Henninger Tadd J

SEC source: 0000950170-24-074322 · ownership.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,103.706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 06/14/2024.

F3 · derivative.expiration_date: The units vested on 06/14/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-074322 · ownership.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,970.983

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-074322 · ownership.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,863.983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 11

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 10

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 9

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 8

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 7

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,266

Underlying: Common Stock · 5,266 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 6

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2027.

F4 · derivative.expiration_date: The units will vest on 01/25/2027.

F5 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 20,411.915. This total includes the 06/15/2021 grant of 3,074.914 restricted stock units, the 12/16/2021 grant of 9,078.762 restricted stock units, the 01/27/2022 grant of 2,088.511 restricted stock units, the 05/25/2022 grant of 1,450.144 restricted stock units, and the 01/20/2023 grant of 2,086.584 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grant of 2,633 restricted stock units.

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,760.258

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 3

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,961.258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,787.258

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,047.258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-023927 · ownership.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,615

Underlying: Common Stock · 11,615 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/25/2027.

F2 · derivative.expiration_date: The units will vest on 01/25/2027.

F3 · balance_after: As of 03/01/2024, total restricted stock units beneficially owned is 32,026.915. This total includes the 06/15/2021 grant of 3,074.914 restricted stock units, the 12/16/2021 grant of 9,078.762 restricted stock units, the 01/27/2022 grant of 2,088.511 restricted stock units, the 05/25/2022 grant of 1,450.144 restricted stock units, and the 01/20/2023 grant of 2,086.584 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grants of 2,633 and 11,615 restricted stock units.

SEC source: 0000950170-24-026320 · ownership.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,086.999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/21/2024.

F4 · derivative.expiration_date: The units vested on 01/21/2024.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-026320 · ownership.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,159.258

F3 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-026320 · ownership.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,871.258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 was initially filed on January 23, 2024, but due to a technical issue, it was mistakenly filed as if the issuer was Kentucky Utilities Company, one of PPL Corporation's subsidiaries. This filing properly includes PPL Corporation as the issuer and replaces that initial filing.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-23-055720 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,784.242

F1 · kind: Represents the sale of 13,330 shares of common stock pursuant to a 10b5-1 plan, dated August 8, 2023.

SEC source: 0001209191-23-011695 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 2,282.011 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 2,282.011 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 24,139.998. This total includes the 01/21/2021 grants of 4,022.8 and 4,022.8 performance units, and the three 01/27/2023 grants of (a) 4,024.684, (b) 2,012.857, and (c) 2,012.857 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 4,022, (b) 2,011, and (c) 2,011 performance units.

SEC source: 0001209191-23-011695 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,114.186

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-23-011695 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,798.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 9

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,574.076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F12 · derivative.exercise_date: The units vested on 01/23/2023.

F12 · derivative.expiration_date: The units vested on 01/23/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-23-004676 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369.186

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-23-004676 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,906.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 8

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146.989 shares

Expires not disclosed

F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F11 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F2 · shares: Total includes the reinvestment of dividends.

F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 27,286.987. This total includes the 01/23/2020 grant of 3,146.989 performance units, the 01/21/2021 grants of 4,022.8 and 4,022.8 performance units, and the three 01/27/2023 grants of (a) 4,024.684, (b) 2,012.857, and (c) 2,012.857 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 4,022, (b) 2,011, and (c) 2,011 performance units.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 7

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 2,011 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 27,286.987. This total includes the 01/23/2020 grant of 3,146.989 performance units, the 01/21/2021 grants of 4,022.8 and 4,022.8 performance units, and the three 01/27/2023 grants of (a) 4,024.684, (b) 2,012.857, and (c) 2,012.857 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 4,022, (b) 2,011, and (c) 2,011 performance units.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 6

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 2,011 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 27,286.987. This total includes the 01/23/2020 grant of 3,146.989 performance units, the 01/21/2021 grants of 4,022.8 and 4,022.8 performance units, and the three 01/27/2023 grants of (a) 4,024.684, (b) 2,012.857, and (c) 2,012.857 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 4,022, (b) 2,011, and (c) 2,011 performance units.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 5

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 4,022 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 27,286.987. This total includes the 01/23/2020 grant of 3,146.989 performance units, the 01/21/2021 grants of 4,022.8 and 4,022.8 performance units, and the three 01/27/2023 grants of (a) 4,024.684, (b) 2,012.857, and (c) 2,012.857 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 4,022, (b) 2,011, and (c) 2,011 performance units.

SEC source: 0001209191-23-004676 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 2,011 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/20/2026.

F4 · derivative.expiration_date: The units will vest on 01/20/2026.

F5 · balance_after: As of 01/24/2023, total restricted stock units beneficially owned is 19,146.296. This total includes the 01/21/2021 grant of 2,011.4 restricted stock units, the 06/15/2021 grant of 2,963.528 restricted stock units, the 12/16/2021 grant of 8,749.897 restricted stock units, the 01/27/2022 grant of 2,012.857 restricted stock units, and the 05/25/2022 grant of 1,397.614 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 2,011 restricted stock units.

