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person · Reporting owner

Sherman Jeffrey Scott

Disclosed activity across 3 companies

Tapewire entity
65027
SEC CIK
0001463145

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEOGENOMICS INCNEO · Entity 2096Chief Financial OfficerFebruary 21, 2026February 24, 2026
Privia Health Group, Inc.PRVA · Entity 1532EVP, CFO and CAOJanuary 05, 2022January 07, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEOGENOMICS INC

Report date February 21, 2026 · Filed February 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect218,986 Reported balance After 2026-02-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-21 · Exercise / conversion · Acquired 42,158 · Balance 218,986

F1: Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.

F2: This balance includes 434 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan. The shares were acquired in transactions exempt from Section 16b-3.

Common StockSEC Table I · non-derivativeDirect208,257 Reported balance After 2026-02-21 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-21 · Tax withholding · Disposed 10,729 · Balance 208,257

F3: Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.

Common StockSEC Table I · non-derivativeDirect223,792 Reported balance After 2026-02-23 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-02-23 · Exercise / conversion · Acquired 15,535 · Balance 223,792

F1: Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.

Common StockSEC Table I · non-derivativeDirect220,009 Reported balance After 2026-02-23 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-02-23 · Tax withholding · Disposed 3,783 · Balance 220,009

F3: Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct84,318 Reported balance After 2026-02-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-21 · Exercise / conversion · Disposed 42,158 · Balance 84,318

F4: On February 21, 2025, Mr. Sherman was granted 126,476 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F5: Once vested, the shares of common stock are not subject to expiration.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,536 Reported balance After 2026-02-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-23 · Exercise / conversion · Disposed 15,535 · Balance 15,536

F6: On February 23, 2024, Mr. Sherman was granted 46,606 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F5: Once vested, the shares of common stock are not subject to expiration.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,006 Reported balance Holding disclosure · report date 2026-02-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 13,006

F9: On May 11, 2023, Mr. Sherman was granted 39,016 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F5: Once vested, the shares of common stock are not subject to expiration.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct59,382 Reported balance Holding disclosure · report date 2026-02-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 59,382

F5: Once vested, the shares of common stock are not subject to expiration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.62 · Expires 2029-12-05Direct249,169 Reported balance Holding disclosure · report date 2026-02-21 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 249,169

F7: On December 5, 2022, Mr. Sherman was granted 249,169 stock options. The options vest ratably over four years with the first tranche vesting on December 7, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.65 · Expires 2030-05-11Direct73,016 Reported balance Holding disclosure · report date 2026-02-21 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 73,016

F8: On May 11, 2023, Mr. Sherman was granted 73,016 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct39,016 Reported balance Holding disclosure · report date 2026-02-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 39,016

F10: On May 11, 2023, Mr. Sherman was granted 39,016 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 58,524. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.

F5: Once vested, the shares of common stock are not subject to expiration.

Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct46,606 Reported balance Holding disclosure · report date 2026-02-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 46,606

F12: On February 23, 2024, Mr. Sherman was granted 46,606 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 69,910. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.

F5: Once vested, the shares of common stock are not subject to expiration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.45 · Expires 2034-02-23Direct77,913 Reported balance Holding disclosure · report date 2026-02-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 77,913

F11: On February 23, 2024, Mr. Sherman was granted 77,913 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.05 · Expires 2035-02-21Direct214,900 Reported balance Holding disclosure · report date 2026-02-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 214,900

F13: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.

F14: On February 21, 2025, Mr. Sherman was granted 214,900 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.

F2: This balance includes 434 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan. The shares were acquired in transactions exempt from Section 16b-3.

F3: Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.

F4: On February 21, 2025, Mr. Sherman was granted 126,476 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F5: Once vested, the shares of common stock are not subject to expiration.

F6: On February 23, 2024, Mr. Sherman was granted 46,606 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F7: On December 5, 2022, Mr. Sherman was granted 249,169 stock options. The options vest ratably over four years with the first tranche vesting on December 7, 2023.

F8: On May 11, 2023, Mr. Sherman was granted 73,016 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F9: On May 11, 2023, Mr. Sherman was granted 39,016 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F10: On May 11, 2023, Mr. Sherman was granted 39,016 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 58,524. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.

F11: On February 23, 2024, Mr. Sherman was granted 77,913 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F12: On February 23, 2024, Mr. Sherman was granted 46,606 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 69,910. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.

