Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CROSSROADS SYSTEMS INCCRDS · Entity 172266 | Executive Vice President | July 31, 2017 | August 04, 2017 |
| P10 Industries, Inc.PIOE · Entity 176170 | Director | May 04, 2017 | May 10, 2017 |
| Ridgepost Capital, Inc.RPC · Entity 5006 | See remarks | February 14, 2026 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CROSSROADS SYSTEMS INC
Report date July 31, 2017 · Filed August 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.81 · Expires 2027-04-01 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-07-31 · Disposition to issuer · Disposed 37,500 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F1: The option vests in full on April 1, 2018. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.90 · Expires 2026-06-06 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-31 · Disposition to issuer · Disposed 8,750 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2025-09-17 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-31 · Disposition to issuer · Disposed 1,000 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F3: The option vests over a two year period until fully vested on September 17, 2017. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2025-09-17 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-31 · Disposition to issuer · Disposed 2,000 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F3: The option vests over a two year period until fully vested on September 17, 2017. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.76 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-31 · Disposition to issuer · Disposed 5,409 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F4: The option vests quarterly over a four year period until fully vested on October 1, 2018. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.94 · Expires 2023-06-13 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-31 · Disposition to issuer · Disposed 3,005 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.94 · Expires 2023-01-31 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-07-31 · Disposition to issuer · Disposed 1,803 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.08 · Expires 2022-12-12 | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-07-31 · Disposition to issuer · Disposed 601 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. |
| Common Stock Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.20 · Expires 2020-01-30 | IndirectBy: MCH Advisors, Inc. | 0 |
Reported balance
After 2017-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-07-31 · Disposition to issuer · Disposed 6,532 · Balance 0 F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F5: These securities are held by MCH Advisors, Inc. ("MCH"). The Reporting Person is the sole shareholder of MCH and shares voting and dispositive power over the shares held by MCH. The Reporting Person disclaims beneficial ownership of the securities held by MCH except to the extent of his pecuniary interest there. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in full on April 1, 2018.
F2: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017.
F3: The option vests over a two year period until fully vested on September 17, 2017.
F4: The option vests quarterly over a four year period until fully vested on October 1, 2018.
F5: These securities are held by MCH Advisors, Inc. ("MCH"). The Reporting Person is the sole shareholder of MCH and shares voting and dispositive power over the shares held by MCH. The Reporting Person disclaims beneficial ownership of the securities held by MCH except to the extent of his pecuniary interest there.
P10 Industries, Inc.
Report date May 04, 2017 · Filed May 10, 2017
This filing explicitly reported no securities owned.
Ridgepost Capital, Inc.
Report date February 14, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 126,660 |
Ending reported balance
After 2026-02-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-14 · Exercise / conversion · Acquired 47,582 · Balance 135,317 F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Row 2 · 2026-02-14 · Exercise / conversion · Acquired 9,120 · Balance 144,437 F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Row 3 · 2026-02-14 · Tax withholding · Disposed 17,777 · Balance 126,660 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-14 · Exercise / conversion · Disposed 47,582 · Balance 0 F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-14 · Exercise / conversion · Disposed 9,120 · Balance 0 F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 58,548 |
Reported balance
After 2026-02-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-17 · Grant · Acquired 58,548 · Balance 58,548 F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F3: On February 17, 2026, the reporting person was granted RSUs, all of which vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date.
F3: On February 17, 2026, the reporting person was granted RSUs, all of which vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ATRM Holdings, Inc.
Report date September 06, 2019 · Filed September 12, 2019
Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-06 · Grant · Acquired 20,000 · Balance 50,000 F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control. Row 2 · 2019-09-10 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.
F2: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.
GLOBALSCAPE INC
Report date August 28, 2020 · Filed August 28, 2020
Section 16 reporting ended · disclosed 2020-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 1
1 source rowRow 1 · 2020-08-28 · Disposition to issuer · Disposed 17,329 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.91 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-08-28 · Disposition to issuer · Disposed 48,855 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-28 · Disposition to issuer · Disposed 38,701 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.98 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-08-28 · Disposition to issuer · Disposed 89,980 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.91 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-28 · Disposition to issuer · Disposed 51,150 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-08-28 · Disposition to issuer · Disposed 11,299 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.98 | Direct | 0 |
Reported balance
After 2020-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-08-28 · Disposition to issuer · Disposed 10,020 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).
