Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE OWL CAPITAL INC.OWL · Entity 3287 | Chief Operating Officer | February 15, 2026 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE OWL CAPITAL INC.
Report date February 15, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 502,724 |
Reported balance
After 2026-02-15 transaction · row 1
1 source rowRow 1 · 2026-02-15 · Tax withholding · Disposed 38,979 · Balance 502,724 F1: The amount shown represents Blue Owl Capital Inc.'s (the "Issuer") Class A common stock ("Class A Shares") withheld by the Issuer in order to satisfy the minimum withholding obligations of the reporting person arising in connection with the vesting of Restricted Share Units ("RSUs") representing the right to receive a corresponding number of Class A Shares pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. Each RSU represents the right to receive one Class A Share upon vesting. The RSUs vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown represents Blue Owl Capital Inc.'s (the "Issuer") Class A common stock ("Class A Shares") withheld by the Issuer in order to satisfy the minimum withholding obligations of the reporting person arising in connection with the vesting of Restricted Share Units ("RSUs") representing the right to receive a corresponding number of Class A Shares pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. Each RSU represents the right to receive one Class A Share upon vesting. The RSUs vest in installments in accordance with the applicable restricted unit award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2026 Filed Feb 18, 2026 17:34 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | Tax withholdingClass A Shares | 38,979 | $12.30 | $479,441.70 |
DisclosureSEC source: 0001193125-26-057512 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,724 F1 · shares: The amount shown represents Blue Owl Capital Inc.'s (the "Issuer") Class A common stock ("Class A Shares") withheld by the Issuer in order to satisfy the minimum withholding obligations of the reporting person arising in connection with the vesting of Restricted Share Units ("RSUs") representing the right to receive a corresponding number of Class A Shares pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. Each RSU represents the right to receive one Class A Share upon vesting. The RSUs vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 06:06 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass A Shares | 192,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-314951 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,703 F1 · shares: The amount shown represents Restricted Share Units ("RSUs") granted to the Reporting Person on December 9, 2025. Each RSU represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The RSUs will vest in three equal annual installments on February 15th of 2027, 2028 and 2029, respectively. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 17:04 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | Tax withholdingClass A Shares | 24,660 | $23.94 | $590,360.40 |
DisclosureSEC source: 0000950170-25-023328 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,913 F1 · shares: The amount shown represents Blue Owl Capital Inc.'s (the "Issuer") Class A common stock ("Class A Shares") withheld by the Issuer in order to satisfy the minimum withholding obligations of the reporting person arising in connection with the vesting of Restricted Share Units ("RSUs") representing the right to receive a corresponding number of Class A Shares pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. Each RSU represents the right to receive one Class A Share upon vesting. The RSUs vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass A Shares | 84,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133296 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,573 F1 · shares: The amount shown represents Restricted Share Units ("RSUs") granted to the Reporting Person on December 2, 2024. Each RSU represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The RSUs will vest in three equal annual installments on February 15th of 2026, 2027 and 2028, respectively. Read SEC document |
| September 06, 2024 Filed Sep 6, 2024 18:01 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | SaleClass A Shares | 13,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-104452 · ownership.xml · nonDerivative · entry 3 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · kind: On September 6, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.18. F3 · price: On September 6, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.18. F3 · ownership.nature: On September 6, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.18. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 18:01 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | SaleClass A Shares | 21,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-104452 · ownership.xml · nonDerivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 13,187 F2 · kind: On September 5, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.62. F2 · price: On September 5, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.62. F2 · ownership.nature: On September 5, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.62. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 18:01 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | SaleClass A Shares | 14,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-104452 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 34,937 F1 · kind: On September 4, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.77. F1 · price: On September 4, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.77. F1 · ownership.nature: On September 4, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $16.77. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:28 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBlue Owl Operating Group Units · Derivative | 49,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-103646 · ownership.xml · derivative · entry 4 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 74,687 Underlying: Class B Shares · 49,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.exercise_price: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F2 · kind: On September 3, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 49,647 Blue Owl Operating Group Units for 49,647 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 49,647 Class C Shares were surrendered to the Issuer and automatically cancelled. F1 · price: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F2 · price: On September 3, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 49,647 Blue Owl Operating Group Units for 49,647 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 49,647 Class C Shares were surrendered to the Issuer and automatically cancelled. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.exercise_date: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.expiration_date: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · ownership.nature: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:28 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass A Shares | 49,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-103646 · ownership.xml · nonDerivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 49,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On September 3, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 49,647 Blue Owl Operating Group Units for 49,647 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 49,647 Class C Shares were surrendered to the Issuer and automatically cancelled. F2 · price: On September 3, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 49,647 Blue Owl Operating Group Units for 49,647 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 49,647 Class C Shares were surrendered to the Issuer and automatically cancelled. F2 · ownership.nature: On September 3, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 49,647 Blue Owl Operating Group Units for 49,647 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 49,647 Class C Shares were surrendered to the Issuer and automatically cancelled. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:28 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass D Shares | 49,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-103646 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 74,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F1 · price: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F1 · ownership.nature: On September 3, 2024, the Reporting Person received a distribution of 49,647 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. Read SEC document |
