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Gates Katherine T

Disclosed activity across 1 company

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64723
SEC CIK
0001656488

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SunCoke Energy, Inc.SXC · Entity 5055Director · CEO and PresidentFebruary 19, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SunCoke Energy, Inc.

Report date February 19, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect265,079 Reported balance After 2026-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-24 · Exercise / conversion · Acquired 17,878 · Balance 265,079

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect257,159 Reported balance After 2026-02-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-24 · Tax withholding · Disposed 7,920 · Balance 257,159

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect295,639 Reported balance After 2026-02-24 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-02-24 · Exercise / conversion · Acquired 38,480 · Balance 295,639

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect278,592 Reported balance After 2026-02-24 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-02-24 · Tax withholding · Disposed 17,047 · Balance 278,592

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect327,823 Reported balance After 2026-02-23 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-02-23 · Exercise / conversion · Acquired 49,231 · Balance 327,823

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect305,981 Reported balance After 2026-02-23 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-02-23 · Tax withholding · Disposed 21,842 · Balance 305,981

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect316,676 Reported balance After 2026-02-24 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-02-24 · Other · Acquired 10,695 · Balance 316,676

F3: Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

RSUs (02.23.2023)SEC Table II · derivative / convertible security · Expires 2026-02-23Direct0 Reported balance After 2026-02-24 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-24 · Exercise / conversion · Disposed 17,878 · Balance 0

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.22.2024)SEC Table II · derivative / convertible security · Expires 2027-02-22Direct38,479 Reported balance After 2026-02-24 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-24 · Exercise / conversion · Disposed 38,480 · Balance 38,479

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.21.2025)SEC Table II · derivative / convertible security · Expires 2028-02-21Direct98,461 Reported balance After 2026-02-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-23 · Exercise / conversion · Disposed 49,231 · Balance 98,461

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.19.2026)SEC Table II · derivative / convertible security · Expires 2029-02-19Direct274,927 Reported balance After 2026-02-19 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-19 · Grant · Acquired 274,927 · Balance 274,927

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion rate is 1 for 1.

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

F3: Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 22, 2022 15:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.19.2020) · Derivative 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005993 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

Underlying: Common Stock · 9,934 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 4,904 $7.73 $37,907.92
Disclosure

SEC source: 0001127602-22-005993 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,413

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005993 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:23 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.13.19) · Derivative 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005273 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,255 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:23 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 2,239 $7.70 $17,240.30
Disclosure

SEC source: 0001127602-22-005273 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,383

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:23 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005273 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionPerformance Options (02.17.2016) · Derivative 9,941 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,941 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionStock Options (02.17.2016) · Derivative 9,942 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,942 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 SaleCommon Stock 9,941 $7.39 $73,463.99
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 9,941 $3.80 $37,775.80
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 SaleCommon Stock 9,942 $7.40 $73,570.80
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 9,942 $3.80 $37,779.60
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:43 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 8,113 $6.68 $54,194.84
Disclosure

SEC source: 0001127602-21-008382 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

F1 · security: Represent settlement of Performance Share Unit ("PSU") award granted February 14, 2018 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:41 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSU's (02.25.2021) · Derivative 40,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008378 · form4.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,072

Underlying: Common Stock · 40,072 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.19.2020) · Derivative 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · derivative · entry 9

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867

Underlying: Common Stock · 9,934 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 3,083 $6.36 $19,607.88
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 6

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,254

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.14.18) · Derivative 2,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · derivative · entry 8

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,414 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 836 $6.06 $5,066.16
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,403

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 14, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 2,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.13.19) · Derivative 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · derivative · entry 7

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Stock · 4,255 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 1,473 $6.06 $8,926.38
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,825

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 13, 2021 Filed Feb 22, 2021 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:36 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSU's (02.19.2020) · Derivative 29,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-007130 · form4.xml · derivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,801

Underlying: Common Stock · 29,801 shares

Expires 2023-02-19

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 19, 2021.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F3 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:36 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 6,571 $6.04 $39,688.84
Disclosure

SEC source: 0001127602-20-007130 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,043

F1 · security: Vesting and payout and settlement in common stock, of Performance Share Units previously granted pursuant to the SunCoke Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.15.17) · Derivative 1,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · derivative · entry 9

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,928 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 668 $6.18 $4,128.24
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 6

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,472

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 15, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 1,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.14.18) · Derivative 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · derivative · entry 8

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414

Underlying: Common Stock · 2,415 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 836 $6.02 $5,032.72
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,212

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.13.19) · Derivative 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · derivative · entry 7

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

Underlying: Common Stock · 4,255 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 1,473 $6.18 $9,103.14
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,633

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 19:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 4,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006177 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 17, 2019 Filed Feb 15, 2019 15:43 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 31,865 $9.87 $314,507.55
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,781

F1 · security: Represent settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.15.17) · Derivative 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

Underlying: Common Stock · 1,929 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 566 $9.87 $5,586.42
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.14.18) · Derivative 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Underlying: Common Stock · 2,415 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 708 $9.61 $6,803.88
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:43 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantStock Options (02.13.19) · Derivative 20,537 $9.87 Strike: $9.87 $202,700.19
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

Underlying: Common Stock · 20,537 shares

Expires 2029-02-13

F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:43 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSU's (02.13.19) · Derivative 12,765 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · derivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,530

Underlying: Common Stock · 12,765 shares

Expires 2022-02-13

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (Feb 2015) · Derivative 1,463 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 507 $10.80 $5,475.60
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 1,463 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.15.17) · Derivative 1,929 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,857

Underlying: Common Stock · 1,929 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 668 $10.61 $7,087.48
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 17:47 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007316 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 17:55 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantMarket Options (02.14.18) · Derivative 14,126 $10.49 Strike: $10.49 $148,181.74
Disclosure

SEC source: 0001127602-18-006767 · form4.xml · derivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,126

Underlying: Common Stock · 14,126 shares

Expires 2028-02-14

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.