F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | GrantRestricted Stock Units · Derivative | 58,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · derivative · entry 6 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,548 Underlying: Class A Common Stock · 58,548 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F3 · derivative.exercise_date: On February 17, 2026, the reporting person was granted RSUs, all of which vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date. F3 · derivative.expiration_date: On February 17, 2026, the reporting person was granted RSUs, all of which vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date. Read SEC document |
| February 14, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | Exercise / conversionRestricted Stock Units · Derivative | 9,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · derivative · entry 5 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2 · derivative.exercise_date: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. F2 · derivative.expiration_date: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. Read SEC document |
| February 14, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | Exercise / conversionRestricted Stock Units · Derivative | 47,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · derivative · entry 4 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 47,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2 · derivative.exercise_date: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. F2 · derivative.expiration_date: On February 14, 2025, the reporting person was granted RSUs, all of which vested on the first anniversary of the grant date. Read SEC document |
| February 14, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | Tax withholdingClass A Common Stock | 17,777 | $8.70 | $154,659.90 |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · nonDerivative · entry 3 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,660 Read SEC document |
| February 14, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | Exercise / conversionClass A Common Stock | 9,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| February 14, 2026 Filed Feb 18, 2026 20:11 UTC | Ridgepost Capital, Inc. RPC · Entity 5006 | Exercise / conversionClass A Common Stock | 47,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-057774 · ownership.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| June 09, 2025 Filed Jun 9, 2025 17:54 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | PurchaseClass A Common Stock | 5,000 | $9.81 | $49,050.00 |
DisclosureSEC source: 0000950170-25-083915 · ownership.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,735 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 18:38 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | GrantRestricted Stock Units · Derivative | 9,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023492 · ownership.xml · derivative · entry 2 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,120 Underlying: Class A Common Stock · 9,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F3 · derivative.exercise_date: On February 14, 2025, the reporting person was granted a total of 9,120 RSUs, all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such date. F3 · derivative.expiration_date: On February 14, 2025, the reporting person was granted a total of 9,120 RSUs, all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such date. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 18:38 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | GrantRestricted Stock Units · Derivative | 47,582 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023492 · ownership.xml · derivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,582 Underlying: Class A Common Stock · 47,582 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2 · derivative.exercise_date: On February 14, 2025, the reporting person was granted a total of 47,582 RSUs, all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such date. F2 · derivative.expiration_date: On February 14, 2025, the reporting person was granted a total of 47,582 RSUs, all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such date. Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 11:17 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Exercise / conversionRestricted Stock Units · Derivative | 5,377 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-117267 · ownership.xml · derivative · entry 3 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2 · derivative.exercise_date: On October 23, 2023, the reporting person was granted 5,377 RSUs, all of which vested on the first anniversary of the grant date. F2 · derivative.expiration_date: On October 23, 2023, the reporting person was granted 5,377 RSUs, all of which vested on the first anniversary of the grant date. Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 11:17 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Tax withholdingClass A Common Stock | 2,009 | $11.27 | $22,641.43 |
DisclosureSEC source: 0000950170-24-117267 · ownership.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,735 Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 11:17 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Exercise / conversionClass A Common Stock | 5,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-117267 · ownership.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 21:42 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Exercise / conversionRestricted Stock Units · Derivative | 9,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-030445 · ownership.xml · derivative · entry 3 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2023, the reporting person was granted 9,440 RSUs, all of which vested on the first anniversary of such grant date. F2 · derivative.expiration_date: On March 9, 2023, the reporting person was granted 9,440 RSUs, all of which vested on the first anniversary of such grant date. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 21:42 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Tax withholdingClass A Common Stock | 2,299 | $8.09 | $18,598.91 |
DisclosureSEC source: 0000950170-24-030445 · ownership.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,367 Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 21:42 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | Exercise / conversionClass A Common Stock | 9,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-030445 · ownership.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:21 UTC | Ridgepost Capital, Inc. PX · Entity 5006 | GrantEmployee stock option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0000950170-24-027545 · ownership.xml · derivative · entry 1 HOOD MARK C · CIK 0001636999 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2034-03-04 F1 · derivative.exercise_date: On March 4, 2024, the reporting person was granted a total of 50,000 stock options, which will vest ratably on the second, third, fourth and fifth anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through such date. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 89,980 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 7 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89,980 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerIncentive Stock Option (right to buy) · Derivative | 10,020 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 6 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,020 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 38,701 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 5 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,701 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerIncentive Stock Option (right to buy) · Derivative | 11,299 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 4 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,299 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerIncentive Stock Option (right to buy) · Derivative | 51,150 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 3 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,150 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 48,855 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · derivative · entry 2 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,855 shares Expires not disclosed F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 18:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerCommon Stock | 17,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-002343 · form411906007hoo_08282020.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below). Read SEC document |
| February 06, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 25,575 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · derivative · entry 11 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,150 Underlying: Common Stock · 25,575 shares Expires 2028-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date, August 27, 2018. Read SEC document |