| May 08, 2024 Filed May 9, 2024 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | SaleClass A Shares | 124,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-057095 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On May 8, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $18.1671. F1 · price: On May 8, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $18.1671. F1 · ownership.nature: On May 8, 2024, a vehicle controlled by the Issuer which held the reported securities on behalf of the Reporting Person sold the reported securities to a registered broker in an unregistered block trade at a per share price of $18.1671. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 20:47 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass A Shares | 124,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-024266 · ownership.xml · nonDerivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 124,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 1, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 124,335 Blue Owl Operating Group Units for 124,335 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 124,335 Class C Shares were surrendered to the Issuer and automatically cancelled. F2 · price: On March 1, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 124,335 Blue Owl Operating Group Units for 124,335 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 124,335 Class C Shares were surrendered to the Issuer and automatically cancelled. F2 · ownership.nature: On March 1, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 124,335 Blue Owl Operating Group Units for 124,335 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 124,335 Class C Shares were surrendered to the Issuer and automatically cancelled. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 20:47 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBlue Owl Operating Group Units · Derivative | 124,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-024266 · ownership.xml · derivative · entry 4 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 124,334 Underlying: Class B Shares · 124,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.exercise_price: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F2 · kind: On March 1, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 124,335 Blue Owl Operating Group Units for 124,335 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 124,335 Class C Shares were surrendered to the Issuer and automatically cancelled. F1 · price: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F2 · price: On March 1, 2024, on behalf of the Reporting Person, the Exchange Vehicle exchanged 124,335 Blue Owl Operating Group Units for 124,335 Class A Shares pursuant to the terms of the Exchange Agreement (the "Exchange"). Upon Exchange, 124,335 Class C Shares were surrendered to the Issuer and automatically cancelled. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.exercise_date: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one common unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships" and such common units, the "Blue Owl Operating Group Units")), upon the cancellation of an equal number of shares of Class D Common Stock (the "Class D Shares") or Class C Common Stock (the "Class C Shares") of Blue Owl Capital Inc. (the "Issuer"), as applicable, may be exchanged from time to time for an equal number of newly issued shares of Class B Common Stock (the "Class B Shares") or Class A Common Stock (the "Class A Shares"), F4 · derivative.expiration_date: (Continued from footnote 3) as applicable, subject to any applicable transfer restrictions and the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"), or (at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships) a cash payment equal to the five-day volume weighted average price of the Class A Shares immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · ownership.nature: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 20:47 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass D Shares | 124,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-024266 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 124,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F1 · price: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. F1 · ownership.nature: On February 29, 2024, the Reporting Person received a distribution of 124,335 Blue Owl Operating Group Units and an equal number of Class D Shares that were previously held by Dyal Capital SLP LP on behalf of Mr. Polland, his spouse or one or more entities controlled by him and immediately contributed such interests to a vehicle controlled by the Issuer ("Exchange Vehicle"). Such contribution and distribution are each exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-13 thereunder. In connection with such contribution, the Class D Shares were converted into Class C Shares. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 19:33 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | Tax withholdingClass A Shares | 11,241 | $18.03 | $202,675.23 |
DisclosureSEC source: 0000950170-24-016633 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,431 F1 · shares: The amount shown represents Blue Owl Capital Inc.'s (the "Issuer") Class A common stock ("Class A Shares") withheld by the Issuer in order to satisfy the minimum withholding obligations of the reporting person arising in connection with the vesting of Restricted Share Units ("RSUs") representing the right to receive a corresponding number of Class A Shares pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. Each RSU represents the right to receive one Class A Share upon vesting. The RSUs vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 17:00 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass A Shares | 234,618 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-067393 · ownership.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,672 F1 · shares: The amount shown represents Restricted Share Units ("RSUs") granted to the Reporting Person on December 1, 2023. Each RSU represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. (i) 78,855 RSUs will vest in three equal annual installments on February 15th of 2025, 2026 and 2027, and (ii) 155,763 RSUs will vest in three equal installments on February 15th of 2027, 2028 and 2029. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 17:51 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 13,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038857 · doc4.xml · derivative · entry 3 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 832,038 Underlying: Class A Shares · 13,390 shares Expires not disclosed F1 · security: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 17:51 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass A Shares | 66,054 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038857 · doc4.xml · nonDerivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,054 F3 · shares: The amount shown represents Restricted Share Units ("RSUs") granted to the Reporting Person on December 15, 2022. Each RSU represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The RSUs will vest in three equal annual installments on February 15th of 2024, 2025 and 2026. