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Ray Barry S

Disclosed activity across 2 companies

Tapewire entity
66199
SEC CIK
0001632460

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707SVP & CAOFebruary 28, 2018March 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBIA BANKING SYSTEM, INC.

Report date February 28, 2018 · Filed March 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect13,108 Reported balance After 2018-02-28 transaction · row 1
1 source row

Row 1 · 2018-02-28 · Grant · Acquired 2,600 · Balance 13,108

F1: Restricted Stock Award

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Award

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MidWestOne Financial Group, Inc.

Report date February 13, 2026 · Filed February 17, 2026

Section 16 reporting ended · disclosed 2026-02-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,250.856 Reported balance After 2026-02-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-13 · Tax withholding · Disposed 8,800 · Balance 34,250.856

F1: Amount reported includes 4.531 dividend equivalents on restricted stock units and 17,120.882 from vested performance stock units since the reporting person's previous Form filing.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-13 · Disposition to issuer · Disposed 34,250.856 · Balance 0

F2: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG RSU Award was fully vested, canceled and converted into the right to receive a number of shares of NIC Common Stock equal to the product of (i) the number of shares of MOFG Common Stock subject to such MOFG RSU Award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio, less any applicable withholding taxes.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG PSU Award was fully vested, canceled and converted into the right to receive (i) a number of shares of NIC Common Stock equal to the product of (x) the number of shares of MOFG Common Stock subject to such MOFG PSU Award immediately prior to the Effective Time based on the higher of target performance and actual performance through the Effective Time multiplied by (y) the Exchange Ratio, plus (ii) a cash payment in respect of any accrued but unpaid dividend equivalents on such MOFG PSU Award.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)0 Reported balance After 2026-02-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-02-13 · Disposition to issuer · Disposed 1,875.931 · Balance 0

F2: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F6: Shares held in the reporting person's account from within the MidWestOne Financial Group, Inc.. 401(k) Plan, as of February 13, 2026. Reported shares have increased by 9.81 shares since the date of the reporting person's previous Form filing due to an allocation to his account.

Filing footnotes · ownership attribution and instrument terms

F1: Amount reported includes 4.531 dividend equivalents on restricted stock units and 17,120.882 from vested performance stock units since the reporting person's previous Form filing.

F2: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG RSU Award was fully vested, canceled and converted into the right to receive a number of shares of NIC Common Stock equal to the product of (i) the number of shares of MOFG Common Stock subject to such MOFG RSU Award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio, less any applicable withholding taxes.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG PSU Award was fully vested, canceled and converted into the right to receive (i) a number of shares of NIC Common Stock equal to the product of (x) the number of shares of MOFG Common Stock subject to such MOFG PSU Award immediately prior to the Effective Time based on the higher of target performance and actual performance through the Effective Time multiplied by (y) the Exchange Ratio, plus (ii) a cash payment in respect of any accrued but unpaid dividend equivalents on such MOFG PSU Award.

F6: Shares held in the reporting person's account from within the MidWestOne Financial Group, Inc.. 401(k) Plan, as of February 13, 2026. Reported shares have increased by 9.81 shares since the date of the reporting person's previous Form filing due to an allocation to his account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2026 Filed Feb 17, 2026 10:49 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Disposition to issuerCommon Stock 1,875.931 Not disclosed Not disclosed
Disclosure

SEC source: 0001632460-26-000002 · wk-form4_1771343336.xml · nonDerivative · entry 3

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F2 · kind: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F6 · shares: Shares held in the reporting person's account from within the MidWestOne Financial Group, Inc.. 401(k) Plan, as of February 13, 2026. Reported shares have increased by 9.81 shares since the date of the reporting person's previous Form filing due to an allocation to his account.

F2 · price: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

Read SEC document
February 13, 2026 Filed Feb 17, 2026 10:49 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Disposition to issuerCommon Stock 34,250.856 Not disclosed Not disclosed
Disclosure

SEC source: 0001632460-26-000002 · wk-form4_1771343336.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F4 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG RSU Award was fully vested, canceled and converted into the right to receive a number of shares of NIC Common Stock equal to the product of (i) the number of shares of MOFG Common Stock subject to such MOFG RSU Award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio, less any applicable withholding taxes.

