Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clipper Realty Inc.CLPR · Entity 1014 | Director | February 24, 2026 | February 26, 2026 |
| NATHANS FAMOUS, INC.NATH · Entity 5644 | Director · Executive Chairman · 10% owner | December 08, 2025 | December 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clipper Realty Inc.
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security | Direct | 34,960 |
Reported balance
After 2026-02-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-24 · Grant · Acquired 7,961 · Balance 34,960 F1: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. F2: The LTIP Units will vest 25% on each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock.
F2: The LTIP Units will vest 25% on each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.
NATHANS FAMOUS, INC.
Report date December 08, 2025 · Filed December 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 719,521 |
Ending reported balance
After 2025-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-08 · Exercise / conversion · Acquired 10,000 · Balance 724,626 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2025-12-08 · Tax withholding · Disposed 5,105 · Balance 719,521 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2025-12-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-12-08 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On December 8, 2022, the reporting person was granted 50,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectLorber Gamma LP | 20,320 |
Reported balance
Holding disclosure · report date 2025-12-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,320 F3: Represents shares owned by the Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. |
| Common StockSEC Table I · non-derivative | IndirectLorber Alpha II LP | 250,000 |
Reported balance
Holding disclosure · report date 2025-12-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 250,000 F4: Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On December 8, 2022, the reporting person was granted 50,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.
F3: Represents shares owned by the Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
F4: Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Douglas Elliman Inc.
Report date November 18, 2024 · Filed November 20, 2024
Section 16 reporting ended · disclosed 2024-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,358,499 |
Reported balance
After 2024-11-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-18 · Sale · Disposed 1,081,414 · Balance 1,358,499 F1: The reporting person's sale of Douglas Elliman common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,000 shares, with the reporting person's purchases of: (1) 15,238 shares of Douglas Elliman common stock at a weighted average price of $1.09 per share on July 8, 2024; (2) 82,067 shares of Douglas Elliman common stock at a weighted average price of $1.15 per share on July 9, 2024; and (3) 2,605 shares of Douglas Elliman common stock at a weighted average price of $1.23 per share on July 10, 2024. The reporting person has paid to Douglas Elliman $51,426.58, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F2: Total amount reported reflects the cancellation of 2,965,625 unvested shares of Douglas Elliman common stock subject to vesting on October 21, 2024 in connection with the reporting person's cessation of employment with Douglas Elliman. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lorber Alpha II Limited Partnership | 1,380,241 |
Reported balance
Holding disclosure · report date 2024-11-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,380,241 F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person's sale of Douglas Elliman common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,000 shares, with the reporting person's purchases of: (1) 15,238 shares of Douglas Elliman common stock at a weighted average price of $1.09 per share on July 8, 2024; (2) 82,067 shares of Douglas Elliman common stock at a weighted average price of $1.15 per share on July 9, 2024; and (3) 2,605 shares of Douglas Elliman common stock at a weighted average price of $1.23 per share on July 10, 2024. The reporting person has paid to Douglas Elliman $51,426.58, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
F2: Total amount reported reflects the cancellation of 2,965,625 unvested shares of Douglas Elliman common stock subject to vesting on October 21, 2024 in connection with the reporting person's cessation of employment with Douglas Elliman.
F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.
LADENBURG THALMANN FINANCIAL SERVICES INC.
Report date February 14, 2020 · Filed February 14, 2020
Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 1
1 source rowRow 1 · 2020-02-14 · Disposition to issuer · Disposed 3,085,385 · Balance 0 F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. |
| Common StockSEC Table I · non-derivative | IndirectLorber Alpha II Limited Partnership | 0 |
Reported balance
After 2020-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-14 · Disposition to issuer · Disposed 522,027 · Balance 0 F3: Disposed of in connection with the Merger. F4: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Howard Lorber Rollover IRA | 0 |
Reported balance
After 2020-02-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-02-14 · Disposition to issuer · Disposed 67 · Balance 0 F3: Disposed of in connection with the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2020-09-24 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2021-03-02 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2021-11-10 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.80 · Expires 2022-01-30 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2022-09-28 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2023-01-28 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-14 · Disposition to issuer · Disposed 300,000 · Balance 0 F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.46 · Expires 2023-05-09 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2024-01-17 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-02-14 · Disposition to issuer · Disposed 400,000 · Balance 0 F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.01 · Expires 2024-06-25 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2025-01-20 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2025-05-18 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.65 · Expires 2026-01-14 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2026-05-18 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan.
