person · Reporting owner
Belardi James Richard
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Global Management, Inc.APO · Entity 2956 | Director · See Remarks | September 10, 2026 | September 14, 2026 |
| Athene Holding Ltd.ATH · Entity 9807 | Director · See Remarks | June 30, 2025 | July 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Global Management, Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,708 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Gift · Disposed 38,605 · Balance 37,708 F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2026 GRAT | 147,813 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 147,813 F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy James and Leslie Belardi Family Trust | 99,393 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 99,393 F2: Reported amount includes 71,157 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2019 GST Non-Exempt Descendants Trust | 236,052 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 236,052 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments, LLC | 1,870,597 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,870,597 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments II, LLC | 1,167,261 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,167,261 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments III, LLC | 637,500 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 637,500 |
| Common StockSEC Table I · non-derivative | IndirectJB Athene Investments IV, LLC | 1,478,185 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,478,185 |
| Common StockSEC Table I · non-derivative | IndirectBy son | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy mother | 304.8255 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 304.8255 |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2024 GRAT | 138,617 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 138,617 |
| Common StockSEC Table I · non-derivative | IndirectBy Belardi 2025 GRAT | 76,385 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 76,385 |
Filing footnotes · ownership attribution and instrument terms
F1: Reported amounts have been adjusted to reflect the transfer on February 26, 2026 of 147,813 shares of Apollo Global Management, Inc., from the Reporting Person to the Belardi 2026 GRAT, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
F2: Reported amount includes 71,157 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.
Athene Holding Ltd.
Report date June 30, 2025 · Filed July 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Depositary Shares of Series C Preference StockSEC Table I · non-derivative | Indirectby Belardi Investments III, LLC | 0 |
Reported balance
After 2025-06-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-06-30 · Other · Disposed 40,000 · Balance 0 F1: Complete Title of Security: Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preferred Stock, Series C. The Depositary Shares were not convertible into the shares of Common Stock of the Issuer and did not derive any of their value from the value of the shares of Common Stock of the Issuer and, except in very limited circumstances, were not convertible or exchangeable for any other securities or property of the Issuer and Apollo Global Management, Inc. ("Apollo"), and, except in very limited circumstances, had no voting rights. F2: These securities were redeemed by the Issuer. F3: Such securities were previously reported as owned by James and Leslie Belardi Family Trust and had been transferred to Belardi Investments III, LLC, which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Complete Title of Security: Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preferred Stock, Series C. The Depositary Shares were not convertible into the shares of Common Stock of the Issuer and did not derive any of their value from the value of the shares of Common Stock of the Issuer and, except in very limited circumstances, were not convertible or exchangeable for any other securities or property of the Issuer and Apollo Global Management, Inc. ("Apollo"), and, except in very limited circumstances, had no voting rights.
F2: These securities were redeemed by the Issuer.