F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG PSU Award was fully vested, canceled and converted into the right to receive (i) a number of shares of NIC Common Stock equal to the product of (x) the number of shares of MOFG Common Stock subject to such MOFG PSU Award immediately prior to the Effective Time based on the higher of target performance and actual performance through the Effective Time multiplied by (y) the Exchange Ratio, plus (ii) a cash payment in respect of any accrued but unpaid dividend equivalents on such MOFG PSU Award.

F2 · price: On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.

F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).

F4 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG RSU Award was fully vested, canceled and converted into the right to receive a number of shares of NIC Common Stock equal to the product of (i) the number of shares of MOFG Common Stock subject to such MOFG RSU Award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio, less any applicable withholding taxes.

F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG PSU Award was fully vested, canceled and converted into the right to receive (i) a number of shares of NIC Common Stock equal to the product of (x) the number of shares of MOFG Common Stock subject to such MOFG PSU Award immediately prior to the Effective Time based on the higher of target performance and actual performance through the Effective Time multiplied by (y) the Exchange Ratio, plus (ii) a cash payment in respect of any accrued but unpaid dividend equivalents on such MOFG PSU Award.

Read SEC document
February 13, 2026 Filed Feb 17, 2026 10:49 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 8,800 $49.31 $433,928.00
Disclosure

SEC source: 0001632460-26-000002 · wk-form4_1771343336.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,250.856

F1 · balance_after: Amount reported includes 4.531 dividend equivalents on restricted stock units and 17,120.882 from vested performance stock units since the reporting person's previous Form filing.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:37 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 2,663 $0.00 $0.00
Disclosure

SEC source: 0001632460-26-000001 · wk-form4_1768617426.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,925.443

F1 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest on January 15, 2027, or on the legal close date of the merger announced October 23, 2025, of MidWestOne Financial Group, Inc. with and into Nicolet Bankshares, Inc., with Nicolet Bankshares, Inc. as the surviving corporation, whichever comes first.

F2 · balance_after: Includes 26.617 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:47 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 3,549 $0.00 $0.00
Disclosure

SEC source: 0001412665-25-000022 · wk-form4_1740008828.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,235.826

F3 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2026.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 18:47 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 970 $32.07 $31,107.90
Disclosure

SEC source: 0001412665-25-000022 · wk-form4_1740008828.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,686.826

F1 · kind: Shares withheld to pay payroll taxes due upon the vesting of time-based restricted stock units from prior years' awards.

F2 · balance_after: Includes 18.447 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 1.665 cumulative fractional Dividend Equivalents paid out in cash upon vesting on February 15, 2025. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. stock.

Read SEC document
September 30, 2024 Filed Sep 30, 2024 16:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 PurchaseCommon Stock 400 $25.00 $10,000.00
Disclosure

SEC source: 0001412665-24-000138 · wk-form4_1727728694.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,640.044

F1 · shares: Represents shares purchased by the reporting person at the public offering price of $25.00 per share in connection with the issuer's underwritten public offering of common stock, which closed on September 30, 2024.

F2 · balance_after: Includes 74.833 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 3,677 $0.00 $0.00
Disclosure

SEC source: 0001412665-24-000015 · wk-form4_1708468686.xml · nonDerivative · entry 4

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,165.211

F6 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 1,061 $24.48 $25,973.28
Disclosure

SEC source: 0001412665-24-000015 · wk-form4_1708468686.xml · nonDerivative · entry 3

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,488.211

F5 · kind: Shares withheld to pay payroll taxes due upon the vesting of the above-referenced performance stock unit award on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 3,001.628 $0.00 $0.00
Disclosure

SEC source: 0001412665-24-000015 · wk-form4_1708468686.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,549.211

F3 · kind: Shares of common stock acquired upon settlement of performance stock unit award granted to the reporting person on February 15, 2021.

F4 · balance_after: Amount reported was reduced by 0.628 fractional Dividend Equivalent on the performance RSUs, paid out in cash upon vesting on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 798 $24.48 $19,535.04
Disclosure

SEC source: 0001412665-24-000015 · wk-form4_1708468686.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,548.211

F1 · kind: Shares withheld to pay payroll taxes due upon the vesting of time-based restricted stock units from prior years' awards.

