person · Reporting owner

LORBER HOWARD M

Disclosed activity across 6 companies

Tapewire entity: 64549
SEC CIK: 0001053471

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Clipper Realty Inc.CLPR · Entity 1014	Director	February 24, 2026	February 26, 2026
NATHANS FAMOUS, INC.NATH · Entity 5644	Director · Executive Chairman · 10% owner	December 08, 2025	December 09, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clipper Realty Inc.

Report date February 24, 2026 · Filed February 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security	Direct	34,960	Reported balance After 2026-02-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-02-24 · Grant · Acquired 7,961 · Balance 34,960 F1: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. F2: The LTIP Units will vest 25% on each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

Filing footnotes · ownership attribution and instrument terms

F1: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock.

F2: The LTIP Units will vest 25% on each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

NATHANS FAMOUS, INC.

Report date December 08, 2025 · Filed December 09, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	719,521	Ending reported balance After 2025-12-08 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-12-08 · Exercise / conversion · Acquired 10,000 · Balance 724,626 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2025-12-08 · Tax withholding · Disposed 5,105 · Balance 719,521
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	20,000	Reported balance After 2025-12-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-12-08 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On December 8, 2022, the reporting person was granted 50,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.
Common StockSEC Table I · non-derivative	IndirectLorber Gamma LP	20,320	Reported balance Holding disclosure · report date 2025-12-08 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 20,320 F3: Represents shares owned by the Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
Common StockSEC Table I · non-derivative	IndirectLorber Alpha II LP	250,000	Reported balance Holding disclosure · report date 2025-12-08 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 250,000 F4: Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On December 8, 2022, the reporting person was granted 50,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.

F3: Represents shares owned by the Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.

F4: Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Douglas Elliman Inc.

Report date November 18, 2024 · Filed November 20, 2024

Section 16 reporting ended · disclosed 2024-11-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,358,499	Reported balance After 2024-11-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-11-18 · Sale · Disposed 1,081,414 · Balance 1,358,499 F1: The reporting person's sale of Douglas Elliman common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,000 shares, with the reporting person's purchases of: (1) 15,238 shares of Douglas Elliman common stock at a weighted average price of $1.09 per share on July 8, 2024; (2) 82,067 shares of Douglas Elliman common stock at a weighted average price of $1.15 per share on July 9, 2024; and (3) 2,605 shares of Douglas Elliman common stock at a weighted average price of $1.23 per share on July 10, 2024. The reporting person has paid to Douglas Elliman $51,426.58, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F2: Total amount reported reflects the cancellation of 2,965,625 unvested shares of Douglas Elliman common stock subject to vesting on October 21, 2024 in connection with the reporting person's cessation of employment with Douglas Elliman.
Common StockSEC Table I · non-derivative	IndirectBy: Lorber Alpha II Limited Partnership	1,380,241	Reported balance Holding disclosure · report date 2024-11-18 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,380,241 F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person's sale of Douglas Elliman common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,000 shares, with the reporting person's purchases of: (1) 15,238 shares of Douglas Elliman common stock at a weighted average price of $1.09 per share on July 8, 2024; (2) 82,067 shares of Douglas Elliman common stock at a weighted average price of $1.15 per share on July 9, 2024; and (3) 2,605 shares of Douglas Elliman common stock at a weighted average price of $1.23 per share on July 10, 2024. The reporting person has paid to Douglas Elliman $51,426.58, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

F2: Total amount reported reflects the cancellation of 2,965,625 unvested shares of Douglas Elliman common stock subject to vesting on October 21, 2024 in connection with the reporting person's cessation of employment with Douglas Elliman.

F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

LADENBURG THALMANN FINANCIAL SERVICES INC.

Report date February 14, 2020 · Filed February 14, 2020

Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2020-02-14 transaction · row 1 1 source row Row 1 · 2020-02-14 · Disposition to issuer · Disposed 3,085,385 · Balance 0 F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.
Common StockSEC Table I · non-derivative	IndirectLorber Alpha II Limited Partnership	Reported balance After 2020-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-02-14 · Disposition to issuer · Disposed 522,027 · Balance 0 F3: Disposed of in connection with the Merger. F4: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.
Common StockSEC Table I · non-derivative	IndirectBy Howard Lorber Rollover IRA	Reported balance After 2020-02-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-02-14 · Disposition to issuer · Disposed 67 · Balance 0 F3: Disposed of in connection with the Merger.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2020-09-24	Direct	Reported balance After 2020-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2021-03-02	Direct	Reported balance After 2020-02-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2021-11-10	Direct	Reported balance After 2020-02-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.80 · Expires 2022-01-30	Direct	Reported balance After 2020-02-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2022-09-28	Direct	Reported balance After 2020-02-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2023-01-28	Direct	Reported balance After 2020-02-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-02-14 · Disposition to issuer · Disposed 300,000 · Balance 0 F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.46 · Expires 2023-05-09	Direct	Reported balance After 2020-02-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2024-01-17	Direct	Reported balance After 2020-02-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-02-14 · Disposition to issuer · Disposed 400,000 · Balance 0 F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.01 · Expires 2024-06-25	Direct	Reported balance After 2020-02-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2025-01-20	Direct	Reported balance After 2020-02-14 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2025-05-18	Direct	Reported balance After 2020-02-14 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.65 · Expires 2026-01-14	Direct	Reported balance After 2020-02-14 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2026-05-18	Direct	Reported balance After 2020-02-14 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan.