| February 06, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,086 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · derivative · entry 10 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,855 Underlying: Common Stock · 6,086 shares Expires 2028-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date, August 27, 2018. Read SEC document |
| February 06, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionCommon Stock | 25,575 | $3.91 | $99,998.25 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 7 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionCommon Stock | 6,086 | $3.91 | $23,796.26 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 6 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 18:05 UTC Amendment | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 31,661 | $10.42 | $329,860.13 |
DisclosureSEC source: 0000921895-20-000361 · form4a111906hoo_02112020.xml · nonDerivative · entry 4 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,329 F1 · shares: These transactions were inadvertently omitted from the Reporting Person's original Form 4 filing. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · derivative · entry 9 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,941 Underlying: Common Stock · 300 shares Expires 2028-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date, August 27, 2018. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionCommon Stock | 300 | $3.91 | $1,173.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 5 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 11, 2020 18:05 UTC Amendment | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 300 | $10.60 | $3,180.00 |
DisclosureSEC source: 0000921895-20-000361 · form4a111906hoo_02112020.xml · nonDerivative · entry 3 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,990 F1 · shares: These transactions were inadvertently omitted from the Reporting Person's original Form 4 filing. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,034 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · derivative · entry 8 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,241 Underlying: Common Stock · 18,034 shares Expires 2028-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date, August 27, 2018. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Exercise / conversionCommon Stock | 18,034 | $3.91 | $70,512.94 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 4 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 600 | $10.65 | $6,390.00 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 3 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,329 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 4,681 | $10.64 | $49,805.84 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,929 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 4,719 | $10.62 | $50,118.61 |
DisclosureSEC source: 0000921895-20-000294 · form411906003_02062020.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,610 Read SEC document |
| February 04, 2020 Filed Feb 11, 2020 18:05 UTC Amendment | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 10,238 | $10.62 | $108,727.56 |
DisclosureSEC source: 0000921895-20-000361 · form4a111906hoo_02112020.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,290 F1 · shares: These transactions were inadvertently omitted from the Reporting Person's original Form 4 filing. Read SEC document |
| February 04, 2020 Filed Feb 11, 2020 18:05 UTC Amendment | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 7,796 | $10.46 | $81,546.16 |
DisclosureSEC source: 0000921895-20-000361 · form4a111906hoo_02112020.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,528 F1 · shares: These transactions were inadvertently omitted from the Reporting Person's original Form 4 filing. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 17:22 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0000921895-20-000010 · form411906003_01022020.xml · derivative · entry 1 HOOD MARK C · CIK 0001636999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, January 2, 2024. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 17:19 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 17,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-003013 · form411906003hoo_12172019.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,329 F1 · shares: These restricted shares shall vest in full on the fourth anniversasry of the grant date, December 13, 2023. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:05 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | Disposition to issuerCommon Stock, $0.001 par value | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-016613 · form4.xml · nonDerivative · entry 2 HOOD MARK C · CIK 0001636999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. Read SEC document |
| September 06, 2019 Filed Sep 12, 2019 19:05 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-016613 · form4.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:11 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,701 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0000921895-19-001397 · form411906003hoo_05132019.xml · derivative · entry 2 HOOD MARK C · CIK 0001636999 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,701 Underlying: Common Stock · 38,701 shares Expires 2029-05-09 F1 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, May 9, 2023. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:11 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantIncentive Stock Option (right to buy) · Derivative | 11,299 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0000921895-19-001397 · form411906003hoo_05132019.xml · derivative · entry 1 HOOD MARK C · CIK 0001636999 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299 Underlying: Common Stock · 11,299 shares Expires 2029-05-09 F1 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, May 9, 2023. Read SEC document |
| December 12, 2018 Filed May 14, 2019 19:50 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001451 · form409663002hoo_05142019.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 19:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantIncentive Stock Option (right to buy) · Derivative | 76,725 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-18-002506 · form411906003_08292018.xml · derivative · entry 2 HOOD MARK C · CIK 0001636999 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,725 Underlying: Common Stock · 76,725 shares Expires 2028-08-27 F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 19:20 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 73,275 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0000921895-18-002506 · form411906003_08292018.xml · derivative · entry 1 HOOD MARK C · CIK 0001636999 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,275 Underlying: Common Stock · 73,275 shares Expires 2028-08-27 F1 · derivative.exercise_date: These stock options vest as to 1/3 of the options on each anniversary of the grant date. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:15 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002928 · form4hoo09663002_12202017.xml · nonDerivative · entry 1 HOOD MARK C · CIK 0001636999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date. Read SEC document |
| July 31, 2017 Filed Aug 4, 2017 18:47 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | Disposition to issuerCommon Stock Warrant (right to buy) · Derivative | 6,532 | Not disclosed Strike: $55.20 | Not disclosed |
DisclosureSEC source: 0001144204-17-040658 · v472502_4.xml · derivative · entry 9 HOOD MARK C · CIK 0001636999 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By: MCH Advisors, Inc. Disclosed balance after: 0 Underlying: Common Stock · 6,532 shares Expires 2020-01-30 F2 · price: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. F5 · ownership.nature: These securities are held by MCH Advisors, Inc. ("MCH"). The Reporting Person is the sole shareholder of MCH and shares voting and dispositive power over the shares held by MCH. The Reporting Person disclaims beneficial ownership of the securities held by MCH except to the extent of his pecuniary interest there. Read SEC document |
| July 31, 2017 Filed Aug 4, 2017 18:47 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | Disposition to issuerOption (right to buy) · Derivative | 601 | Not disclosed Strike: $49.08 | Not disclosed |
DisclosureSEC source: 0001144204-17-040658 · v472502_4.xml · derivative · entry 8 HOOD MARK C · CIK 0001636999 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 601 shares Expires 2022-12-12 F2 · price: These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.