F2 · balance_after: Includes 189.674 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 1.618 cumulative fractional Dividend Equivalents paid out in cash upon vesting on February 15, 2024. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 18:50 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 2,324.83 $0.00 $0.00
Disclosure

SEC source: 0001412665-23-000016 · wf-form4_167667778772528.xml · nonDerivative · entry 4

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,158.155

F6 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 18:50 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 581 $30.97 $17,993.57
Disclosure

SEC source: 0001412665-23-000016 · wf-form4_167667778772528.xml · nonDerivative · entry 3

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833.325

F5 · kind: Shares withheld to pay payroll taxes due upon the vesting of the above-referenced performance stock unit award on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 18:50 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 1,919.631 $0.00 $0.00
Disclosure

SEC source: 0001412665-23-000016 · wf-form4_167667778772528.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,414.325

F3 · kind: Shares of common stock acquired upon settlement of performance stock unit award granted to the reporting person on February 15, 2020.

F4 · balance_after: Amount reported was reduced by 0.631 fractional Dividend Equivalent on the performance RSUs, paid out in cash upon vesting on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 18:50 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 728 $30.97 $22,546.16
Disclosure

SEC source: 0001412665-23-000016 · wf-form4_167667778772528.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,495.325

F1 · kind: Shares withheld to pay payroll taxes due upon the vesting of time-based restricted stock units from prior years' awards.

F2 · balance_after: Includes 61.191 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 1.044 cumulative fractional Dividend Equivalents paid out in cash upon vesting on February 15, 2023. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. stock.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 11:11 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 152 $29.37 $4,464.24
Disclosure

SEC source: 0001412665-22-000069 · wf-form4_165539230434660.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163.178

F1 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from June 15, 2018 award.

F2 · balance_after: Includes 61.14 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 15:52 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 484 $31.38 $15,187.92
Disclosure

SEC source: 0001412665-22-000018 · wf-form4_164513110570816.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,254.038

F3 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from prior years' awards.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 15:52 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 2,230.72 $0.00 $0.00
Disclosure

SEC source: 0001412665-22-000018 · wf-form4_164513110570816.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,738.038

F1 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2023.

F2 · balance_after: Includes 41.268 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 1.537 accumulated fractional Dividend Equivalents paid out in cash upon vesting on February 15, 2022. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:38 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 152 $30.49 $4,634.48
Disclosure

SEC source: 0001412665-21-000072 · wf-form4_162387946374143.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,467.587

F1 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from a prior year award.

F2 · balance_after: Includes 39.081 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:16 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 343 $27.64 $9,480.52
Disclosure

SEC source: 0001412665-21-000012 · wf-form4_161360015853132.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,579.506

F3 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from prior years' awards.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:16 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 1,808.973 $0.00 $0.00
Disclosure

SEC source: 0001412665-21-000012 · wf-form4_161360015853132.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922.506

F1 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2022.

F2 · balance_after: Includes 11.748 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 0.267 fractional Dividend Equivalent paid out in cash upon vesting on February 15, 2021. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 14:41 UTC Amendment MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 342 $27.64 $9,452.88
Disclosure

SEC source: 0001412665-21-000013 · wf-form4a_161367725815393.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,580.506

F3 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from prior years' awards.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 14:41 UTC Amendment MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 1,808.973 $0.00 $0.00
Disclosure

SEC source: 0001412665-21-000013 · wf-form4a_161367725815393.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922.506

F1 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2022.

F2 · balance_after: Includes 11.748 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 0.267 fractional Dividend Equivalent paid out in cash upon vesting on February 15, 2021. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.

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November 15, 2020 Filed Nov 17, 2020 13:45 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 456 $23.35 $10,647.60
Disclosure

SEC source: 0001412665-20-000112 · wf-form4_160563872358547.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,102.052

F1 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from the November 15, 2018 awards into shares of common stock issued on November 15, 2020.

F2 · balance_after: Includes 15.376 dividend equivalent units credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing.

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June 15, 2020 Filed Jun 15, 2020 19:45 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 608 $20.29 $12,336.32
Disclosure

SEC source: 0001412665-20-000067 · wf-form4_159226468342696.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542.676

F1 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from the June 15, 2018 awards into shares of common stock issued on June 15, 2020.

F2 · balance_after: Includes 29.294 dividend equivalent units credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing.

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February 15, 2020 Filed Feb 19, 2020 09:51 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 1,315.382 $0.00 $0.00
Disclosure

SEC source: 0001412665-20-000003 · wf-form4_158212389948938.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121.382

F2 · kind: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2021.

