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Hardesty Michael A

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65486
SEC CIK
0001569355

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CompanyLast reported asReport datePublished
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963Corp VP, Controller & CAOFebruary 19, 2026February 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORTHROP GRUMMAN CORP /DE/

Report date February 19, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,525.29 Reported balance After 2026-02-19 transaction · row 1
1 source row

Row 1 · 2026-02-19 · Sale · Disposed 147 · Balance 2,525.29

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 632 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003057 · doc4.xml · derivative · entry 5

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

Underlying: Common Stock · 632 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 632 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 947 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 1,023 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

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February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 3,128.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003057 · doc4.xml · derivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472.2

Underlying: Common Stock · 3,128.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 1,475 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 2,211 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 2,215.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003057 · doc4.xml · derivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600.48

Underlying: Common Stock · 2,215.28 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 740.28 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 131% of the target award and (ii) 1,475 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 3,128.28 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 1,475 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 2,211 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 1,097 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003057 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,581.64

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 3,128.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003057 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,678.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:54 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 3,128.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004214 · doc4a.xml · derivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472.2

Underlying: Common Stock · 3,128.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 1,475 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 2,211 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:54 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004214 · doc4a.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,583.64

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

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February 13, 2018 Filed Feb 26, 2018 22:54 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 3,128.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004214 · doc4a.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,678.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:10 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 329 $242.11 $79,654.19
Disclosure

SEC source: 0001225208-17-004542 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550.36

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:50 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GiftCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004301 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879.36

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:50 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 3,389 $242.09 $820,443.01
Disclosure

SEC source: 0001225208-17-004301 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,579.36

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 1,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · derivative · entry 8

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Underlying: Common Stock · 1,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 947 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 1,023 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 602 $243.58 $146,635.16
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,968.36

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,570.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · derivative · entry 7

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 765 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 947 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 1,023 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 1,260 RSRS granted under the LTISP on 2/19/14 that will vest on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · derivative · entry 6

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385.2

Underlying: Common Stock · 4,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 153% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 2,211 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 2,388 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 3,344.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · derivative · entry 5

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,883.2

Underlying: Common Stock · 3,344.2 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · shares: The RPSRs acquired include (i) 1,558.20 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 153% of the target award and (ii) 1,786 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 4,498.20 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 2,211 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 2,388 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 1,558 $243.58 $379,497.64
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,310.36

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 4,498.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,868.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 153% of target.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.