001562180-25-003353 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,198,224 F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in twelve substantially equal quarterly installments beginning on May 15, 2025, subject to the continued service of the reporting person through each vesting date. F2 · balance_after: Includes 1,698,204 RSUs. Read SEC document
February 15, 2025 Filed Feb 18, 2025 21:30 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	60,015	$12.04	$722,580.60	Disclosure SEC source: 0001562180-25-001240 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,633,193 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2025, from the vesting of RSUs, and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,133,173 RSUs. Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:41 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	71,757	$9.59	$688,149.63	Disclosure SEC source: 0001562180-24-007797 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,693,208 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on November 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,344,588 RSUs. Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:27 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	71,757	$8.49	$609,216.93	Disclosure SEC source: 0001562180-24-006313 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,764,965 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on August 15, 2024, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,486,174 RSUs. Read SEC document
May 15, 2024 Filed May 17, 2024 21:20 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	69,080	$9.49	$655,569.20	Disclosure SEC source: 0001562180-24-004170 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,836,722 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,557,931 RSUs. Read SEC document
April 15, 2024 Filed Apr 16, 2024 20:22 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantClass A Common Stock	1,000,000	$0.00	$0.00	Disclosure SEC source: 0001562180-24-003428 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,905,802 F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in twelve substantially equal quarterly installments beginning on February 15, 2024, subject to the continued service of the reporting person through each vesting date. F2 · balance_after: Includes 1,699,516 RSUs. Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:59 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	21,163	$14.26	$301,784.38	Disclosure SEC source: 0001562180-24-001392 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905,802 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2024, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 699,516 RSUs. Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:36 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	28,882	$10.76	$310,770.32	Disclosure SEC source: 0001562180-23-007759 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,965 F1 · kind: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on November 15, 2023, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person. F2 · balance_after: Includes 757,769 RSUs. Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:04 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantEmployee Stock Option (Right to Buy) · Derivative	39,745	$0.00 Strike: $6.29	$0.00	Disclosure SEC source: 0001610717-23-000232 · form4.xml · derivative · entry 3 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,745 Underlying: Class A Common Stock · 39,745 shares Expires 2033-08-14 F5 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from August 15, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the continued service of the reporting person through each vesting date. Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:04 UTC	Amplitude, Inc. AMPL · Entity 4566	Tax withholdingClass A Common Stock	24,790	$11.37	$281,862.30	Disclosure SEC source: 0001610717-23-000232 · form4.xml · nonDerivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,847 F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on August 15, 2023, from the vesting of RSUs, and does not represent a sale by the reporting person. F4 · balance_after: Includes 816,021 RSUs. Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:04 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantClass A Common Stock	66,021	$0.00	$0.00	Disclosure SEC source: 0001610717-23-000232 · form4.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,637 F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in eight substantially equal quarterly installments beginning on November 15, 2023, subject to the continued service of the reporting person through each vesting date. F2 · balance_after: Includes 866,021 RSUs. Read SEC document