F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.

F3: Disposed of in connection with the Merger.

F4: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

F5: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration.

F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

Morgans Hotel Group Co.

Report date November 30, 2016 · Filed December 01, 2016

Section 16 reporting ended · disclosed 2016-12-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-11-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2016-11-30 · Disposition to issuer · Disposed 64,464 · Balance 0 F1: On May 9, 2016, the issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with SBEEG Holdings, LLC, a Delaware limited liability company ("Trousdale"), and Trousdale Acquisition Sub Inc., a Delaware corporation ("Sub-S"), a wholly owned subsidiary of Trousdale. Pursuant to the Merger Agreement, Sub-S merged with and into the issuer, and the issuer continued as a wholly owned subsidiary of Trousdale (the "Merger"). At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock unit awards and LTIP units) was cancelled and converted into the right to receive $2.25 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on August 4, 2016. F2: This amount includes 47,169 shares of common stock relating to unvested restricted stock unit awards that vested automatically upon the Merger. The Merger Agreement provided that each outstanding restricted stock unit award be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to (i) the per share merger consideration, multiplied by (ii) the number of shares of common stock subject to such restricted stock unit award.

Filing footnotes · ownership attribution and instrument terms

F1: On May 9, 2016, the issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with SBEEG Holdings, LLC, a Delaware limited liability company ("Trousdale"), and Trousdale Acquisition Sub Inc., a Delaware corporation ("Sub-S"), a wholly owned subsidiary of Trousdale. Pursuant to the Merger Agreement, Sub-S merged with and into the issuer, and the issuer continued as a wholly owned subsidiary of Trousdale (the "Merger"). At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock unit awards and LTIP units) was cancelled and converted into the right to receive $2.25 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on August 4, 2016.

F2: This amount includes 47,169 shares of common stock relating to unvested restricted stock unit awards that vested automatically upon the Merger. The Merger Agreement provided that each outstanding restricted stock unit award be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to (i) the per share merger consideration, multiplied by (ii) the number of shares of common stock subject to such restricted stock unit award.

VECTOR GROUP LTD

Report date October 05, 2024 · Filed October 07, 2024

Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	849,500	Reported balance After 2024-10-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2024-10-05 · Other · Disposed 2,014,202 · Balance 849,500 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F2: Reflects the correction of an immaterial error in the balance reported in the Reporting Person's Form 4 filed on May 28, 2024.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-10-07 transaction · row 4 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 4 · 2024-10-07 · Disposition to issuer · Disposed 2,055,000 · Balance 0 F5: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F6: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
Common StockSEC Table I · non-derivative	IndirectBy: Lorber Alpha II Limited Partnership	0	Reported balance After 2024-10-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-05 · Other · Disposed 2,629,035 · Balance 0 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.
Common Stock (underlying performance-based restricted stock)SEC Table I · non-derivative	Direct	2,055,000	Reported balance After 2024-10-07 transaction · row 3 1 source row Row 3 · 2024-10-07 · Grant · Acquired 1,205,500 · Balance 2,055,000 F4: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.92 · Expires 2029-02-27	Direct	0	Reported balance After 2024-10-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2024-10-07 · Disposition to issuer · Disposed 262,500 · Balance 0 F7: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.

F2: Reflects the correction of an immaterial error in the balance reported in the Reporting Person's Form 4 filed on May 28, 2024.

F3: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

F4: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

F5: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").