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February 15, 2020 Filed Feb 19, 2020 09:51 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 148 $32.31 $4,781.88
Disclosure

SEC source: 0001412665-20-000003 · wf-form4_158212389948938.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806

F1 · kind: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from the February 15, 2019 award into shares of common stock issued on February 15, 2020.

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November 15, 2019 Filed Nov 19, 2019 16:14 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 456 $34.78 $15,859.68
Disclosure

SEC source: 0001412665-19-000113 · wf-form4_157419806503401.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,954

F1 · kind: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares from November 15, 2018 awards, issued on November 15, 2019.

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June 15, 2019 Filed Jun 17, 2019 10:18 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 Tax withholdingCommon Stock 590 $28.34 $16,720.60
Disclosure

SEC source: 0001412665-19-000073 · wf-form4_156078108473643.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,410

F1 · kind: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares from June 15, 2018 awards, issued on June 15, 2019.

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February 15, 2019 Filed Feb 20, 2019 17:13 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001412665-19-000017 · wf-form4_155070077299216.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2020.

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November 15, 2018 Filed Nov 16, 2018 17:22 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001412665-18-000139 · wf-form4_154240694219155.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in two equal annual installments beginning November 15, 2019. The award is part of the April 30, 2018 accepted employment offer of the reporting person, approved by the Compensation Committee on May 7, 2018 to be effective November 15, 2018.

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June 15, 2018 Filed Jun 15, 2018 11:19 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001412665-18-000091 · wf-form4_152907596337214.xml · nonDerivative · entry 2

Ray Barry S · CIK 0001632460 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F2 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in two equal annual installments beginning June 15, 2019. The award is part of the April 30, 2018 accepted employment offer of the reporting person, approved by the Compensation Committee on May 7, 2018 to be effective June 15, 2018.

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June 15, 2018 Filed Jun 15, 2018 11:19 UTC MidWestOne Financial Group, Inc. MOFG · Entity 66177 GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001412665-18-000091 · wf-form4_152907596337214.xml · nonDerivative · entry 1

Ray Barry S · CIK 0001632460 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning June 15, 2019. The award is part of the April 30, 2018 accepted employment offer of the reporting person, approved by the Compensation Committee on May 7, 2018 to be effective June 15, 2018.

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February 28, 2018 Filed Mar 2, 2018 23:36 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon 2,600 $41.78 $108,628.00
Disclosure

SEC source: 0000887343-18-000052 · wf-form4_152003379488258.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,108

F1 · shares: Restricted Stock Award

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February 26, 2018 Filed Feb 28, 2018 19:41 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Tax withholdingCommon 297 $42.67 $12,672.99
Disclosure

SEC source: 0000887343-18-000038 · wf-form4_151984684789583.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,508

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February 23, 2018 Filed Feb 27, 2018 23:53 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Tax withholdingCommon 445 $42.68 $18,992.60
Disclosure

SEC source: 0000887343-18-000026 · wf-form4_151977560125714.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,805

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December 01, 2017 Filed Dec 4, 2017 18:56 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 SaleCommon 750 $46.87 $35,151.53
Disclosure

SEC source: 0000887343-17-000170 · wf-form4_151241379047639.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

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March 10, 2017 Filed Mar 10, 2017 19:34 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 SaleCommon 981 $39.42 $38,667.78
Disclosure

SEC source: 0000887343-17-000076 · wf-form4_148917444202385.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

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February 27, 2017 Filed Mar 1, 2017 00:32 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Tax withholdingCommon 327 $40.87 $13,364.49
Disclosure

SEC source: 0000887343-17-000055 · wf-form4_148832836128153.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,981

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February 24, 2017 Filed Mar 1, 2017 00:08 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Tax withholdingCommon 392 $40.81 $15,997.52
Disclosure

SEC source: 0000887343-17-000051 · wf-form4_148832689304806.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,308

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February 22, 2017 Filed Feb 24, 2017 23:50 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon 2,600 $41.25 $107,250.00
Disclosure

SEC source: 0000887343-17-000028 · wf-form4_148798020059193.xml · nonDerivative · entry 1

Ray Barry · CIK 0001632460 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

F1 · shares: Restricted Stock Award

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.