May 18, 2023 Filed May 19, 2023 20:17 UTC	Amplitude, Inc. AMPL · Entity 4566	SaleClass A Common Stock	30,018	$9.11	$273,587.05	Disclosure SEC source: 0001562180-23-004286 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,616 F1 · kind: Pursuant to a mandatory sell-to-cover provision under the Issuer's 2021 Incentive Award Plan, the shares were sold upon the vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades at prices ranging from $8.87 to $9.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 800,000 RSUs. Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:36 UTC	Amplitude, Inc. AMPL · Entity 4566	SaleClass A Common Stock	22,760	$11.67	$265,515.88	Disclosure SEC source: 0001562180-23-003537 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 944,634 F1 · kind: Pursuant to a mandatory sell-to-cover provision under the Issuer's 2021 Incentive Award Plan, the shares were sold upon the vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades at prices ranging from $11.44 to $11.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 850,000 RSUs. Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:27 UTC	Amplitude, Inc. AMPL · Entity 4566	SaleClass A Common Stock	19,638	$12.17	$239,078.90	Disclosure SEC source: 0001562180-23-000367 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,394 F1 · kind: Pursuant to a mandatory sell-to-cover provision under the Issuer's 2021 Incentive Award Plan, the shares were sold upon the vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades at prices ranging from $11.75 to $12.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 900,000 RSUs. Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:49 UTC	Amplitude, Inc. AMPL · Entity 4566	SaleClass A Common Stock	12,968	$15.19	$197,022.82	Disclosure SEC source: 0001562180-22-007179 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,032 F1 · kind: Pursuant to a mandatory sell-to-cover provision under the Issuer's 2021 Incentive Award Plan, the shares were sold upon the vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $14.660 to $15.659, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 950,000 RSUs. Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:17 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantEmployee Stock Option (Right to Buy) · Derivative	675,000	$0.00 Strike: $14.62	$0.00	Disclosure SEC source: 0001562180-22-005686 · primarydocument.xml · derivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Class A Common Stock · 675,000 shares Expires 2032-07-14 F3 · derivative.exercise_date: 1/60th of the shares subject to the option vest on each monthly anniversary measured from July 8, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fifth anniversary of the Vesting Commencement Date, subject to the continued service of the reporting person through each vesting date. Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:17 UTC	Amplitude, Inc. AMPL · Entity 4566	GrantClass A Common Stock	1,000,000	$0.00	$0.00	Disclosure SEC source: 0001562180-22-005686 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in twenty substantially equal quarterly installments beginning on October 8, 2022, subject to the continued service of the reporting person through each vesting date. F2 · balance_after: Includes 1,000,000 RSUs. Read SEC document
May 03, 2022 Filed May 4, 2022 19:06 UTC	UiPath, Inc. PATH · Entity 2505	Exercise / conversionStock Options (Right to buy) · Derivative	59,112	Not disclosed Strike: $3.38	Not disclosed	Disclosure SEC source: 0001562180-22-003765 · primarydocument.xml · derivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · fmr Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,112 Underlying: Class A common stock · 59,112 shares Expires 2030-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% of the shares underlying this option will vest on April 27, 2021, with the remaining shares vesting in equal monthly installments over the next three years, subject to the Reporting Person's continuous service through each such vesting date. F1 · derivative.exercise_date: 25% of the shares underlying this option will vest on April 27, 2021, with the remaining shares vesting in equal monthly installments over the next three years, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document
May 03, 2022 Filed May 4, 2022 19:06 UTC	UiPath, Inc. PATH · Entity 2505	Exercise / conversionClass A common stock	59,112	$3.38	$199,993.63	Disclosure SEC source: 0001562180-22-003765 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · fmr Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:07 UTC	UiPath, Inc. PATH · Entity 2505	GrantRestricted Stock Units · Derivative	366,437	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-22-000880 · primarydocument.xml · derivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,437 Underlying: Class A Common Stock · 366,437 shares Expires 2027-01-01 F1 · derivative.exercise_price: Converts into Class A Common Stock on a one-for-one basis. F1 · price: Converts into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: This award vests based upon the following vesting schedule: 44,877 shares on each of April 1, July 1, October 1, 2024 and January 1, 2025; 42,065 shares on each of April 1, July 1, October 1, 2025 and January 1, 2026, and 4,667 shares on each of April 1, July 1, October 1, 2026 and January 1, 2027, subject to continuous service through each such vesting. Read SEC document