F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.
F3: Disposed of in connection with the Merger.
F4: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.
F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration.
F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Morgans Hotel Group Co.
Report date November 30, 2016 · Filed December 01, 2016
Section 16 reporting ended · disclosed 2016-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-11-30 · Disposition to issuer · Disposed 64,464 · Balance 0 F1: On May 9, 2016, the issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with SBEEG Holdings, LLC, a Delaware limited liability company ("Trousdale"), and Trousdale Acquisition Sub Inc., a Delaware corporation ("Sub-S"), a wholly owned subsidiary of Trousdale. Pursuant to the Merger Agreement, Sub-S merged with and into the issuer, and the issuer continued as a wholly owned subsidiary of Trousdale (the "Merger"). At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock unit awards and LTIP units) was cancelled and converted into the right to receive $2.25 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on August 4, 2016. F2: This amount includes 47,169 shares of common stock relating to unvested restricted stock unit awards that vested automatically upon the Merger. The Merger Agreement provided that each outstanding restricted stock unit award be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to (i) the per share merger consideration, multiplied by (ii) the number of shares of common stock subject to such restricted stock unit award. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 9, 2016, the issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with SBEEG Holdings, LLC, a Delaware limited liability company ("Trousdale"), and Trousdale Acquisition Sub Inc., a Delaware corporation ("Sub-S"), a wholly owned subsidiary of Trousdale. Pursuant to the Merger Agreement, Sub-S merged with and into the issuer, and the issuer continued as a wholly owned subsidiary of Trousdale (the "Merger"). At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock unit awards and LTIP units) was cancelled and converted into the right to receive $2.25 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on August 4, 2016.
F2: This amount includes 47,169 shares of common stock relating to unvested restricted stock unit awards that vested automatically upon the Merger. The Merger Agreement provided that each outstanding restricted stock unit award be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to (i) the per share merger consideration, multiplied by (ii) the number of shares of common stock subject to such restricted stock unit award.
VECTOR GROUP LTD
Report date October 05, 2024 · Filed October 07, 2024
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 849,500 |
Reported balance
After 2024-10-05 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-10-05 · Other · Disposed 2,014,202 · Balance 849,500 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F2: Reflects the correction of an immaterial error in the balance reported in the Reporting Person's Form 4 filed on May 28, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-10-07 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2024-10-07 · Disposition to issuer · Disposed 2,055,000 · Balance 0 F5: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F6: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy: Lorber Alpha II Limited Partnership | 0 |
Reported balance
After 2024-10-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-05 · Other · Disposed 2,629,035 · Balance 0 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. |
| Common Stock (underlying performance-based restricted stock)SEC Table I · non-derivative | Direct | 2,055,000 |
Reported balance
After 2024-10-07 transaction · row 3
1 source rowRow 3 · 2024-10-07 · Grant · Acquired 1,205,500 · Balance 2,055,000 F4: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.92 · Expires 2029-02-27 | Direct | 0 |
Reported balance
After 2024-10-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-10-07 · Disposition to issuer · Disposed 262,500 · Balance 0 F7: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.
F2: Reflects the correction of an immaterial error in the balance reported in the Reporting Person's Form 4 filed on May 28, 2024.
F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.
F4: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
F5: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").
