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Gates Katherine T

Disclosed activity across 1 company

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64723
SEC CIK
0001656488

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SunCoke Energy, Inc.SXC · Entity 5055Director · CEO and PresidentFebruary 19, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SunCoke Energy, Inc.

Report date February 19, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect265,079 Reported balance After 2026-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-24 · Exercise / conversion · Acquired 17,878 · Balance 265,079

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect257,159 Reported balance After 2026-02-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-24 · Tax withholding · Disposed 7,920 · Balance 257,159

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect295,639 Reported balance After 2026-02-24 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-02-24 · Exercise / conversion · Acquired 38,480 · Balance 295,639

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect278,592 Reported balance After 2026-02-24 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-02-24 · Tax withholding · Disposed 17,047 · Balance 278,592

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect327,823 Reported balance After 2026-02-23 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-02-23 · Exercise / conversion · Acquired 49,231 · Balance 327,823

F1: Conversion rate is 1 for 1.

Common StockSEC Table I · non-derivativeDirect305,981 Reported balance After 2026-02-23 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-02-23 · Tax withholding · Disposed 21,842 · Balance 305,981

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect316,676 Reported balance After 2026-02-24 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-02-24 · Other · Acquired 10,695 · Balance 316,676

F3: Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

RSUs (02.23.2023)SEC Table II · derivative / convertible security · Expires 2026-02-23Direct0 Reported balance After 2026-02-24 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-24 · Exercise / conversion · Disposed 17,878 · Balance 0

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.22.2024)SEC Table II · derivative / convertible security · Expires 2027-02-22Direct38,479 Reported balance After 2026-02-24 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-24 · Exercise / conversion · Disposed 38,480 · Balance 38,479

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.21.2025)SEC Table II · derivative / convertible security · Expires 2028-02-21Direct98,461 Reported balance After 2026-02-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-23 · Exercise / conversion · Disposed 49,231 · Balance 98,461

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

RSUs (02.19.2026)SEC Table II · derivative / convertible security · Expires 2029-02-19Direct274,927 Reported balance After 2026-02-19 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-19 · Grant · Acquired 274,927 · Balance 274,927

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1: Conversion rate is 1 for 1.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion rate is 1 for 1.

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

F3: Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

F4: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.22.2024) · Derivative 38,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · derivative · entry 9

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,479

Underlying: Common Stock · 38,480 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.23.2023) · Derivative 17,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · derivative · entry 8

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,878 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 10,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 7

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,676

F3 · price: Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 17,047 $6.22 $106,032.34
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,592

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 38,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 7,920 $5.88 $46,569.60
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,159

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 17,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.21.2025) · Derivative 49,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · derivative · entry 10

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,461

Underlying: Common Stock · 49,231 shares

Expires 2028-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 21,842 $6.22 $135,857.24
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 6

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,981

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 49,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2026 Filed Feb 25, 2026 16:58 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSUs (02.19.2026) · Derivative 274,927 Not disclosed Not disclosed
Disclosure

SEC source: 0001656488-26-000002 · wk-form4_1772056716.xml · derivative · entry 11

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,927

Underlying: Common Stock · 274,927 shares

Expires 2029-02-19

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.22.2024) · Derivative 38,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · derivative · entry 7

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,959

Underlying: Common Stock · 38,480 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.23.2023) · Derivative 17,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,878

Underlying: Common Stock · 17,879 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 17,047 $9.20 $156,832.40
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,145

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 38,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 7,921 $9.20 $72,873.20
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,712

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 17,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 16:21 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.24.2022) · Derivative 10,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-008171 · wk-form4_1740604872.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,552 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 16:21 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 4,675 $9.23 $43,150.25
Disclosure

SEC source: 0001628280-25-008171 · wk-form4_1740604872.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,201

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 16:21 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 10,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-008171 · wk-form4_1740604872.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSUs (02.21.2025) · Derivative 147,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · derivative · entry 8

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,692

Underlying: Common Stock · 147,692 shares

Expires 2028-02-21

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 16:38 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 20,179 $9.51 $191,902.29
Disclosure

