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person · Reporting owner

Farokhzad Omid

Disclosed activity across 3 companies

Tapewire entity
65668
SEC CIK
0001586852

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cartesian Therapeutics, Inc.SELB · Entity 6015DirectorJanuary 25, 2019August 16, 2019
Seer, Inc.SEER · Entity 6717Director · CEO AND CHAIRFebruary 18, 2026February 19, 2026
Senti Biosciences Holdings, Inc.SNTI · Entity 7935DirectorJuly 10, 2024July 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cartesian Therapeutics, Inc.

Report date January 25, 2019 · Filed August 16, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote25,626 Reported balance Holding disclosure · report date 2019-01-25 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 25,626

F1: These shares were omitted from the Reporting Person's original Form 4 filed on March 29, 2019.

F2: These securities are held by BioDynamics Core, L.P., which is managed by BioDynamics, LLC, of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote202,051 Reported balance Holding disclosure · report date 2019-01-25 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 202,051

F1: These shares were omitted from the Reporting Person's original Form 4 filed on March 29, 2019.

F3: These securities are held by SAF-SEL Trust, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect188,004 Reported balance Holding disclosure · report date 2019-01-25 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 188,004

F1: These shares were omitted from the Reporting Person's original Form 4 filed on March 29, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were omitted from the Reporting Person's original Form 4 filed on March 29, 2019.

F2: These securities are held by BioDynamics Core, L.P., which is managed by BioDynamics, LLC, of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: These securities are held by SAF-SEL Trust, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Seer, Inc.

Report date February 18, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,349,064 Reported balance After 2026-02-18 transaction · row 1
1 source row

Row 1 · 2026-02-18 · Sale · Disposed 24,385 · Balance 3,349,064

F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote2,117,138 Reported balance Holding disclosure · report date 2026-02-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,117,138

F2: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Senti Biosciences Holdings, Inc.

Report date July 10, 2024 · Filed July 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2034-07-09Direct62,500 Reported balance After 2024-07-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-10 · Grant · Acquired 62,500 · Balance 62,500

F1: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the shares underlying this option vest upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 Annual Meeting, subject to the reporting person's continued service through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2022 Filed Feb 11, 2022 00:04 UTC Seer, Inc. SEER · Entity 6717 GrantEmployee Stock Option (right to buy) · Derivative 73,425 $0.00 Strike: $18.27 $0.00
Disclosure

SEC source: 0001209191-22-008612 · doc4.xml · derivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,425

Underlying: Class A Common Stock · 73,425 shares

Expires 2032-02-08

F3 · derivative.exercise_date: One-fourth of the shares subject to the option vest on February 8, 2023 and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 00:04 UTC Seer, Inc. SEER · Entity 6717 GrantClass A Common Stock 155,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008612 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,487

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2023.

Read SEC document
September 22, 2021 Filed Feb 15, 2022 00:59 UTC Amendment Seer, Inc. SEER · Entity 6717 GiftClass B Common Stock · Derivative 134,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009569 · doc5a.xml · derivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,117,138

Underlying: Class A Common Stock · 134,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

F2 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 22, 2021 Filed Feb 15, 2022 00:59 UTC Amendment Seer, Inc. SEER · Entity 6717 GiftClass B Common Stock · Derivative 134,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009569 · doc5a.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,579

Underlying: Class A Common Stock · 134,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the reporting person's election at any time until December 8, 2025.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 135,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · derivative · entry 7

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,251,717

Underlying: Class A Common Stock · 135,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 219,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · derivative · entry 6

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,303,478

Underlying: Class A Common Stock · 219,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 135,611 $64.15 $8,699,445.65
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · nonDerivative · entry 4

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 135,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · nonDerivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 135,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 219,130 $64.15 $14,057,189.50
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · nonDerivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 135,615

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:45 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 219,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-012585 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 354,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 GrantEmployee Stock Option (right to buy) · Derivative 87,000 $0.00 Strike: $60.15 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · derivative · entry 13

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Class A Common Stock · 87,000 shares

Expires 2031-02-01

F7 · derivative.exercise_date: One-fourth of the shares vest on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 416,409 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · derivative · entry 11

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,387,328

Underlying: Class A Common Stock · 416,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 359,501 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · derivative · entry 10

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,522,608

Underlying: Class A Common Stock · 359,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 GrantClass A Common Stock 87,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 8

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,487

F5 · shares: The reported shares are represented by RSUs, which vest in four equal annual installments beginning on February 1, 2022.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 416,409 $64.15 $26,712,637.35
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 7

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 359,501 $64.15 $23,061,989.15
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 6

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,615

F3 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 313,369 $64.15 $20,102,621.35
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 5

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,487

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 416,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 4

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 416,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 359,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 645,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:21 UTC Seer, Inc. SEER · Entity 6717 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 309,313 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001628280-21-001189 · wf-form4_161196249724359.xml · derivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,935

Underlying: Class A Common Stock · 309,313 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price was previously reported as $0.05 in a Form 3 filed on December 3, 2020.