November 10, 2021 Filed Nov 10, 2021 20:04 UTC	UiPath, Inc. PATH · Entity 2505	SaleClass A common stock	80,000	$56.48	$4,518,312.00	Disclosure SEC source: 0001562180-21-006985 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,723 F1 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the transactions reported were from $56.0000 to $57.0000. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
November 04, 2021 Filed Nov 8, 2021 18:36 UTC	UiPath, Inc. PATH · Entity 2505	SaleClass A common stock	80,000	$56.28	$4,502,336.00	Disclosure SEC source: 0001562180-21-006898 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322,723 F1 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the transactions reported were from $56.0200 to $56.6800. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:47 UTC	UiPath, Inc. PATH · Entity 2505	SaleClass A Common Stock	80,000	$56.16	$4,492,744.00	Disclosure SEC source: 0001562180-21-005934 · primarydocument.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,723 F1 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the transactions reported were from $56.0000 to $56.5800. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
October 08, 2019 Filed Oct 8, 2019 20:44 UTC	Carbon Black, Inc. CBLK · Entity 154518	Disposition to issuerStock Option (Right to Buy) · Derivative	68,754	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-053456 · a4.xml · derivative · entry 4 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,754 shares Expires not disclosed F4 · derivative.exercise_price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.exercise_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.expiration_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.expiration_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.expiration_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. Read SEC document
October 08, 2019 Filed Oct 8, 2019 20:44 UTC	Carbon Black, Inc. CBLK · Entity 154518	Disposition to issuerStock Option (Right to Buy) · Derivative	49,999	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-053456 · a4.xml · derivative · entry 3 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,999 shares Expires not disclosed F4 · derivative.exercise_price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.exercise_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.expiration_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.expiration_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.expiration_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. Read SEC document
October 08, 2019 Filed Oct 8, 2019 20:44 UTC	Carbon Black, Inc. CBLK · Entity 154518	Disposition to issuerStock Option (Right to Buy) · Derivative	496,152	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-053456 · a4.xml · derivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 496,152 shares Expires not disclosed F4 · derivative.exercise_price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · price: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · price: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · price: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.exercise_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.exercise_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.exercise_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. F4 · derivative.expiration_date: Immediately after the Effective Time, each portion of any Company Option that was not a Rollover Option (as defined below) and that was outstanding and vested immediately prior to the Effective Time and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, an "In-the-Money Cash Out Option") was canceled in exchange for payment to the holder of such Company Option of an amount in cash equal to the amount, if any, by which (i) the Merger Consideration that would be payable in accordance with the Merger Agreement in respect of the Shares issuable upon exercise of such In-the-Money Cash Out Option had such In-the-Money Cash Out Option been exercised in full prior to the Effective Time exceeds (B) the aggregate exercise price for such In-the-Money Cash Out Option. F5 · derivative.expiration_date: Each Company Option that was outstanding and unvested immediately prior to the Effective Time that was held by a Continuing Employee and is exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Company Option (any such portion of such Company Option, a "Rollover Option") was substituted with an option to acquire, on the same material terms and conditions as were applicable to such Rollover Option as of immediately prior to the Effective Time, the number of shares of Parent Common Stock, rounded down to the nearest whole share, determined by multiplying the number of Shares issuable upon the exercise in full of such Rollover Option as of immediately prior to the Effective Time by the Option Exchange Ratio, and the exercise price per share of Parent Common Stock equal to the quotient obtained by dividing F6 · derivative.expiration_date: (i) the per share exercise price of such Rollover Option by (ii) the Option Exchange Ratio, rounded up to the nearest whole cent (each, as so adjusted, a "Substituted Option"). The Substituted Options will continue to have, and be subject to, the same material terms and conditions as were applicable to the Rollover Options as of immediately prior to the Effective Time, except that such Rollover Option will be a nonqualified stock option. All Company Options that were not In-the-Money Cash Out Options or Rollover Options were canceled at the Effective Time without payment of any consideration. Read SEC document
