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person · Reporting owner

Chao James

Disclosed activity across 2 companies

Tapewire entity
65153
SEC CIK
0001299505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTLAKE CORPWLK · Entity 3555Director · Senior ChairmanFebruary 19, 2026February 23, 2026
Westlake Chemical Partners LPWLKP · Entity 5149Director · Senior ChairmanMay 29, 2025May 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTLAKE CORP

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,774 Ending reported balance After 2026-02-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-19 · Grant · Acquired 3,884 · Balance 51,343

F1: Represents shares of common stock that vested on February 19, 2026, upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units ("PSUs") granted to the Reporting Person on February 17, 2023, under the terms of the Issuer's 2013 Omnibus Incentive Plan.

Row 2 · 2026-02-20 · Tax withholding · Disposed 1,569 · Balance 49,774

F2: Shares otherwise issuable were witheld to satisfy tax obligations arising out of vesting of the Reporting Person's PSUs.

F3: Weighted average price. These shares were sold in multiple transactions at prices ranging from $94.10 to $94.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Employee Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.48 · Expires 2036-02-20Direct27,382 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Grant · Acquired 27,382 · Balance 27,382

F4: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2027, 2028 and 2029, respectively.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,472 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Grant · Acquired 7,472 · Balance 7,472

F5: Each restricted stock unit ("RSU") represents a contingent right to recieve one share of the Issuer's common stock.

F6: All of the RSUs will vest on February 20, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock that vested on February 19, 2026, upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units ("PSUs") granted to the Reporting Person on February 17, 2023, under the terms of the Issuer's 2013 Omnibus Incentive Plan.

F2: Shares otherwise issuable were witheld to satisfy tax obligations arising out of vesting of the Reporting Person's PSUs.

F3: Weighted average price. These shares were sold in multiple transactions at prices ranging from $94.10 to $94.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2027, 2028 and 2029, respectively.

F5: Each restricted stock unit ("RSU") represents a contingent right to recieve one share of the Issuer's common stock.

F6: All of the RSUs will vest on February 20, 2029.

Westlake Chemical Partners LP

Report date May 29, 2025 · Filed May 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2025-05-29 transaction · row 1
1 source row

Row 1 · 2025-05-29 · Sale · Disposed 3,700 · Balance 0

F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.03 to $22.27 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Filing footnotes · ownership attribution and instrument terms

F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.03 to $22.27 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2023 Filed Aug 31, 2023 14:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmplopyee Option (right to buy) · Derivative 17,735 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001209191-23-047818 · doc4.xml · derivative · entry 6

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,569

Underlying: Common Stock · 17,735 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are exercisable in three installments of 33%. 33% and 34% on February 18, 2017, 2018 and 2019, respectively.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 14:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 12,321 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001209191-23-047818 · doc4.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,321 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 20, 2016, 2017 and 2018, respectively.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 14:36 UTC WESTLAKE CORP WLK · Entity 3555 Disposition to issuerCommon Stock 30,056 $133.70 $4,018,577.37
Disclosure

SEC source: 0001209191-23-047818 · doc4.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,640

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $133.50 to $134.375, inclusive. The reporting person undertakes to provide to Westlake Corporation, any security holder of Westlake Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 14:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 17,735 $44.42 $787,788.70
Disclosure

SEC source: 0001209191-23-047818 · doc4.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 14:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 12,321 $68.09 $838,936.89
Disclosure

SEC source: 0001209191-23-047818 · doc4.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 15:19 UTC Amendment WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 789 $105.13 $82,947.57
Disclosure

SEC source: 0001567619-23-005097 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,640

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 15,625 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 15:19 UTC Amendment WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 14,836 $104.32 $1,547,691.52
Disclosure

SEC source: 0001567619-23-005097 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,429

F1 · shares: The original Form 4 filed by the Reporting Person on February 17, 2023 is amended by this Form 4 Amendment to disclose that 15,625 shares of common stock were sold to cover tax withholding obligations arising from the award reported in the original Form 4. The original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing. This Form 4 Amendment is in addition to, and does not replace, the disclosure contained in the original Form 4.

Read SEC document
February 17, 2023 Filed Feb 17, 2023 15:37 UTC WESTLAKE CORP WLK · Entity 3555 GrantCommon Stock 37,150 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003265 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,265

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 14, 2020 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 09:08 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 10,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003370 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,382

Underlying: Common Stock · 10,382 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 17, 2026.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 17, 2026.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 09:08 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 28,344 $0.00 Strike: $122.65 $0.00
Disclosure

SEC source: 0001567619-23-003370 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,344

Underlying: Common Stock · 28,344 shares

Expires 2033-02-17

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 17, 2024, 2025 and 2026, respectively.

