Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Teladoc Health, Inc.TDOC · Entity 1547 | Director | February 18, 2026 | February 19, 2026 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | October 21, 2022 | October 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Teladoc Health, Inc.
Report date February 18, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,648 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Grant · Acquired 53,648 · Balance 53,648 F1: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock. F2: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock.
F2: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter.
Voya Financial, Inc.
Report date October 21, 2022 · Filed October 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,752 |
Ending reported balance
After 2022-10-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-21 · Sale · Disposed 4,792 · Balance 200,302 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Row 2 · 2022-10-21 · Sale · Disposed 3,550 · Balance 196,752 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F3: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,787 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 48,787 F4: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 98,774 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 98,774 F5: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 182,374 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 182,374 F6: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
F2: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
F4: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F5: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F6: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · derivative · entry 5 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,737 Underlying: Common Stock · 5,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 8,112 | $52.03 | $422,067.36 |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,757 Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 15,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008242 · form4.xml · derivative · entry 5 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,596 Underlying: Common Stock · 6,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,535 | $50.71 | $179,259.85 |
DisclosureSEC source: 0001127602-18-008242 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,630 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008242 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 22,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008242 · form4.xml · derivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,768 Underlying: Common Stock · 22,091 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 19,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008242 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,166 Underlying: Common Stock · 19,039 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 22:05 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 24,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009724 · form4a.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,691 Underlying: Common Stock · 24,014 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030780 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,127 Underlying: Common Stock · 1,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 574 | $40.33 | $23,149.42 |
DisclosureSEC source: 0001127602-17-030780 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,595 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030780 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 5,000 | $35.24 | $176,201.50 |
DisclosureSEC source: 0001127602-17-020678 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,142 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.236 to $35.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013081 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,154 Underlying: Common Stock · 8,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,691 | $36.98 | $173,473.18 |
DisclosureSEC source: 0001127602-17-013081 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,142 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013081 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 12,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · derivative · entry 7 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,557 Underlying: Common Stock · 12,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 7,010 | $41.09 | $288,040.90 |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,430 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 12,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 7,160 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · derivative · entry 6 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,677 Underlying: Common Stock · 7,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · derivative · entry 5 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,113 Underlying: Common Stock · 5,858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 6,872 | $41.35 | $284,157.20 |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,884 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 13,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 25,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008295 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,837 Underlying: Common Stock · 25,004 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 19,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008295 · form4.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,971 Underlying: Common Stock · 19,710 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 16,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067044 · form4.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,261 Underlying: Common Stock · 16,769 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065718 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,492 Underlying: Common Stock · 1,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 473 | $30.55 | $14,450.15 |
DisclosureSEC source: 0001127602-16-065718 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,309 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-065718 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.