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 17:51 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C Shares | 13,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038857 · doc4.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 832,038 F1 · security: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported 13,390 Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| January 14, 2022 Filed Jan 14, 2022 17:14 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 68,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-22-000006 · wf-form4_164219843085209.xml · derivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 818,648 Underlying: Class A Shares · 68,648 shares Expires not disclosed F1 · security: Represents Class C common stock of Blue Owl Capital Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents Class C common stock of Blue Owl Capital Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| January 14, 2022 Filed Jan 14, 2022 17:14 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C Shares | 68,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-22-000006 · wf-form4_164219843085209.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 818,648 F1 · security: Represents Class C common stock of Blue Owl Capital Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents Class C common stock of Blue Owl Capital Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on each of the third, fourth, and fifth anniversaries of February 15, 2022. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:21 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBlue Owl Operating Group Units · Derivative | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000049 · wf-form4_163614367464397.xml · derivative · entry 3 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 248,669 Underlying: Class B Shares · 9,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of 248,669 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:21 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSeries E-2 Seller Earnout Units · Derivative | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000049 · wf-form4_163614367464397.xml · derivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Shares · 9,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.exercise_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.expiration_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.expiration_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of 248,669 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:21 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass D Shares | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000049 · wf-form4_163614367464397.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 248,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of 248,669 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 17:59 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041333 · doc4.xml · derivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 750,000 Underlying: Class A common stock · 750,000 shares Expires not disclosed F1 · security: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.exercise_price: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.exercise_date: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.expiration_date: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.direct: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F1 · ownership.nature: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · ownership.nature: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 17:59 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C common stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041333 · doc4.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 750,000 F1 · security: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · security: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2022, 2023 and 2024 subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · ownership.nature: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 09:13 UTC Amendment | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041383 · doc4a.xml · derivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 750,000 Underlying: Class A common stock · 750,000 shares Expires not disclosed F1 · security: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.exercise_price: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.exercise_date: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · derivative.expiration_date: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.direct: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F1 · ownership.nature: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · ownership.nature: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 09:13 UTC Amendment | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C common stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041383 · doc4a.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 750,000 F1 · security: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · security: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents the issuance of Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · ownership.nature: The reported Incentive Units will vest upon vesting of the related Class P Units of Blue Owl Management Vehicle, which will vest in three equal installments on August 15th of 2024, 2025 and 2026, subject to continued service of the reporting person and in accordance with the applicable incentive unit grant certificate. Subject to certain conditions, the reported Incentive Units will be settled by delivery of an equal number of common units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and shares of Class C common stock of Blue Owl Capital Inc. F3 · ownership.nature: (Continued from Footnote 2) Blue Owl Operating Group Units, upon the cancellation of an equal number of shares of Class C common stock, may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of Class A common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSERIES E-1 SELLER EARNOUT UNITS · Derivative | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029686 · doc4.xml · derivative · entry 3 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B common stock · 9,455 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · ownership.nature: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · ownership.nature: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of 239,214 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBLUE OWL OPERATING GROUP UNITS · Derivative | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029686 · doc4.xml · derivative · entry 2 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 239,214 Underlying: Class B common stock · 9,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of 239,214 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionCLASS D COMMON STOCK | 9,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029686 · doc4.xml · nonDerivative · entry 1 Polland Andrew Robert · CIK 0001861416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 239,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of 239,214 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Dyal Capital SLP LP ("Dyal SLP") on behalf of Mr. Polland, his spouse or one or more entities controlled by him. Mr. Polland expressly disclaims beneficial ownership of the securities held by Dyal SLP except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.