F13: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.

F14: On February 21, 2025, Mr. Sherman was granted 214,900 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Privia Health Group, Inc.

Report date January 05, 2022 · Filed January 07, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect61,307 Reported balance After 2022-01-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-05 · Grant · Acquired 61,307 · Balance 61,307

F1: Represents restricted stock units granted under the Issuer's 2021 Omnibus Incentive Plan that will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $25.69 · Expires 2032-01-05Direct235,128 Reported balance After 2022-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-01-05 · Grant · Acquired 235,128 · Balance 235,128

F2: Represents options granted under the Issuer's 2021 Omnibus Incentive Plan that will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted under the Issuer's 2021 Omnibus Incentive Plan that will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the grant date.

F2: Represents options granted under the Issuer's 2021 Omnibus Incentive Plan that will vest in substantially equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HMS HOLDINGS CORP

Report date April 01, 2021 · Filed April 01, 2021

Section 16 reporting ended · disclosed 2021-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-01 transaction · row 1
1 source row

Row 1 · 2021-04-01 · Disposition to issuer · Disposed 200,630 · Balance 0

F1: On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust0 Reported balance After 2021-04-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-01 · Disposition to issuer · Disposed 10,760 · Balance 0

F1: On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.04 · Expires 2027-06-09Direct0 Reported balance After 2021-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-01 · Disposition to issuer · Disposed 109,961 · Balance 0

F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2028-03-02Direct0 Reported balance After 2021-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-01 · Disposition to issuer · Disposed 117,130 · Balance 0

F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.34 · Expires 2030-02-27Direct0 Reported balance After 2021-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-01 · Disposition to issuer · Disposed 112,360 · Balance 0

F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.63 · Expires 2029-02-28Direct0 Reported balance After 2021-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-01 · Disposition to issuer · Disposed 65,265 · Balance 0

F3: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is equal or greater than the Per Share Merger Consideration, whether vested or unvested, was cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.

F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.

F3: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is equal or greater than the Per Share Merger Consideration, whether vested or unvested, was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 21,801 $0.00 Strike: $11.20 $0.00
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · derivative · entry 12

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,199

Underlying: Common Stock · 21,801 shares

Expires 2022-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 50,209 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · derivative · entry 11

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,209 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 94,257 $34.56 $3,257,521.92
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.40 to $35.00, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 21,801 $11.20 $244,171.20
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 22,247 $21.63 $481,202.61
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:46 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 50,209 $20.71 $1,039,828.39
Disclosure

SEC source: 0001225208-19-004028 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:29 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 11,502 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016705 · doc4.xml · derivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,209

Underlying: Common Stock · 11,502 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:29 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 11,502 $34.75 $399,670.35
Disclosure

SEC source: 0001225208-18-016705 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.28, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:29 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 11,502 $20.71 $238,206.42
Disclosure

SEC source: 0001225208-18-016705 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 00:58 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 11,422 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016564 · doc4.xml · derivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,711

Underlying: Common Stock · 11,422 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 00:58 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 11,422 $35.30 $403,172.61
Disclosure

SEC source: 0001225208-18-016564 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.575, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 00:58 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 11,422 $20.71 $236,549.62
Disclosure

SEC source: 0001225208-18-016564 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · derivative · entry 7

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,133

Underlying: Common Stock · 1,400 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 1,400 $35.55 $49,770.00
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.63, inclusive.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 1,400 $20.71 $28,994.00
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 2,805 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · derivative · entry 6

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,533

Underlying: Common Stock · 2,805 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 2,805 $35.75 $100,287.45
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.38., inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:11 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 2,805 $20.71 $58,091.55
Disclosure

SEC source: 0001225208-18-016304 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 13,756 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · derivative · entry 7

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,338

Underlying: Common Stock · 13,756 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 30, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 13,756 $35.70 $491,086.45
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.06, inclusive.