SEC source: 0001209191-22-043669 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 07/29/2022.

F3 · derivative.expiration_date: The units vested on 07/29/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-22-043669 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,332.079

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-22-043669 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352.079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-032171 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Stock · 1,364 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 05/25/2025.

F2 · derivative.expiration_date: The units will vest on 05/25/2025.

F3 · balance_after: As of 05/26/2022, total restricted stock units beneficially owned is 18,328.099. This total includes the 07/29/2019 grant of 68.712 restricted stock units, the 01/23/2020 grant of 1,536.218 restricted stock units, the 01/21/2021 grant of 1,963.023 restricted stock units, the 06/15/2021 grant of 2,892.251 restricted stock units, the 12/16/2021 grant of 8,539.449 restricted stock units, and the 01/27/2022 grant of 1,964.446 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 05/25/2022 grant of 1,364 restricted stock units.

SEC source: 0001209191-22-012305 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 21,701.904. This total includes the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units and the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units

SEC source: 0001209191-22-012305 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282.781

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-22-012305 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,374.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-005573 · doc4.xml · derivative · entry 5

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,328.694 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F9 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.

F10 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 25,301.254. This total includes the 01/24/2019 grant of 3,328.694 performance units, the 07/29/2021 grants of 135.328 and 135.328 performance units, the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units, the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units.

SEC source: 0001209191-22-005573 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

Underlying: Common Stock · 1,951 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 25,301.254. This total includes the 01/24/2019 grant of 3,328.694 performance units, the 07/29/2021 grants of 135.328 and 135.328 performance units, the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units, the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units.

SEC source: 0001209191-22-005573 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

Underlying: Common Stock · 1,951 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 25,301.254. This total includes the 01/24/2019 grant of 3,328.694 performance units, the 07/29/2021 grants of 135.328 and 135.328 performance units, the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units, the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units.

SEC source: 0001209191-22-005573 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

Underlying: Common Stock · 3,901 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 25,301.254. This total includes the 01/24/2019 grant of 3,328.694 performance units, the 07/29/2021 grants of 135.328 and 135.328 performance units, the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units, the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units.

SEC source: 0001209191-22-005573 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

Underlying: Common Stock · 1,951 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/27/2025.

F2 · derivative.expiration_date: The units will vest on 01/27/2025.

F3 · balance_after: As of 01/31/2022, total restricted stock units beneficially owned is 16,847.987. This total includes the 07/29/2019 grant of 68.242 restricted stock units, the 01/23/2020 grant of 1,525.703 restricted stock units, the 01/21/2021 grant of 1,949.587 restricted stock units, the 06/15/2021 grant of 2,872.455 restricted stock units and the 12/16/2021 grant of 8,481 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/27/2022 grant of 1,951 restricted stock units.

SEC source: 0001209191-22-008859 · doc4a.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,464.022 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/27/2022 to reflect the additional forfeiture of the 07/29/2019 grant of 135.328 performance units. The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/11/2022, total performance units beneficially owned is 25,165.926. This total includes the 01/24/2019 grant of 3,328.694 performance units, the 07/29/2021 grant of 135.328 performance units, the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units, the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units.

SEC source: 0001209191-22-005062 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,664.938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 01/24/2022.

F3 · derivative.expiration_date: The units vested on 01/24/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-22-005062 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445.781

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-22-005062 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,013.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-070260 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,481

Underlying: Common Stock · 8,481 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 12/16/2024.

F2 · derivative.expiration_date: The units will vest on 12/16/2024.

F3 · balance_after: As of 12/17/2021, total restricted stock units beneficially owned is 16,452.17. This total includes the 01/24/2019 grant of 1,642.325 restricted stock units, the 07/29/2019 grant of 67.315 restricted stock units, the 01/23/2020 grant of 1,504.981 restricted stock units, the 01/21/2021 grant of 1,923.108 restricted stock units, and the 06/15/2021 grant of 2,833.441 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 12/16/2021 grant of 8,481 restricted stock units.

SEC source: 0001209191-21-041554 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,792

Underlying: Common Stock · 2,792 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/15/2024.

F2 · derivative.expiration_date: The units will vest on 06/15/2024.

F3 · balance_after: As of 06/17/2021, total restricted stock units beneficially owned is 7,781.318. This total includes the 01/24/2019 grant of 1,594.884 restricted stock units, the 07/29/2019 grant of 65.37 restricted stock units, the 01/23/2020 grant of 1,461.508 restricted stock units, and the 01/21/2021 grant of 1,867.556 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/15/2021 grant of 2,792 restricted stock units.

SEC source: 0001209191-21-013169 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on 02/22/2021.

F3 · derivative.expiration_date: The units vested on 02/22/2021.

SEC source: 0001209191-21-013169 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,348.737

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-21-013169 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.