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SMALL ALBERT H JR

Disclosed activity across 2 companies

Tapewire entity
65556
SEC CIK
0001320106

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITED BANKSHARES INC/WVUBSI · Entity 74DirectorFebruary 19, 2026February 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITED BANKSHARES INC/WV

Report date February 19, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,147 Reported balance After 2026-02-19 transaction · row 1
1 source row

Row 1 · 2026-02-19 · Grant · Acquired 1,588 · Balance 12,147

F1: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

Common StockSEC Table I · non-derivativeIndirectRev Trust as Co-Trustee6,459.884 Reported balance Holding disclosure · report date 2026-02-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,459.884

F2: Additional stock acquired in the Dividend Reinvestment Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

F2: Additional stock acquired in the Dividend Reinvestment Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INDUS REALTY TRUST, INC.

Report date June 29, 2023 · Filed June 29, 2023

Section 16 reporting ended · disclosed 2023-06-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-06-29 transaction · row 1
1 source row

Row 1 · 2023-06-29 · Disposition to issuer · Disposed 6,737 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-29 · Disposition to issuer · Disposed 1,483 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.52Direct0 Reported balance After 2023-06-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-06-29 · Disposition to issuer · Disposed 1,453 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.71Direct0 Reported balance After 2023-06-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-06-29 · Disposition to issuer · Disposed 1,302 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.60Direct0 Reported balance After 2023-06-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-06-29 · Disposition to issuer · Disposed 1,562 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.78Direct0 Reported balance After 2023-06-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-06-29 · Disposition to issuer · Disposed 1,343 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.65Direct0 Reported balance After 2023-06-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-06-29 · Disposition to issuer · Disposed 1,061 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.19Direct0 Reported balance After 2023-06-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-06-29 · Disposition to issuer · Disposed 1,104 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.49Direct0 Reported balance After 2023-06-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-06-29 · Disposition to issuer · Disposed 1,067 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2026 Filed Feb 20, 2026 20:25 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,588 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-002272 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,147

F1 · shares: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 20:45 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,904 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002156 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,559

F1 · shares: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 16:32 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,746 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002822 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,655

F1 · shares: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,067 Not disclosed Strike: $37.49 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 9

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,104 Not disclosed Strike: $36.19 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 8

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,104 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,061 Not disclosed Strike: $37.65 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 7

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,061 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,343 Not disclosed Strike: $29.78 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 6

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,343 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,562 Not disclosed Strike: $25.60 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 5

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,562 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,302 Not disclosed Strike: $30.71 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 4

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,302 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock Options (right to buy) · Derivative 1,453 Not disclosed Strike: $27.52 Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 3

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,453 shares

Expires not disclosed

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerRestricted Stock Units · Derivative 1,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · derivative · entry 2

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.exercise_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · derivative.expiration_date: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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June 29, 2023 Filed Jun 29, 2023 21:31 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Disposition to issuerCommon Stock 6,737 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-076539 · tm2320085-1_4seq1.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated February 22, 2023, by and among the Issuer, IR Parent, LLC ("Parent") and IR Merger Sub II, Inc., the Issuer became a subsidiary of Parent upon consummation of the merger (the "Effective Time"). At the Effective Time, each of the outstanding shares of common stock was cancelled and converted into the right to receive $67 in cash (the "Merger Consideration"), without interest.

F2 · price: In addition, immediately prior to the Effective Time, each of the (a) outstanding unexercised stock options was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the number of shares of common stock underlying such stock option immediately prior to the Effective Time and (ii) the Merger Consideration less the per share exercise price of such stock option, (b) outstanding restricted stock units ("RSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration, and (c) outstanding performance-based RSUs ("PSUs") was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock underlying such PSU and (ii) the Merger Consideration.

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April 26, 2023 Filed Apr 28, 2023 13:17 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 Exercise / conversionCommon Stock (exercise of options) 1,381 $28.95 $39,979.95
Disclosure

SEC source: 0001037390-23-000027 · primary_doc.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2023 Filed Feb 24, 2023 19:10 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,464 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002767 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909

F1 · shares: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

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June 14, 2022 Filed Jun 16, 2022 16:59 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 GrantRestricted Stock Units · Derivative 789 $0.00 $0.00
Disclosure

SEC source: 0001037390-22-000051 · primary_doc.xml · derivative · entry 2

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Common Stock · 789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: All of the restricted stock units are scheduled to vest on June 14, 2023.

F2 · derivative.expiration_date: All of the restricted stock units are scheduled to vest on June 14, 2023.

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February 22, 2022 Filed Feb 24, 2022 16:54 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,517 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003211 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

F1 · shares: Shares were acquired pursuant to a grant of restricted stock. The award vests in three equal annual installments.