Read SEC document
November 30, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 13,756 $20.71 $284,886.76
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 925 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · derivative · entry 6

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,094

Underlying: Common Stock · 925 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 29, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 925 $35.54 $32,875.70
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 29, 2018 Filed Dec 1, 2018 00:42 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 925 $20.71 $19,156.75
Disclosure

SEC source: 0001225208-18-016036 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · derivative · entry 7

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,019

Underlying: Common Stock · 100 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 100 $35.79 $3,579.00
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

Read SEC document
November 26, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 100 $20.71 $2,071.00
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 2,872 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · derivative · entry 6

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,119

Underlying: Common Stock · 2,872 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 23, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 2,872 $35.72 $102,580.37
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.96, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 23, 2018 Filed Nov 28, 2018 00:35 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 2,872 $20.71 $59,479.12
Disclosure

SEC source: 0001225208-18-015914 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · derivative · entry 8

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991

Underlying: Common Stock · 2,900 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 2,900 $35.65 $103,373.40
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · nonDerivative · entry 5

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.84, inclusive.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 2,900 $20.71 $60,059.00
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 5,700 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · derivative · entry 7

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,891

Underlying: Common Stock · 5,700 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 4,100 $35.82 $146,842.32
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.51 to $36.38, inclusive.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 SaleCommon Stock 1,600 $36.94 $59,096.16
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,144

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $37.25, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 23:32 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Exercise / conversionCommon Stock 5,700 $20.71 $118,047.00
Disclosure

SEC source: 0001225208-18-015836 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2018 Filed May 15, 2018 21:39 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 1,220 $21.14 $25,790.80
Disclosure

SEC source: 0001225208-18-009357 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,044

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:01 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 3,806 $16.94 $64,473.64
Disclosure

SEC source: 0001225208-18-005465 · doc4.xml · nonDerivative · entry 4

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,264

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 03, 2018 Filed Mar 6, 2018 23:01 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 2,035 $16.94 $34,472.90
Disclosure

SEC source: 0001225208-18-005465 · doc4.xml · nonDerivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,070

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:01 UTC HMS HOLDINGS CORP HMSY · Entity 140668 GrantNonqualified Stock Option (Right to Buy) · Derivative 117,130 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001225208-18-005465 · doc4.xml · derivative · entry 6

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,130

Underlying: Common Stock · 117,130 shares

Expires 2028-03-02

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:01 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 3,724 $16.94 $63,084.56
Disclosure

SEC source: 0001225208-18-005465 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,105

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:01 UTC HMS HOLDINGS CORP HMSY · Entity 140668 GrantCommon Stock 47,226 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005465 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,829

Read SEC document
November 12, 2017 Filed Nov 14, 2017 22:12 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 1,092 $15.60 $17,035.20
Disclosure

SEC source: 0001225208-17-017321 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,603

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

F2 · balance_after: Excludes 7,802 performance-based restricted stock units initially reported on the Reporting Person's Form 4 filed with the SEC on November 14, 2014, that were canceled on November 12, 2017 due to non-satisfaction of the performance criteria.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:21 UTC HMS HOLDINGS CORP HMSY · Entity 140668 GrantNonqualified Stock Option (Right to Buy) · Derivative 109,961 $0.00 Strike: $19.04 $0.00
Disclosure

SEC source: 0001225208-17-011251 · doc4.xml · derivative · entry 3

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,961

Underlying: Common Stock · 109,961 shares

Expires 2027-06-09

F2 · derivative.exercise_date: 50% of the option vests in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (Performance Option or PO) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the option Exercise Price (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PO will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PO will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PO will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PO shall be forfeited.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:21 UTC HMS HOLDINGS CORP HMSY · Entity 140668 GrantCommon Stock 44,643 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011251 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,497

F1 · shares: Represents restricted stock units (RSUs), 50% of which vest in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (PRSUs) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the closing price/share on the grant date (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PRSUs will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PRSUs will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PRSUs will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PRSUs shall be forfeited.

Read SEC document
May 13, 2017 Filed May 16, 2017 21:34 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 3,152 $18.01 $56,767.52
Disclosure

SEC source: 0001225208-17-009916 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,854

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 04, 2017 Filed Mar 6, 2017 22:58 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 5,760 $18.50 $106,560.00
Disclosure

SEC source: 0001225208-17-005659 · doc4.xml · nonDerivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,006

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:58 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 3,768 $18.97 $71,478.96
Disclosure

SEC source: 0001225208-17-005659 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,766

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document
November 12, 2016 Filed Nov 14, 2016 23:19 UTC HMS HOLDINGS CORP HMSY · Entity 140668 Tax withholdingCommon Stock 712 $16.54 $11,776.48
Disclosure

SEC source: 0001225208-16-041715 · doc4.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · EVP, CFO, and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,534

F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.