SEC source: 0001628280-25-007753 · wk-form4_1740519531.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,324

F3 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 24, 2022 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.24.2022) · Derivative 10,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · derivative · entry 9

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,552

Underlying: Common Stock · 10,553 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.25.2021) · Derivative 13,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · derivative · entry 8

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,357 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.23.2023) · Derivative 17,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · derivative · entry 7

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,292

Underlying: Common Stock · 17,879 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 4,992 $10.84 $54,113.28
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 6

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,754

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 10,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 6,318 $10.84 $68,487.12
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,193

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 13,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 8,457 $10.84 $91,673.88
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,154

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 17,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-007241 · wk-form4_1709068908.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 22, 2024 Filed Mar 19, 2024 14:16 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSUs (02.22.2024) · Derivative 115,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-011879 · wk-form4_1710872151.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,439

Underlying: Common Stock · 115,439 shares

Expires 2027-02-22

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 11:04 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 36,488 $10.82 $394,800.16
Disclosure

SEC source: 0001628280-24-006558 · wk-form4_1708704249.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,258

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 25, 2021 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

Read SEC document
February 21, 2024 Filed Feb 26, 2024 16:22 UTC Amendment SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 18,962 $10.82 $205,168.84
Disclosure

SEC source: 0001628280-24-006881 · wk-form4a_1708982556.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,732

F1 · security: On February 23, 2024, the reporting person filed a Form 4 which inadvertently over-reported the number of shares actually received in settlement of a Performance Share Unit (PSU) award granted February 25, 2021, pursuant to the SunCoke Energy, Inc. (SXC or Registrant) Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. This amended Form 4 is being filed to correctly reflect the number of shares of SXC common stock actually issued to the reporting person, net of shares withheld by the Registrant to satisfy statutory tax withholding requirements.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.24.2022) · Derivative 10,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,274

Underlying: Common Stock · 10,553 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.25.2021) · Derivative 13,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,357

Underlying: Common Stock · 13,357 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 4,992 $9.11 $45,477.12
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,169

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 10,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 6,318 $9.11 $57,556.98
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,608

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:52 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 13,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005622 · wf-form4_167762113726293.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:57 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSUs (02.23.2023) · Derivative 53,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005317 · wf-form4_167754581194893.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,171

Underlying: Common Stock · 53,171 shares

Expires 2026-02-23

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 23, 2023 Filed Mar 8, 2023 16:30 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 21,601 $9.24 $199,593.24
Disclosure

SEC source: 0001628280-23-007003 · wf-form4_167831100103866.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,770

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 19, 2020 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

Read SEC document
February 17, 2023 Filed Feb 22, 2023 17:09 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSUs (02.19.2020) · Derivative 9,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-004605 · wf-form4_167710369520599.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,933 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 17:09 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 4,964 $9.78 $48,547.92
Disclosure

SEC source: 0001628280-23-004605 · wf-form4_167710369520599.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,569

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 17:09 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 9,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-004605 · wf-form4_167710369520599.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:18 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionRSU's (02.25.2021) · Derivative 13,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007277 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,714

Underlying: Common Stock · 13,358 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:18 UTC SunCoke Energy, Inc. SXC · Entity 5055 Tax withholdingCommon Stock 6,319 $7.83 $49,477.77
Disclosure

SEC source: 0001127602-22-007277 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,600

F2 · security: Shares withheld by Registrant to satisfy statutory tax withholding requirements on vesting of RSUs.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:18 UTC SunCoke Energy, Inc. SXC · Entity 5055 Exercise / conversionCommon Stock 13,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007277 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 18:19 UTC SunCoke Energy, Inc. SXC · Entity 5055 OtherCommon Stock 11,159 $7.54 $84,138.86
Disclosure

SEC source: 0001127602-22-007129 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,572

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 13, 2019 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements).

Read SEC document
February 24, 2022 Filed Feb 28, 2022 18:22 UTC SunCoke Energy, Inc. SXC · Entity 5055 GrantRSU'S (02.24.2022) · Derivative 31,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007131 · form4.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,827

Underlying: Common Stock · 31,827 shares

Expires 2025-02-24

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.