Henninger Tadd J

SEC source: 0001209191-21-012804 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 19,666.94. This total includes the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units

SEC source: 0001209191-21-012804 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133.737

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-012804 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005607 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 956.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 01/25/2021.

F3 · derivative.expiration_date: The units vested on 01/25/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-21-005607 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542.737

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-005607 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005011 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,913.701 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 21,580.641. This total includes the 01/25/2018 grant of 1,913.701 performance units, the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units.

SEC source: 0001209191-21-005011 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 3,682 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 21,580.641. This total includes the 01/25/2018 grant of 1,913.701 performance units, the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units.

SEC source: 0001209191-21-005011 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 3,682 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 21,580.641. This total includes the 01/25/2018 grant of 1,913.701 performance units, the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units.

SEC source: 0001209191-21-005011 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Underlying: Common Stock · 1,841 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 7,569.222. This total includes the 01/25/2018 grant of 956.85 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, the 01/24/2019 grant of 1,572.205 restricted stock units, the 07/29/2019 grant of 64.441 restricted stock units, and the 01/23/2020 grant of 1,440.726 restricted stock units, plus in the case of the 01/25/2018, 01/24/2019, 07/29/2019 and 01/23/2020 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 1,841 restricted stock units.

SEC source: 0001209191-21-012700 · doc4a.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 3,682 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 19,666.94. This total includes the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units.

SEC source: 0001209191-20-009976 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on 02/14/2020.

F3 · derivative.expiration_date: The units vested on 02/14/2020.

F4 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 5,479.78. This total includes the 01/25/2018 grant of 897.923 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, the 01/24/2019 grant of 1,475.384 restricted stock units, the 07/29/2019 grant of 60.473 restricted stock units, and the 01/23/2020 grant of 1,352 restricted stock units, plus in the case of the 01/25/2018, 01/24/2019, and 07/29/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

SEC source: 0001209191-20-009976 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911.78

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-009976 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563.78

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-004972 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703

Underlying: Common Stock · 2,703 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 01/27/2020, total performance units beneficially owned is 15,136.978. This total includes the 01/25/2018 grants of 1,795.848 and 1,795.848 performance units, the 01/24/2019 grants of 2,949.719 and 2,949.719 performance units, and the 07/29/2019 grants of 119.922 and 119.922 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 2,703 and 2,703 performance units.

SEC source: 0001209191-20-004972 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703

Underlying: Common Stock · 2,703 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 01/27/2020, total performance units beneficially owned is 15,136.978. This total includes the 01/25/2018 grants of 1,795.848 and 1,795.848 performance units, the 01/24/2019 grants of 2,949.719 and 2,949.719 performance units, and the 07/29/2019 grants of 119.922 and 119.922 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 2,703 and 2,703 performance units.

SEC source: 0001209191-20-004972 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 1,352 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/23/2023.

F2 · derivative.expiration_date: The units will vest on 01/23/2023.

F3 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 7,391.78. This total includes the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 897.923 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, the 01/24/2019 grant of 1,475.384 restricted stock units, and the 07/29/2019 grant of 60.473 restricted stock units, plus in the case of the 01/25/2018, 01/24/2019, and 07/29/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 1,352 restricted stock units.

SEC source: 0001209191-19-043798 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock · 117 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/31/2019, total performance units beneficially owned is 9,493.876. This total includes the two 01/25/2018 grants of 1,752.091 performance units each and the two 01/24/2019 grants of 2,877.847 performance units each, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the two 07/29/2019 grants of 117 performance units each.

SEC source: 0001209191-19-043798 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock · 117 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/31/2019, total performance units beneficially owned is 9,493.876. This total includes the two 01/25/2018 grants of 1,752.091 performance units each and the two 01/24/2019 grants of 2,877.847 performance units each, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the two 07/29/2019 grants of 117 performance units each.

SEC source: 0001209191-19-043798 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 07/29/2022.

F2 · derivative.expiration_date: The units will vest on 07/29/2022.

F3 · balance_after: As of 07/31/2019, total restricted stock units beneficially owned is 5,980.48. This total includes the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 876.044 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, and the 01/24/2019 grant of 1,439.436 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 07/29/2019 grant of 59 restricted stock units.

SEC source: 0001209191-19-016343 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on March 1, 2019.

F3 · derivative.expiration_date: The units vested on March 1, 2019.

SEC source: 0001209191-19-016343 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651.696

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-19-016343 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 2,803 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 9,019.046. This total includes the 01/25/2018 grants of 1,706.523 and 1,706.523 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 2,803 and 2,803 performance units.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 2,803 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 9,019.046. This total includes the 01/25/2018 grants of 1,706.523 and 1,706.523 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 2,803 and 2,803 performance units.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Stock · 1,402 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 7,100.26. This total includes the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 853.26 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, plus in the case of the 01/25/2018 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,402 restricted stock units.

SEC source: 0001209191-18-016193 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on March 1, 2018.

F3 · derivative.expiration_date: The units vested on March 1, 2018.

SEC source: 0001209191-18-016193 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769.603

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-18-016193 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066.603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-017969 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694

Underlying: Common Stock · 1,694 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 02/22/2021.

F2 · derivative.expiration_date: The units will vest on 02/22/2021.

F3 · balance_after: As of 03/08/2018, total restricted stock units beneficially owned is 5,651. This total includes the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 806 restricted stock units and the 02/22/2018 grant of 1,694 restricted stock units.

SEC source: 0001209191-18-005807 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Common Stock · 1,612 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · balance_after: As of 01/29/2018, total performance units beneficially owned is 3,224. This total includes the 01/25/2018 grants of 1,612 and 1,612 performance units.

SEC source: 0001209191-18-005807 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Common Stock · 1,612 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · balance_after: As of 01/29/2018, total performance units beneficially owned is 3,224. This total includes the 01/25/2018 grants of 1,612 and 1,612 performance units.

SEC source: 0001209191-18-005807 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806

Underlying: Common Stock · 806 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/25/2021.

F2 · derivative.expiration_date: The units will vest on 01/25/2021.

F3 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 5,022. This total includes the 03/01/2015 grant of 1,065 restricted stock units, the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, and the 01/25/2018 grant of 806 restricted stock units.