F6: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
F7: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 14, 2018 21:02 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Disposition to issuerCommon Stock | 355,922 | $14.18 | $5,046,973.96 |
DisclosureSEC source: 0000899243-18-028968 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $14.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 09:15 UTC Amendment | VECTOR GROUP LTD VGR · Entity 12970 | SaleCommon Stock | 344,078 | $14.18 | $4,879,026.04 |
DisclosureSEC source: 0000899243-18-028976 · doc4a.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lorber Alpha II Limited Partnership Disclosed balance after: 2,503,846 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $14.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 09:15 UTC Amendment | VECTOR GROUP LTD VGR · Entity 12970 | SaleCommon Stock | 355,922 | $14.18 | $5,046,973.96 |
DisclosureSEC source: 0000899243-18-028976 · doc4a.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $14.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 07:58 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001209191-18-055202 · doc4.xml · derivative · entry 5 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2018-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on October 31, 2008 and vested in four equal annual installments beginning on October 31, 2009. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 07:58 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Tax withholdingCommon Stock | 179,546 | $2.64 | $474,001.44 |
DisclosureSEC source: 0001209191-18-055202 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843,341 F1 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 07:58 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 300,000 | $1.58 | $474,000.00 |
DisclosureSEC source: 0001209191-18-055202 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 192,119 | $19.03 | $3,656,024.57 |
DisclosureSEC source: 0000899243-18-019030 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,599 F2 · kind: Represents the average of the high ($19.19) and low ($18.87) stock prices of the Issuer's Common Stock on June 29, 2018, the last trading day before the date of vesting, which was a non-trading day (Sunday). F2 · price: Represents the average of the high ($19.19) and low ($18.87) stock prices of the Issuer's Common Stock on June 29, 2018, the last trading day before the date of vesting, which was a non-trading day (Sunday). Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 362,643 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019030 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,718 F1 · price: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 173,643 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 189,000 on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the fourth vesting of the 2014 Award and the third vesting of the 2015 Award. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:51 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034730 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,722,887 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Lorber is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document |
| May 18, 2018 Filed May 22, 2018 07:23 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001209191-18-032174 · doc4.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 22, 2018 07:23 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 20,000 | $1.88 | $37,600.00 |
DisclosureSEC source: 0001209191-18-032174 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,692,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 21:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $20.30 | $0.00 |
DisclosureSEC source: 0000899243-18-005735 · doc4.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-02-27 F1 · derivative.exercise_date: Subject to acceleration upon a "change of control" (as defined) or termination of employment due to death or disability. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 17:08 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-17-045991 · doc4.xml · derivative · entry 5 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2017-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were granted on July 26, 2007 and vested in four equal annual installments beginning on July 26, 2008. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 17:08 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Tax withholdingCommon Stock | 277,108 | $2.49 | $689,998.92 |
DisclosureSEC source: 0001209191-17-045991 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672,887 Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 17:08 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 300,000 | $2.30 | $690,000.00 |
DisclosureSEC source: 0001209191-17-045991 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,949,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:01 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 191,967 | $21.36 | $4,100,415.12 |
DisclosureSEC source: 0000899243-17-017880 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,073 F2 · kind: Represents the average of the high ($21.22) and low ($21.50) stock prices of the Issuer's Common Stock on June 30, 2017, the last trading day before the date of vesting, which was on a non-trading day (Saturday). F2 · price: Represents the average of the high ($21.22) and low ($21.50) stock prices of the Issuer's Common Stock on June 30, 2017, the last trading day before the date of vesting, which was on a non-trading day (Saturday). Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:01 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 345,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-017880 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,040 F1 · price: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 165,375 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 180,000 on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the third vesting of the 2014 Award and the second vesting of the 2015 Award. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 07:48 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-17-042070 · doc4.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 07:48 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 20,000 | $2.30 | $46,000.00 |
DisclosureSEC source: 0001209191-17-042070 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016630 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,665 Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:08 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035930 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629,995 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Lorber is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document |
| May 16, 2017 Filed May 16, 2017 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | SaleCommon Stock | 226,834 | $21.36 | $4,845,174.24 |