Read SEC document
February 17, 2023 Filed Mar 15, 2023 15:19 UTC Amendment WESTLAKE CORP WLK · Entity 3555 GrantCommon Stock 37,150 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005097 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,265

Read SEC document
February 15, 2023 Filed Feb 16, 2023 11:39 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 85 $122.45 $10,408.25
Disclosure

SEC source: 0001567619-23-003134 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,115

F2 · shares: Shares otherwise issuable were withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 11:39 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 6,074 $121.86 $740,177.64
Disclosure

SEC source: 0001567619-23-003134 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,200

F2 · shares: Shares otherwise issuable were withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 11:39 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 18,519 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003134 · doc1.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 18,519 restricted stock units vesting on the third anniversary of the grant date.

F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 18,519 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 11:39 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 18,519 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-003134 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 07:18 UTC Westlake Chemical Partners LP WLKP · Entity 5149 GiftCommon Units 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012714 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,908

Read SEC document
June 02, 2022 Filed Jun 2, 2022 10:17 UTC WESTLAKE CORP WLK · Entity 3555 GiftCommon Stock 38,836 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012037 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,755

Read SEC document
May 31, 2022 Filed Jun 2, 2022 13:58 UTC Westlake Chemical Partners LP WLKP · Entity 5149 SaleCommon Units 2,000 $27.54 $55,080.00
Disclosure

SEC source: 0001567619-22-012049 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,908

F2 · price: The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions ranging from $27.51 to $27.65, inclusive. The reporting person undertakes to provide WLKP, any security holder of WLKP or the staff of the SEC, upon request, full information regarding the number of common units sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 13:58 UTC Westlake Chemical Partners LP WLKP · Entity 5149 SaleCommon Units 29,092 $26.87 $781,614.76
Disclosure

SEC source: 0001567619-22-012049 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,908

F1 · price: The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions ranging from $26.50 to $27.48, inclusive. The reporting person undertakes to provide to Westlake Chemical Partners LP ("WLKP"), any security holder of WLKP or the staff of the SEC, upon request, full information regarding the number of common units sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 15:38 UTC Amendment WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 9,710 $118.51 $1,150,732.10
Disclosure

SEC source: 0001567619-22-006981 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,591

F2 · shares: The Original Form 4 is further amended to disclose that 9,710 shares of common stock were sold to cover tax withholding obligations arising from the award. The Original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing.

F2 · balance_after: The Original Form 4 is further amended to disclose that 9,710 shares of common stock were sold to cover tax withholding obligations arising from the award. The Original Form 4 did not report the sale to cover tax withholding obligations because the number of shares to be sold was not known at the time of filing.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 07:04 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 8,796 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005163 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,796

Underlying: Common Stock · 8,796 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 18, 2025.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 18, 2025.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 07:04 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 27,810 $0.00 Strike: $108.12 $0.00
Disclosure

SEC source: 0001567619-22-005163 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,810

Underlying: Common Stock · 27,810 shares

Expires 2032-02-18

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 18, 2023, 2024 and 2025, respectively.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 07:03 UTC WESTLAKE CORP WLK · Entity 3555 GrantCommon Stock 24,462 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005161 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,302

F1 · shares: Represents shares of common stock that vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 15, 2019 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

Read SEC document
February 18, 2022 Filed Mar 15, 2022 15:38 UTC Amendment WESTLAKE CORP WLK · Entity 3555 GrantCommon Stock 24,461 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006981 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,301

F1 · shares: Due to a rounding error, discovered on March 15, 2022, the original Form 4 filed on behalf of the Reporting Person on February 18, 2022 (the 'Original Form 4') reported the vesting of 24,462 shares of common stock. This Form 4/A amends that filing to reflect a vesting of 24,461 shares of common stock. As previously reported, these shares of common stock vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 15, 2019 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

F1 · balance_after: Due to a rounding error, discovered on March 15, 2022, the original Form 4 filed on behalf of the Reporting Person on February 18, 2022 (the 'Original Form 4') reported the vesting of 24,462 shares of common stock. This Form 4/A amends that filing to reflect a vesting of 24,461 shares of common stock. As previously reported, these shares of common stock vested upon the determination by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of performance criteria underlying an award of performance stock units granted to the Reporting Person on February 15, 2019 under the terms of the Issuer's 2013 Omnibus Incentive Plan.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 11:36 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 20 $106.18 $2,123.60
Disclosure