October 08, 2019 Filed Oct 8, 2019 20:44 UTC	Carbon Black, Inc. CBLK · Entity 154518	Disposition to issuerCommon Stock	93,629	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-053456 · a4.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 22, 2019, by and among Carbon Black, Inc. (the "Company"), VMWare, Inc., ("Parent"), and Calistoga Merger Corp. ("Merger Sub"), pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on October 8, 2019 (the "Effective Time"). At the Effective Time, all of the issued and outstanding shares of the Company's common stock, par value $0.001 per share (the "Shares") were cancelled and converted into a right to receive $26.00 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. F2 · shares: Consists of unvested restricted stock units ("RSUs"). Each unvested Company RSU held by a Continuing Employee (i.e., an employee of the Company or any of its subsidiaries who remains an employee of VMware or its subsidiaries or who does not accept an offer of employment from VMware but has not been affirmatively terminated) and remained outstanding immediately prior to the Effective Time was substituted with a RSU covering Parent Common Stock (a "Parent RSU"). The number of shares of Class A Common Stock of Parent ("Parent Common Stock") subject to a Parent RSU was determined by multiplying the number of Shares subject to the Company RSU immediately prior to the Effective Time by the Option Exchange Ratio (as defined in the Merger Agreement) and rounding down to the nearest whole share of Parent Common Stock. F3 · shares: Parent RSUs will continue to have, and be subject to, substantially the same material terms and conditions as were applicable to the Company RSUs as of immediately prior to the Effective Time. All Company RSUs not substituted as of the Effective Time were canceled at the Effective Time without payment of any consideration; provided, that any Company RSU that was vested, but not settled, as of the Effective Time was cancelled in exchange for payment to the holder of such Company RSU of an amount in cash equal to the Merger Consideration. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 22, 2019, by and among Carbon Black, Inc. (the "Company"), VMWare, Inc., ("Parent"), and Calistoga Merger Corp. ("Merger Sub"), pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on October 8, 2019 (the "Effective Time"). At the Effective Time, all of the issued and outstanding shares of the Company's common stock, par value $0.001 per share (the "Shares") were cancelled and converted into a right to receive $26.00 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. F2 · price: Consists of unvested restricted stock units ("RSUs"). Each unvested Company RSU held by a Continuing Employee (i.e., an employee of the Company or any of its subsidiaries who remains an employee of VMware or its subsidiaries or who does not accept an offer of employment from VMware but has not been affirmatively terminated) and remained outstanding immediately prior to the Effective Time was substituted with a RSU covering Parent Common Stock (a "Parent RSU"). The number of shares of Class A Common Stock of Parent ("Parent Common Stock") subject to a Parent RSU was determined by multiplying the number of Shares subject to the Company RSU immediately prior to the Effective Time by the Option Exchange Ratio (as defined in the Merger Agreement) and rounding down to the nearest whole share of Parent Common Stock. F3 · price: Parent RSUs will continue to have, and be subject to, substantially the same material terms and conditions as were applicable to the Company RSUs as of immediately prior to the Effective Time. All Company RSUs not substituted as of the Effective Time were canceled at the Effective Time without payment of any consideration; provided, that any Company RSU that was vested, but not settled, as of the Effective Time was cancelled in exchange for payment to the holder of such Company RSU of an amount in cash equal to the Merger Consideration. Read SEC document
September 04, 2019 Filed Sep 6, 2019 16:29 UTC	Carbon Black, Inc. CBLK · Entity 154518	Tax withholdingCommon Stock	5,535	$25.97	$143,743.95	Disclosure SEC source: 0001179110-19-010166 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,629 F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units. Read SEC document
August 16, 2019 Filed Aug 19, 2019 18:08 UTC	Carbon Black, Inc. CBLK · Entity 154518	Exercise / conversionStock Option (Right to Buy) · Derivative	123,421	$0.00 Strike: $5.92	$0.00	Disclosure SEC source: 0001179110-19-009646 · edgar.xml · derivative · entry 3 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,152 Underlying: Common Stock · 123,421 shares Expires 2027-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vests 25% on July 17, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on July 17, 2021. Read SEC document