F3: Such securities were previously reported as owned by James and Leslie Belardi Family Trust and had been transferred to Belardi Investments III, LLC, which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-3 Common Shares · Derivative | 500,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 16 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 500,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-3 Common Shares · Derivative | 500,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 15 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2018 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 500,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F4 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2018 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-2 Common Shares · Derivative | 650,169.76 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 14 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 650,169.76 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-2 Common Shares · Derivative | 190,841 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 13 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2018 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 190,841 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F4 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2018 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-1 Common Shares · Derivative | 1,994,233 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 12 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 1,994,233 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-1 Common Shares · Derivative | 351,922 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 11 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi Family Irrevocable Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 351,922 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 334,325 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 10 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi Family Irrevocable Trust Disclosed balance after: 334,325 Underlying: Class A Common Shares · 334,325 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 1,894,522 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 9 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 1,894,522 Underlying: Class A Common Shares · 1,894,522 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 475,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 8 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 475,000 Underlying: Class A Common Shares · 475,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 475,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 475,000 Underlying: Class A Common Shares · 475,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 617,661 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 6 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 617,661 Underlying: Class A Common Shares · 617,661 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 181,299 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 181,299 Underlying: Class A Common Shares · 181,299 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 14,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi Family Irrevocable Trust Disclosed balance after: 16,657 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 131,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 131,691 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 28,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 28,005 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 28,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 28,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F5 · derivative.exercise_price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F5 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F4 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F4 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 14,075 | $49.71 | $699,668.25 |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,117,343 F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 28,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,131,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F5 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 12,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · derivative · entry 6 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 12,573 Underlying: Class A Common Shares · 12,573 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 25,146 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,303 | $0.00 Strike: $49.71 | $0.00 |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · derivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 58,303 Underlying: Class A Common Shares · 58,303 shares Expires 2030-02-21 F2 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 19:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 19,216 | $0.00 | $19.22 |
DisclosureSEC source: 0001127602-20-007743 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,103,031 F1 · shares: This reported transaction represents an award of restricted shares which vest ratably on the first and second anniversaries of the vesting start date provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 18:42 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 28,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006555 · form4.xml · derivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 28,386 Underlying: Class A Common Shares · 28,386 shares Expires not disclosed F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · derivative · entry 9 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 9,818 Underlying: Class A Common Shares · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · derivative · entry 8 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 4,336 Underlying: Class A Common Shares · 4,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 4,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 7,903 | $47.03 | $371,678.09 |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · nonDerivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,085,756 F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 6,600 | $47.03 | $310,398.00 |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · nonDerivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,091,718 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,098,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,093,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:20 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000879 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,089,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 18:44 UTC | Athene Holding Ltd. ATH · Entity 9807 | PurchaseDepositary Shares of Series B Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-19-028829 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 5.625% Fixed Rate Perpetual Non-Cumulative Preference Shares, Series B. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | PurchaseDepositary Shares of Series A Preference Shares | 80,000 | $25.00 | $2,000,000.00 |
DisclosureSEC source: 0001127602-19-021265 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 80,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 14,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014924 · form4.xml · derivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 14,727 Underlying: Class A Common Shares · 14,727 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 64,433 | $0.00 Strike: $42.44 | $0.00 |
DisclosureSEC source: 0001127602-19-014924 · form4.xml · derivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 64,433 Underlying: Class A Common Shares · 64,433 shares Expires 2029-04-03 F2 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 44,181 | $0.00 | $44.18 |
DisclosureSEC source: 0001127602-19-014924 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,085,007 F1 · shares: This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 37,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009646 · form4.xml · derivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 37,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F2 · derivative.exercise_price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 18,608 | $44.55 | $828,986.40 |
DisclosureSEC source: 0001127602-19-009646 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,040,826 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 37,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009646 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,059,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 21,078 | $0.00 | $21.08 |
DisclosureSEC source: 0001127602-19-009253 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,021,904 F1 · shares: This reported transaction represents an award of restricted shares which vest ratably on the first and second anniversaries of the vesting start date provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 37,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008399 · form4.xml · derivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 37,530 Underlying: Class A Common Shares · 37,530 shares Expires not disclosed F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on June 6, 2016, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018 (the "Performance Period"). On February 22, 2019, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · derivative · entry 9 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 8,672 Underlying: Class A Common Shares · 4,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 4,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · derivative · entry 8 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 4,066 Underlying: Class A Common Shares · 4,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 7,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 6,581 | $39.83 | $262,121.23 |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · nonDerivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,000,826 F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 6,823 | $39.83 | $271,760.09 |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · nonDerivative · entry 4 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,007,407 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,014,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 4,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,009,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:16 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001390 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James And Leslie Belardi Family Trust Disclosed balance after: 1,005,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 13,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009435 · form4.xml · derivative · entry 6 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 13,008 Underlying: Class A Common Shares · 13,008 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 66,278 | $0.00 Strike: $48.05 | $0.00 |
DisclosureSEC source: 0001127602-18-009435 · form4.xml · derivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By James and Leslie Belardi Family Trust Disclosed balance after: 66,278 Underlying: Class A Common Shares · 66,278 shares Expires 2028-02-27 F3 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.