Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Teladoc Health, Inc.TDOC · Entity 1547 | Director | February 18, 2026 | February 19, 2026 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | October 21, 2022 | October 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Teladoc Health, Inc.
Report date February 18, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,648 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Grant · Acquired 53,648 · Balance 53,648 F1: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock. F2: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock.
F2: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter.
Voya Financial, Inc.
Report date October 21, 2022 · Filed October 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,752 |
Ending reported balance
After 2022-10-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-21 · Sale · Disposed 4,792 · Balance 200,302 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Row 2 · 2022-10-21 · Sale · Disposed 3,550 · Balance 196,752 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F3: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,787 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 48,787 F4: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 98,774 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 98,774 F5: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 182,374 |
Reported balance
Holding disclosure · report date 2022-10-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 182,374 F6: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
F2: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
F4: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F5: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F6: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Feb 19, 2026 21:05 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | GrantRestricted Stock Units · Derivative | 53,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001574979-26-000008 · wk-form4_1771535149.xml · derivative · entry 1 Smith Michael S · CIK 0001574979 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,648 Underlying: Common Stock · 53,648 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock. F2 · derivative.exercise_date: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter. F2 · derivative.expiration_date: One-third of the restricted stock units vest on the first anniversary of the grant date, with the remainder vesting in eight substantially equal quarterly installments thereafter. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,550 | $63.33 | $224,821.50 |
DisclosureSEC source: 0001127602-22-024335 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,752 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 4,792 | $62.56 | $299,787.52 |
DisclosureSEC source: 0001127602-22-024335 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,302 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019198 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,787 Underlying: Common Stock · 5,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019198 · form4.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,774 Underlying: Common Stock · 11,754 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · derivative · entry 9 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 20,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · derivative · entry 8 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,567 Underlying: Common Stock · 20,466 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 23,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · derivative · entry 7 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,505 Underlying: Common Stock · 23,848 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 20,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · derivative · entry 6 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,101 Underlying: Common Stock · 20,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 20,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · derivative · entry 5 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,657 Underlying: Common Stock · 26,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.underlying_shares: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 817 | $68.32 | $55,817.44 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,094 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 20,560 | $68.32 | $1,404,659.20 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,094 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 47,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2022 Filed Mar 2, 2022 22:01 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 25,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007749 · form4a.xml · derivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,020 Underlying: Common Stock · 25,363 shares Expires not disclosed F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,515 shares. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030525 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,968 Underlying: Common Stock · 1,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F1 · shares: FICA tax withholding on the grant of restricted stock units. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,091 | $62.30 | $67,969.30 |
DisclosureSEC source: 0001127602-21-030525 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,865 F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030525 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: FICA tax withholding on the grant of restricted stock units. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 24,014 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007630 · form4.xml · derivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,527 Underlying: Common Stock · 36,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007630 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,059 Underlying: Common Stock · 18,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 23,680 | $59.26 | $1,403,276.80 |
DisclosureSEC source: 0001127602-21-007630 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,865 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 54,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007630 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 27,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007010 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,524 Underlying: Common Stock · 27,338 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 35,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007010 · form4.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,541 Underlying: Common Stock · 35,503 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:46 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 25,004 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007679 · form4.xml · derivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,038 Underlying: Common Stock · 37,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:46 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007679 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,186 Underlying: Common Stock · 18,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:46 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 29,702 | $63.19 | $1,876,869.38 |
DisclosureSEC source: 0001127602-20-007679 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,059 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:46 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 55,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007679 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 19,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007299 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,618 Underlying: Common Stock · 19,805 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 26,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007299 · form4.xml · derivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,042 Underlying: Common Stock · 26,154 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 16,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032551 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,813 Underlying: Common Stock · 16,769 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 7,449 | $57.34 | $427,125.66 |
DisclosureSEC source: 0001127602-19-032551 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,823 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 16,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-032551 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 26,512 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010845 · form4.xml · derivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,888 Underlying: Common Stock · 35,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 7,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010845 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,582 Underlying: Common Stock · 7,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 22,615 | $49.10 | $1,110,396.50 |
DisclosureSEC source: 0001127602-19-010845 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,503 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 42,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010845 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008486 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,813 Underlying: Common Stock · 6,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,497 | $49.95 | $174,675.15 |
DisclosureSEC source: 0001127602-19-008486 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,627 Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008486 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · derivative · entry 6 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,374 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 20,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · derivative · entry 5 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,400 Underlying: Common Stock · 20,870 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 16,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · derivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,383 Underlying: Common Stock · 16,550 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · derivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,833 Underlying: Common Stock · 6,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,422 | $50.03 | $171,202.66 |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · nonDerivative · entry 2 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,554 Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 02:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008227 · form4.xml · nonDerivative · entry 1 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 12,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · derivative · entry 7 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,179 Underlying: Common Stock · 12,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 6,685 | $51.69 | $345,547.65 |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 4 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,630 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 12,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 3 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 7,161 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010838 · form4.xml · derivative · entry 6 Smith Michael S · CIK 0001574979 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,530 Underlying: Common Stock · 9,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.