August 16, 2019 Filed Aug 19, 2019 18:08 UTC	Carbon Black, Inc. CBLK · Entity 154518	SaleCommon Stock	123,421	$23.02	$2,841,151.42	Disclosure SEC source: 0001179110-19-009646 · edgar.xml · nonDerivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,164 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.07, inclusive. The reporting person undertakes to provide to Carbon Black, Inc., any security holder of Carbon Black, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
August 16, 2019 Filed Aug 19, 2019 18:08 UTC	Carbon Black, Inc. CBLK · Entity 154518	Exercise / conversionCommon Stock	123,421	$5.92	$730,652.32	Disclosure SEC source: 0001179110-19-009646 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 13, 2019 Filed Aug 15, 2019 17:27 UTC	Carbon Black, Inc. CBLK · Entity 154518	Exercise / conversionStock Option (Right to Buy) · Derivative	80,427	$0.00 Strike: $5.92	$0.00	Disclosure SEC source: 0001179110-19-009544 · edgar.xml · derivative · entry 3 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,573 Underlying: Common Stock · 80,427 shares Expires 2027-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vests 25% on July 17, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on July 17, 2021. Read SEC document
August 13, 2019 Filed Aug 15, 2019 17:27 UTC	Carbon Black, Inc. CBLK · Entity 154518	SaleCommon Stock	80,427	$23.00	$1,849,821.00	Disclosure SEC source: 0001179110-19-009544 · edgar.xml · nonDerivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,164 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018. Read SEC document
August 13, 2019 Filed Aug 15, 2019 17:27 UTC	Carbon Black, Inc. CBLK · Entity 154518	Exercise / conversionCommon Stock	80,427	$5.92	$476,127.84	Disclosure SEC source: 0001179110-19-009544 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 09, 2019 Filed Aug 13, 2019 17:27 UTC	Carbon Black, Inc. CBLK · Entity 154518	SaleCommon Stock	5,563	$21.00	$116,823.00	Disclosure SEC source: 0001179110-19-009468 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,164 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018. Read SEC document
June 04, 2019 Filed Jun 6, 2019 17:39 UTC	Carbon Black, Inc. CBLK · Entity 154518	Tax withholdingCommon Stock	381	$14.71	$5,604.51	Disclosure SEC source: 0001179110-19-007294 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,727 F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units. Read SEC document
April 24, 2019 Filed Apr 26, 2019 16:09 UTC	Carbon Black, Inc. CBLK · Entity 154518	GrantStock Option (Right to Buy) · Derivative	68,754	$0.00 Strike: $13.29	$0.00	Disclosure SEC source: 0001179110-19-005208 · edgar.xml · derivative · entry 2 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,754 Underlying: Common Stock · 68,754 shares Expires 2029-04-24 F2 · derivative.exercise_date: The stock option vests 25% on April 24, 2020 and the remainder vests in equal monthly installments such that the option will be fully vested on April 24, 2023. Read SEC document
April 24, 2019 Filed Apr 26, 2019 16:09 UTC	Carbon Black, Inc. CBLK · Entity 154518	GrantCommon Stock	31,978	$0.00	$0.00	Disclosure SEC source: 0001179110-19-005208 · edgar.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,108 F1 · shares: The shares were acquired pursuant to a restricted stock unit award under the Carbon Black, Inc. 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on June 2, 2020, and thereafter in twelve equal quarterly installments commencing on September 2, 2020. Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:19 UTC	Carbon Black, Inc. CBLK · Entity 154518	Tax withholdingCommon Stock	1,870	$13.37	$25,001.90	Disclosure SEC source: 0001104659-19-000571 · a4.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,130 F1 · kind: Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units. Read SEC document
October 30, 2018 Filed Nov 1, 2018 16:52 UTC	Carbon Black, Inc. CBLK · Entity 154518	GrantCommon Stock	50,000	$0.00	$0.00	Disclosure SEC source: 0001104659-18-065452 · a4.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: The shares were acquired pursuant to a restricted stock unit award under the Carbon Black, Inc. 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on September 4, 2019, and thereafter in twelve equal quarterly installments commencing on December 3, 2019. Read SEC document
May 08, 2018 Filed May 10, 2018 19:54 UTC	Carbon Black, Inc. CBLK · Entity 154518	GrantCommon Stock	25,000	$0.00	$0.00	Disclosure SEC source: 0001104659-18-032279 · a4.xml · nonDerivative · entry 1 HANSEN THOMAS NEERGAARD · CIK 0001728084 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: The shares were acquired pursuant to a restricted stock unit award under the Carbon Black 2012 Stock Option and Grant Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on January 1, 2019, and thereafter in twelve equal quarterly installments beginning June 2, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.