DisclosureSEC source: 0000899243-17-013435 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lorber Gamma Limited Partnership Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.36 to $21.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Lorber Gamma LLC, a Delaware limited liability company, is the general partner of Lorber Gamma Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of the Lorber Gamma LLC and has voting and dispositive power with respect to such shares. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $22.80 | $0.00 |
DisclosureSEC source: 0000899243-17-005139 · doc4.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-02-28 F1 · derivative.exercise_date: Subject to acceleration upon a "change of control" (as defined) or termination of employment due to death or disability. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | SaleCommon Stock | 300,000 | $22.85 | $6,855,000.00 |
DisclosureSEC source: 0000899243-17-000383 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,665 Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000006 · form408477002_01032017.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,696 F1 · shares: These shares were transferred as a gift to the Lorber Charitable Fund, a New York not-for-profit corporation, of which family members of Mr. Lorber serve as directors and executive officers. No purchase price was paid for the shares. Mr. Lorber disclaims beneficial ownership of these shares. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 14:32 UTC | Morgans Hotel Group Co. MHGC · Entity 180710 | Disposition to issuerCommon Stock | 64,464 | $2.25 | $145,044.00 |
DisclosureSEC source: 0000899243-16-034639 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On May 9, 2016, the issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with SBEEG Holdings, LLC, a Delaware limited liability company ("Trousdale"), and Trousdale Acquisition Sub Inc., a Delaware corporation ("Sub-S"), a wholly owned subsidiary of Trousdale. Pursuant to the Merger Agreement, Sub-S merged with and into the issuer, and the issuer continued as a wholly owned subsidiary of Trousdale (the "Merger"). At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock unit awards and LTIP units) was cancelled and converted into the right to receive $2.25 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on August 4, 2016. F2 · shares: This amount includes 47,169 shares of common stock relating to unvested restricted stock unit awards that vested automatically upon the Merger. The Merger Agreement provided that each outstanding restricted stock unit award be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to (i) the per share merger consideration, multiplied by (ii) the number of shares of common stock subject to such restricted stock unit award. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 20:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | OtherCommon Stock | 79,984 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033619 · doc4.xml · nonDerivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lorber Gamma Limited Partnership Disclosed balance after: 226,834 F5 · shares: Represents a transfer of shares from the Reporting Person to Lorber Gamma Limited Partnership. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on September 29, 2016. F6 · ownership.nature: Lorber Gamma LLC, a Delaware limited liability company, is the general partner of Lorber Gamma Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of the Lorber Gamma LLC and has voting and dispositive power with respect to such shares Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 20:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | OtherCommon Stock | 79,984 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033619 · doc4.xml · nonDerivative · entry 3 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,665 F5 · shares: Represents a transfer of shares from the Reporting Person to Lorber Gamma Limited Partnership. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on September 29, 2016. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 20:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 100,016 | $20.84 | $2,084,333.44 |
DisclosureSEC source: 0000899243-16-033619 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,649 F3 · kind: Represents a transfer of shares from the Reporting Person to the Issuer as payment of the Reporting Person's tax liability incident to the vesting of shares of restricted stock, which were awarded on November 10, 2015, and vested on November 15, 2016. F4 · price: Represents the average of the high $20.99 and low $20.69 stock prices of the Issuer's Common Stock on date of vesting. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on September 29, 2016. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 20:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033619 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,665 F1 · price: The Reporting Person received a restricted stock grant on November 10, 2015. The grant vests equally in seven equal installments on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022 based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount represents the second vesting. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on September 29, 2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 00:12 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | OtherCommon Stock | 4,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-16-005988 · form408477002_11022016.xml · nonDerivative · entry 3 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lorber Gamma LP Disclosed balance after: 20,320 F2 · kind: Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. F2 · price: Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. F3 · ownership.direct: Represents shares owned by the Lorber LP. Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 00:12 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | OtherCommon Stock | 4,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-16-005988 · form408477002_11022016.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,696 F2 · kind: Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. F2 · price: Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 00:12 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | Tax withholdingCommon Stock | 5,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-16-005988 · form408477002_11022016.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,138 F1 · kind: Transaction represents withholding of shares, at a value of $52.00 per share, to satisfy the tax withholding obligations following the vesting of 10,000 shares of restricted stock on November 1, 2016. F1 · price: Transaction represents withholding of shares, at a value of $52.00 per share, to satisfy the tax withholding obligations following the vesting of 10,000 shares of restricted stock on November 1, 2016. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 07:52 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001209191-16-147368 · doc4.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 07:52 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 20,000 | $1.39 | $27,800.00 |
DisclosureSEC source: 0001209191-16-147368 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.