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June 16, 2021 Filed Jun 17, 2021 15:54 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 SaleCommon Stock 700 $67.26 $47,081.79
Disclosure

SEC source: 0001037390-21-000043 · primary_doc.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,328

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June 16, 2021 Filed Jun 21, 2021 13:58 UTC INDUS REALTY TRUST, INC. INDT · Entity 111760 GrantRestricted Stock Units · Derivative 668.9 $0.00 $0.00
Disclosure

SEC source: 0001037390-21-000051 · primary_doc.xml · derivative · entry 2

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668.9

Underlying: Common Stock · 668.9 shares

Expires 2031-06-16

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: All of the restricted stock units are scheduled to vest on June 16, 2022.

F2 · derivative.expiration_date: All of the restricted stock units are scheduled to vest on June 16, 2022.

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February 22, 2021 Filed Feb 23, 2021 20:26 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003441 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units. The award vests in four equal annual installments.

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May 07, 2020 Filed May 11, 2020 11:48 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 GrantCommon Stock Options (right to buy) · Derivative 1,044 $38.31 Strike: $38.31 $39,995.64
Disclosure

SEC source: 0001037390-20-000038 · primary_doc.xml · derivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 1,044 shares

Expires 2030-05-07

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February 24, 2020 Filed Feb 25, 2020 17:03 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,538 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003371 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578

F1 · price: Shares were acquired pursuant to a grant of restricted stock units. The award vests in four equal annual installments.

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August 17, 2019 Filed Aug 20, 2019 20:01 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 OtherCommon Stock 3,265.212 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011749 · doc4.xml · nonDerivative · entry 2

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rev Trust as Co-Trustee

Disclosed balance after: 3,265.212

F1 · shares: Since the date of the reporting person's last report, 3,265.2120 shares previously owned directly by Mr. Small were transferred and now held indirectly by Revocable Trust as Co-Trustee with Spouse

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August 17, 2019 Filed Aug 20, 2019 20:01 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 OtherCommon Stock 3,265.212 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011749 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198.808

F1 · shares: Since the date of the reporting person's last report, 3,265.2120 shares previously owned directly by Mr. Small were transferred and now held indirectly by Revocable Trust as Co-Trustee with Spouse

F2 · balance_after: Additional stock acquired in the Dividend Reinvestment Plan.

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May 14, 2019 Filed May 15, 2019 17:01 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 GrantCommon Stock Options (right to buy) · Derivative 1,081 $36.99 Strike: $36.99 $39,986.19
Disclosure

SEC source: 0001037390-19-000025 · primary_doc.xml · derivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081

Underlying: Common Stock · 1,081 shares

Expires 2029-05-14

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February 25, 2019 Filed Feb 27, 2019 16:01 UTC UNITED BANKSHARES INC/WV UBSI · Entity 74 GrantCommon Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003818 · doc4.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404.951

F1 · price: Shares were acquired pursuant to a grant of restricted stock units. The award vests in four equal annual installments.

F2 · balance_after: Additional stock acquired in the Dividend Reinvestment Plan.

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 OtherCommon Stock · Derivative 1,687 $23.70 Strike: $23.70 $39,981.90
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · derivative · entry 8

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,687 shares

Expires 2022-05-16

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 OtherCommon Stock · Derivative 1,452 $27.53 Strike: $27.53 $39,973.56
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · derivative · entry 7

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,452 shares

Expires 2021-05-09

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 OtherStock Options · Derivative 1,367 $29.25 Strike: $29.25 $39,984.75
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · derivative · entry 6

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,367 shares

Expires 2020-05-10

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 OtherStock Options · Derivative 1,419 $28.18 Strike: $28.18 $39,987.42
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · derivative · entry 5

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,419 shares

Expires 2019-05-11

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 Exercise / conversionCommon Stock (exercise of options) 1,687 $23.70 $39,981.90
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · nonDerivative · entry 4

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 Exercise / conversionCommon Stock (exercise of options) 1,452 $27.53 $39,973.56
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · nonDerivative · entry 3

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 Exercise / conversionCommon Stock (exercise of options) 1,367 $29.25 $39,984.75
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · nonDerivative · entry 2

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 10:09 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 Exercise / conversionCommon Stock (exercise of options) 1,419 $28.18 $39,987.42
Disclosure

SEC source: 0001037390-18-000050 · primary_doc.xml · nonDerivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 17, 2018 12:30 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 GrantCommon Stock Options (right to buy) · Derivative 1,039 $38.48 Strike: $38.48 $39,980.72
Disclosure

SEC source: 0001037390-18-000043 · primary_doc.xml · derivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires 2028-05-15

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May 09, 2017 Filed May 11, 2017 10:39 UTC INDUS REALTY TRUST, INC. GRIF · Entity 111760 GrantCommon Stock Options (right to buy) · Derivative 1,314 $30.43 Strike: $30.43 $39,985.02
Disclosure

SEC source: 0001037390-17-000031 · primary_doc.xml · derivative · entry 1

SMALL ALBERT H JR · CIK 0001320106 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Underlying: Common Stock · 1,314 shares

Expires 2027-05-09

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.