person · Reporting owner
Belardi James Richard
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Global Management, Inc.APO · Entity 2956 | Director · See Remarks | September 10, 2026 | September 14, 2026 |
| Athene Holding Ltd.ATH · Entity 9807 | Director · See Remarks | June 30, 2025 | July 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Global Management, Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,708 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Gift · Disposed 38,605 · Balance 37,708 F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2026 GRAT | 147,813 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 147,813 F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy James and Leslie Belardi Family Trust | 99,393 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 99,393 F2: Reported amount includes 71,157 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2019 GST Non-Exempt Descendants Trust | 236,052 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 236,052 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments, LLC | 1,870,597 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,870,597 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments II, LLC | 1,167,261 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,167,261 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments III, LLC | 637,500 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 637,500 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments IV, LLC | 1,478,185 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,478,185 |
| Common StockSEC Table I · non-derivative | IndirectBy son | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy mother | 304.8255 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 304.8255 |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2024 GRAT | 138,617 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 138,617 |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2025 GRAT | 76,385 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 76,385 |
Filing footnotes · ownership attribution and instrument terms
F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
F2: Reported amount includes 71,157 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.
Athene Holding Ltd.
Report date June 30, 2025 · Filed July 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Depositary Shares of Series C Preference StockSEC Table I · non-derivative | Indirectby Belardi Investments III, LLC | 0 |
Reported balance
After 2025-06-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-06-30 · Other · Disposed 40,000 · Balance 0 F1: Complete Title of Security: Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preferred Stock, Series C. The Depositary Shares were not convertible into the shares of Common Stock of the Issuer and did not derive any of their value from the value of the shares of Common Stock of the Issuer and, except in very limited circumstances, were not convertible or exchangeable for any other securities or property of the Issuer and Apollo Global Management, Inc. ("Apollo"), and, except in very limited circumstances, had no voting rights. F2: These securities were redeemed by the Issuer. F3: Such securities were previously reported as owned by James and Leslie Belardi Family Trust and had been transferred to Belardi Investments III, LLC, which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Complete Title of Security: Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preferred Stock, Series C. The Depositary Shares were not convertible into the shares of Common Stock of the Issuer and did not derive any of their value from the value of the shares of Common Stock of the Issuer and, except in very limited circumstances, were not convertible or exchangeable for any other securities or property of the Issuer and Apollo Global Management, Inc. ("Apollo"), and, except in very limited circumstances, had no voting rights.
F2: These securities were redeemed by the Issuer.
F3: Such securities were previously reported as owned by James and Leslie Belardi Family Trust and had been transferred to Belardi Investments III, LLC, which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 18:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 39,023 | $0.00 | $39.02 |
DisclosureSEC source: 0001127602-18-009435 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 998,465 F2 · shares: This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 22,977 | $0.00 | $22.98 |
DisclosureSEC source: 0001127602-18-009435 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 959,442 F1 · shares: This reported transaction represents an award of restricted shares which vest ratably on the first and second anniversaries of the vesting start date provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 8,131 Underlying: Class A Common Shares · 4,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F7 · ownership.direct: These RSUs were previously owned directly by the reporting person and were transferred to the James and Leslie Belardi Family Trust on June 30, 2017 in a transaction exempt from Section 16 by Rule 16a-13. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · derivative · entry 6 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 7,364 Underlying: Class A Common Shares · 7,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F7 · ownership.direct: These RSUs were previously owned directly by the reporting person and were transferred to the James and Leslie Belardi Family Trust on June 30, 2017 in a transaction exempt from Section 16 by Rule 16a-13. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 2,625 | $51.71 | $135,738.75 |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 936,465 F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 5,965 | $51.71 | $308,450.15 |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 939,090 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 945,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · balance_after: Of these Class A common shares, 13,971 were originally issued pursuant to a restricted share award which vests ratably on the first and second anniversaries of the vesting start date; provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. These 13,971 shares were transferred by the reporting person to the James and Leslie Belardi Family Trust on June 30, 2017 in a transaction exempt from Section 16 by Rule 16a-13. Of these 13,971 shares, 6,986 remain unvested as of the date of this report. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 940,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:10 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 12,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012852 · form4.xml · derivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,196 Underlying: Class A Common Shares · 12,196 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:10 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 66,278 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001127602-17-012852 · form4.xml · derivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,278 Underlying: Class A Common Shares · 66,278 shares Expires 2027-03-21 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2017 vesting start date. Read SEC document |
| March 21, 2017 Filed Apr 28, 2017 17:10 UTC Amendment | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 13,971 | $0.00 | $13.97 |
DisclosureSEC source: 0001127602-17-015881 · form4a.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,971 F1 · shares: This amendment to Form 4 is being filed to report a restricted share award of 13,971 Class A common shares which vest ratably on the first and second anniversaries of the vesting start date provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. This award was inadvertently omitted from the reporting person's Form 4 filed March 23, 2017. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:57 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-000520 · doc4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,728 Underlying: Class A Common Shares · 7,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F7 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F7 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F5 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:57 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 2,955 | $47.99 | $141,810.45 |
DisclosureSEC source: 0000899243-17-000520 · doc4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 921,405 F8 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested of RSUs that settled in Class A common shares. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:57 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-000520 · doc4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 924,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F7 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · balance_after: Of these Class A common shares, 117,221 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 15,487 of such Class A common shares remain unvested as of the date of this report. Read SEC document |
| December 31, 2016 Filed Feb 10, 2017 16:26 UTC | Athene Holding Ltd. ATH · Entity 9807 | GiftClass A Common Shares | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-17-000266 · form5.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi Family Irrevocable Trust Disclosed balance after: 1,750 F2 · ownership.nature: Mr. Belardi does not serve as trustee of the Belardi Family Irrevocable Trust and disclaims beneficial ownership of the Class A common shares reported as indirectly owned through the Belardi Family Irrevocable Trust, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Belardi is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 31, 2016 Filed Feb 10, 2017 16:26 UTC | Athene Holding Ltd. ATH · Entity 9807 | GiftClass A Common Shares | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-17-000266 · form5.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 915,246 F1 · balance_after: Of these Class A common shares, 117,221 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 30,972 of such Class A common shares remain unvested as of December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.