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person · Reporting owner

Chao James

Disclosed activity across 2 companies

Tapewire entity
65153
SEC CIK
0001299505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTLAKE CORPWLK · Entity 3555Director · Senior ChairmanFebruary 19, 2026February 23, 2026
Westlake Chemical Partners LPWLKP · Entity 5149Director · Senior ChairmanMay 29, 2025May 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTLAKE CORP

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,774 Ending reported balance After 2026-02-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-19 · Grant · Acquired 3,884 · Balance 51,343

F1: Represents shares of common stock that vested on February 19, 2026, upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units ("PSUs") granted to the Reporting Person on February 17, 2023, under the terms of the Issuer's 2013 Omnibus Incentive Plan.

Row 2 · 2026-02-20 · Tax withholding · Disposed 1,569 · Balance 49,774

F2: Shares otherwise issuable were witheld to satisfy tax obligations arising out of vesting of the Reporting Person's PSUs.

F3: Weighted average price. These shares were sold in multiple transactions at prices ranging from $94.10 to $94.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Employee Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.48 · Expires 2036-02-20Direct27,382 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Grant · Acquired 27,382 · Balance 27,382

F4: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2027, 2028 and 2029, respectively.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,472 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Grant · Acquired 7,472 · Balance 7,472

F5: Each restricted stock unit ("RSU") represents a contingent right to recieve one share of the Issuer's common stock.

F6: All of the RSUs will vest on February 20, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock that vested on February 19, 2026, upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units ("PSUs") granted to the Reporting Person on February 17, 2023, under the terms of the Issuer's 2013 Omnibus Incentive Plan.

F2: Shares otherwise issuable were witheld to satisfy tax obligations arising out of vesting of the Reporting Person's PSUs.

F3: Weighted average price. These shares were sold in multiple transactions at prices ranging from $94.10 to $94.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2027, 2028 and 2029, respectively.

F5: Each restricted stock unit ("RSU") represents a contingent right to recieve one share of the Issuer's common stock.

F6: All of the RSUs will vest on February 20, 2029.

Westlake Chemical Partners LP

Report date May 29, 2025 · Filed May 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2025-05-29 transaction · row 1
1 source row

Row 1 · 2025-05-29 · Sale · Disposed 3,700 · Balance 0

F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.03 to $22.27 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Filing footnotes · ownership attribution and instrument terms

F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.03 to $22.27 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2019 Filed Feb 20, 2019 13:47 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 17,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:45 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 14,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004783 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock · 14,683 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:45 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 55,766 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004783 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,766

Underlying: Common Stock · 55,766 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 13:15 UTC Westlake Chemical Partners LP WLKP · Entity 5149 PurchaseCommon Units (Limited Partner Interests) 10,000 $22.77 $227,700.00
Disclosure

SEC source: 0001567619-18-006129 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions ranging from $22.68 to $22.78, inclusive. The reporting person undertakes to provide to Westlake Chemical Partners LP, any security holder of Westlake Chemical Partners LP or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2018 Filed May 25, 2018 09:45 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 33,305 $120.69 $4,019,580.45
Disclosure

SEC source: 0001140361-18-025633 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,492

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $120.50 to $120.93, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 09:27 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 4,172 $106.98 $446,320.56
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,797

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 10,868 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · derivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 10,868 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 10,868 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 10,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:57 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008966 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,480

Underlying: Common Stock · 9,480 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:57 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 35,321 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008966 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

Underlying: Common Stock · 35,321 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 13:04 UTC Westlake Chemical Partners LP WLKP · Entity 5149 PurchaseCommon Units (Limited Partner Interests) 8,473 $22.17 $187,846.41
Disclosure

SEC source: 0001140361-17-045020 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,473

F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions ranging from $22.00 to $22.25, inclusive. The reporting person undertakes to provide to Westlake Chemical Partners LP, any security holder of Westlake Chemical Partners LP or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 08:27 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045140 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,969

Read SEC document
December 01, 2017 Filed Dec 4, 2017 15:43 UTC Amendment WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044820 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,969

Read SEC document
November 29, 2017 Filed Nov 29, 2017 14:56 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044135 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,969

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 32,000 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 11

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 14, 2015, 2016 and 2017.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 23,917 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 10

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

Underlying: Common Stock · 23,917 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 20, 2016, 2017 and 2018.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 10,109 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 9

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,109 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2014, 2015 and 2016.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 66,026 $94.61 $6,246,785.89
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 6

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $94.11 to $94.90, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 32,000 $63.98 $2,047,280.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 23,917 $68.09 $1,628,508.53
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 10,109 $45.70 $461,956.03
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 10,109 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · derivative · entry 8

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,109

Underlying: Common Stock · 10,109 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 15, 2014, 2015 and 2016.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 10,109 $95.20 $962,407.13
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,969

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $95.00 to $95.40, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 12:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 10,109 $45.70 $461,956.03
Disclosure

SEC source: 0001140361-17-043827 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:12 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 15,922 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008571 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,922

Underlying: Common Stock · 15,922 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:12 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 62,197 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008571 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,197

Underlying: Common Stock · 62,197 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:13 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 2,837 $64.01 $181,596.37
Disclosure

SEC source: 0001140361-17-007937 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,969

Read SEC document
February 14, 2017 Filed Feb 16, 2017 16:13 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 10,274 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007937 · doc1.xml · derivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 14, 2014, the reporting person was granted 10,274 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 14, 2014, the reporting person was granted 10,274 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 16:13 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 10,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-007937 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on a one-for-one basis.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 16:34 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 300 $54.57 $16,371.00
Disclosure

SEC source: 0001140361-16-087265 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Estate

Disclosed balance after: 0

F3 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 17, 2016 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.53 to 54.59, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The person reporting disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 16:34 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 9,700 $53.82 $522,093.77
Disclosure

SEC source: 0001140361-16-087265 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Estate

Disclosed balance after: 300

F2 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 17, 2016 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $53.48 to 54.47, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: The person reporting disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 16:34 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 10,000 $54.45 $544,451.00
Disclosure

SEC source: 0001140361-16-087265 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Estate

Disclosed balance after: 10,000

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 16, 2016 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.15 to 54.90, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: The person reporting disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 15, 2016 Filed Nov 16, 2016 16:12 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 10,000 $53.06 $530,595.00
Disclosure

SEC source: 0001140361-16-086952 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Estate

Disclosed balance after: 20,000

F2 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 15, 2016 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.72 to 53.63, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: The person reporting disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 14, 2016 Filed Nov 16, 2016 16:12 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 10,000 $52.84 $528,439.00
Disclosure

SEC source: 0001140361-16-086952 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Estate

Disclosed balance after: 30,000

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 14, 2016 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.63 to 53.11, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The person reporting disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 26, 2013 Filed Feb 9, 2018 10:08 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-006026 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,101

F1 · shares: The amount of security gifted pre-dated the two-for-one stock split which occurred March 18, 2014 and was doubled to reflect the stock split.

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March 10, 2011 Filed Feb 9, 2018 10:08 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-006026 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,101

F1 · shares: The amount of security gifted pre-dated the two-for-one stock split which occurred March 18, 2014 and was doubled to reflect the stock split.

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March 09, 2011 Filed Feb 9, 2018 10:08 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 10,868 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-006026 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,101

F1 · shares: The amount of security gifted pre-dated the two-for-one stock split which occurred March 18, 2014 and was doubled to reflect the stock split.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.