F3 · derivative.exercise_date: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on March 23, 2019 and 1/48th of the shares vest monthly thereafter.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:21 UTC Seer, Inc. SEER · Entity 6717 Exercise / conversionClass A Common Stock 309,313 $0.04 $13,238.60
Disclosure

SEC source: 0001628280-21-001189 · wf-form4_161196249724359.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 32,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · derivative · entry 9

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,882,109

Underlying: Class A Common Stock · 32,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
January 21, 2021 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 32,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
January 21, 2021 Filed Feb 12, 2022 01:48 UTC Seer, Inc. SEER · Entity 6717 GiftClass A Common Stock 32,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009042 · doc5.xml · nonDerivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

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January 11, 2021 Filed Feb 12, 2022 01:48 UTC Seer, Inc. SEER · Entity 6717 GiftClass A Common Stock 102,915 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009042 · doc5.xml · nonDerivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,700

F1 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
January 11, 2021 Filed Feb 12, 2022 01:48 UTC Seer, Inc. SEER · Entity 6717 GiftClass A Common Stock 205,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009042 · doc5.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,592

Read SEC document
December 08, 2020 Filed Dec 9, 2020 00:26 UTC Seer, Inc. SEER · Entity 6717 ConversionSeries A Convertible Preferred Stock · Derivative 102,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017229 · wf-form4_160747358082200.xml · derivative · entry 6

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · price: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

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December 08, 2020 Filed Dec 9, 2020 00:26 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 102,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017229 · wf-form4_160747358082200.xml · nonDerivative · entry 3

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 252,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 01:44 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 526,315 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017378 · wf-form4_160765107109770.xml · derivative · entry 4

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,914,809

Underlying: Class A Common Stock · 526,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 01:44 UTC Seer, Inc. SEER · Entity 6717 SaleClass A Common Stock 526,315 $19.00 $9,999,985.00
Disclosure

SEC source: 0001628280-20-017378 · wf-form4_160765107109770.xml · nonDerivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 252,915

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 01:44 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 526,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017378 · wf-form4_160765107109770.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 779,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 00:26 UTC Seer, Inc. SEER · Entity 6717 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017229 · wf-form4_160747358082200.xml · derivative · entry 4

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,441,124

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 00:26 UTC Seer, Inc. SEER · Entity 6717 ConversionClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-017229 · wf-form4_160747358082200.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 04, 2020 Filed Feb 13, 2021 02:31 UTC Seer, Inc. SEER · Entity 6717 GiftClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010520 · doc5.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 102,915

F1 · ownership.nature: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

Read SEC document
December 03, 2020 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 GrantEmployee Stock Option (right to buy) · Derivative 584,265 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · derivative · entry 12

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,265

Underlying: Class A Common Stock · 584,265 shares

Expires 2030-12-03

F6 · derivative.exercise_date: One-fourth of the shares vest on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 03, 2020 Filed Feb 4, 2021 02:52 UTC Seer, Inc. SEER · Entity 6717 GrantClass A Common Stock 22,320 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001446 · wf-form4_161240711241180.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,856

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in two equal annual installments beginning on January 1, 2022.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:21 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 15,404 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001453687-19-000070 · wf-form4_156088924977252.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

Underlying: Common Stock · 15,404 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The option vests in full on the earlier of June 14, 2020 or the day immediately prior to the company's 2020 annual meeting of stockholders.

Read SEC document
January 25, 2019 Filed Mar 29, 2019 20:17 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 PurchaseCommon Stock 83,333 $1.50 $124,999.50
Disclosure

SEC source: 0001586852-19-000003 · wf-form4_155389064053625.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 83,333

F1 · ownership.nature: These securities are held by SAF-BND Trust, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2018 Filed Dec 3, 2018 13:39 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001410578-18-000584 · a4.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-12-01

F1 · derivative.exercise_date: This option vests as to one-third of the underlying shares on November 30, 2019. The remainder of the underlying shares will vest in 18 substantially equal monthly installments thereafter.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 23:04 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 15,404 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0001638599-18-000676 · doc4_5481.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

Underlying: Common Stock · 15,404 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The option vests in full on the earlier of June 15, 2019 or the day immediately prior to the company's 2019 annual meeting of shareholders.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 23:08 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $12.02 $0.00
Disclosure

SEC source: 0001638599-18-000589 · doc4_5435.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2028-05-29

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on May 30, 2019. The remainder of the shares will vest in 36 equal monthly installments thereafter.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 20:42 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 6,410 $0.00 Strike: $17.47 $0.00
Disclosure

SEC source: 0001638599-17-000642 · doc4_4808.xml · derivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock · 6,410 shares

Expires 2027-06-15

F1 · derivative.exercise_date: The option vests in full on the earlier of June 16, 2018 or the day immediately prior to the company's 2018 annual meeting of shareholders.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:02 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 Exercise / conversionStock Option (right to buy) · Derivative 8,019 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001104659-17-019393 · a4.xml · derivative · entry 6

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622

Underlying: Common Stock · 8,019 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on January 1, 2016.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:02 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 Exercise / conversionStock Option (right to buy) · Derivative 51,981 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001104659-17-019393 · a4.xml · derivative · entry 5

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,932

Underlying: Common Stock · 51,981 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares underlying this option are fully vested.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:02 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 Exercise / conversionCommon Stock 8,019 $7.02 $56,293.38
Disclosure

SEC source: 0001104659-17-019393 · a4.xml · nonDerivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:02 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 Exercise / conversionCommon Stock 51,981 $3.44 $178,814.64
Disclosure

SEC source: 0001104659-17-019393 · a4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.