SEC source: 0001567619-22-004824 · doc1.xml · nonDerivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,840

F2 · shares: Shares otherwise issuable were withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 11:36 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 27 $105.97 $2,861.16
Disclosure

SEC source: 0001567619-22-004824 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,860

F2 · shares: Shares otherwise issuable were withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 11:36 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 4,308 $104.96 $452,167.68
Disclosure

SEC source: 0001567619-22-004824 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,887

F2 · shares: Shares otherwise issuable were withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 11:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 14,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004824 · doc1.xml · derivative · entry 6

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 14,683 restricted stock units vesting on the third anniversary of the grant date.

F3 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 14,683 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 11:36 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 14,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-004824 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 07:56 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionEmployee Option (right to buy) · Derivative 16,420 $0.00 Strike: $30.05 $0.00
Disclosure

SEC source: 0001567619-21-021538 · doc1.xml · derivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,420 shares

Expires 2022-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 17, 2013, 2014 and 2015.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 07:56 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 16,420 $30.05 $493,462.05
Disclosure

SEC source: 0001567619-21-021538 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 08:32 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 10,774 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004534 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,774

Underlying: Common Stock · 10,774 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 19, 2024.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 19, 2024.

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February 19, 2021 Filed Feb 22, 2021 08:32 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 37,026 $0.00 Strike: $86.54 $0.00
Disclosure

SEC source: 0001567619-21-004534 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,026

Underlying: Common Stock · 37,026 shares

Expires 2031-02-19

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 19, 2022, 2023 and 2024, respectively.

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February 18, 2021 Filed Feb 18, 2021 17:27 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 2,537 $85.08 $215,855.57
Disclosure

SEC source: 0001567619-21-004432 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,092

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $85.06 to $85.83, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 14:01 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 8 $87.70 $701.60
Disclosure

SEC source: 0001567619-21-004206 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,149

Read SEC document
February 16, 2021 Filed Feb 17, 2021 14:01 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 784 $85.73 $67,212.32
Disclosure

SEC source: 0001567619-21-004206 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,157

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February 16, 2021 Filed Feb 18, 2021 17:27 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004432 · doc1.xml · derivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 16, 2018, the reporting person was granted 9,480 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 16, 2018, the reporting person was granted 9,480 restricted stock units vesting on the third anniversary of the grant date.

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February 16, 2021 Filed Feb 18, 2021 17:27 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 9,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004432 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 14:01 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 3,072 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004206 · doc1.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 3,072 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 3,072 restricted stock units vesting on the first anniversary of the grant date.

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February 14, 2021 Filed Feb 17, 2021 14:01 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 3,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004206 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 15:33 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 273 $61.47 $16,781.31
Disclosure

SEC source: 0001567619-20-004289 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,869

Read SEC document
February 18, 2020 Filed Feb 19, 2020 15:33 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 4,103 $60.50 $248,231.50
Disclosure

SEC source: 0001567619-20-004289 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,142

Read SEC document
February 17, 2020 Filed Feb 19, 2020 15:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 15,922 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004289 · doc1.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 17, 2017, the reporting person was granted 15,922 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 17, 2017, the reporting person was granted 15,922 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 15:33 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 15,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-004289 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 07:08 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 3,072 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004124 · doc1.xml · derivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072

Underlying: Common Stock · 3,072 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: All of these restricted stock units will vest on February 14, 2021.

F4 · derivative.expiration_date: All of these restricted stock units will vest on February 14, 2021.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 07:08 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 18,519 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004124 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,519

Underlying: Common Stock · 18,519 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of these restricted stock units will vest on February 14, 2023.

F3 · derivative.expiration_date: All of these restricted stock units will vest on February 14, 2023.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 07:08 UTC WESTLAKE CORP WLK · Entity 3555 GrantEmployee Option (right to buy) · Derivative 78,337 $0.00 Strike: $65.81 $0.00
Disclosure

SEC source: 0001567619-20-004124 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,337

Underlying: Common Stock · 78,337 shares

Expires 2030-02-14

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2021, 2022 and 2023, respectively.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:47 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 462 $75.62 $34,936.44
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,323

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.56 to $75.65, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:47 UTC WESTLAKE CORP WLK · Entity 3555 Tax withholdingCommon Stock 4,861 $73.29 $356,262.69
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,785

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:47 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 17,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 17,154 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 17,154 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.