F6: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

F7: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 29, 2021 Filed Jan 3, 2022 21:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	OtherCommon Stock	1,471,925	$0.00	$0.00	Disclosure SEC source: 0000899243-22-000230 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471,925 F1 · shares: Represents 1,471,925 shares of Issuer Common Stock acquired by the Reporting Person in a pro rata distribution by Vector Group Ltd. ("Vector") to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards), which occurred on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"), comprised of (x) 642,386 shares of Common Stock acquired in respect of shares of Vector common stock held outright and (y) 829,539 shares of Common Stock acquired in respect of Vector common stock underlying outstanding stock option awards and restricted stock awards. F2 · shares: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the portion of the Distribution made in respect of Vector common stock underlying stock option awards and restricted stock awards were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 758,733 shares, which shares were not issued in connection with the Distribution. Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	194,706	$14.22	$2,768,232.56	Disclosure SEC source: 0000899243-21-027409 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722,272 F2 · kind: Represents the average of the low ($14.095) and high ($14.34) stock prices of the Issuer's Common Stock on July 1, 2021, the date of vesting. F2 · price: Represents the average of the low ($14.095) and high ($14.34) stock prices of the Issuer's Common Stock on July 1, 2021, the date of vesting. Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	399,815	$0.00	$0.00	Disclosure SEC source: 0000899243-21-027409 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916,978 F1 · shares: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 191,442 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 208,373 shares on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the seventh vesting of the 2014 Award and the sixth vesting of the 2015 Award. F1 · price: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 191,442 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 208,373 shares on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the seventh vesting of the 2014 Award and the sixth vesting of the 2015 Award. Read SEC document
May 27, 2021 Filed May 28, 2021 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	26,781	$14.48	$387,855.83	Disclosure SEC source: 0000899243-21-021205 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,163 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 62,500 shares of restricted stock, which were awarded to reporting person on May 27, 2020. The shares were transferred at $14.4825 per share, which represented the average of the low ($14.235) and high ($14.73) stock prices of the Issuer's Common Stock on May 27, 2021, the date of vesting. Read SEC document
March 16, 2021 Filed Mar 16, 2021 17:30 UTC	Clipper Realty Inc. CLPR · Entity 1014	GrantLong Term Incentive Plan Units · Derivative	3,000	$0.00	$0.00	Disclosure SEC source: 0001437749-21-006213 · rdgdoc.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. Read SEC document
February 24, 2021 Filed Feb 26, 2021 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	250,000	$0.00	$0.00	Disclosure SEC source: 0000899243-21-008495 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543,944 F1 · price: On February 24, 2021, the Issuer awarded the Reporting Person a restricted stock grant of 250,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:05 UTC	Clipper Realty Inc. CLPR · Entity 1014	PurchaseCommon Stock	5,369	$6.29	$33,789.80	Disclosure SEC source: 0001437749-20-025875 · rdgdoc.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,369 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $6.26 and $6.30 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer. Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:45 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionEmployee Stock Options (right to buy) · Derivative	620,527	$0.00 Strike: $11.14	$0.00	Disclosure SEC source: 0000899243-20-033676 · doc4.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 620,527 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:45 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	589,256	$12.49	$7,359,807.44	Disclosure SEC source: 0000899243-20-033676 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,944 F1 · price: Represents the average of the low ($12.35) and high ($12.62) stock prices of the Issuer's Common Stock on December 11, 2020, the date of exercise. Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:45 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionCommon Stock	620,527	$11.14	$6,912,670.78	Disclosure SEC source: 0000899243-20-033676 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	211,119	$10.06	$2,123,857.14	Disclosure SEC source: 0000899243-20-018343 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,673 F2 · kind: Represents the average of the low ($9.87) and high ($10.25) stock prices of the Issuer's Common Stock on July 1, 2020, the date of vesting. F2 · price: Represents the average of the low ($9.87) and high ($10.25) stock prices of the Issuer's Common Stock on July 1, 2020, the date of vesting. Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	399,817	$0.00	$0.00	Disclosure SEC source: 0000899243-20-018343 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,473,792 F1 · shares: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 191,442 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 208,375 shares on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the sixth vesting of the 2014 Award and the fifth vesting of the 2015 Award. F1 · price: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 191,442 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 208,375 shares on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the sixth vesting of the 2014 Award and the fifth vesting of the 2015 Award. Read SEC document
May 27, 2020 Filed May 29, 2020 21:01 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	250,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-014637 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,975 F1 · shares: On May 27, 2020, the Issuer awarded the Reporting Person a restricted stock grant of 250,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the Reporting Person is then still an employee of the issuer, subject to earlier vesting upon his death or disability, termination of the employee without good reason and change-of-control. Read SEC document
April 14, 2020 Filed Apr 14, 2020 17:04 UTC	Clipper Realty Inc. CLPR · Entity 1014	GrantLong Term Incentive Plan Units · Derivative	2,812	$0.00	$0.00	Disclosure SEC source: 0001437749-20-007705 · rdgdoc.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 Underlying: Common Stock · 2,812 shares Expires not disclosed F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of April 30, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of April 30, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of April 30, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of April 30, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	50,000	$1.10 Strike: $2.40	$55,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 16 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-05-18 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	200,000	$0.85 Strike: $2.65	$170,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 15 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-01-14 F11 · price: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. F11 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	50,000	$0.12 Strike: $3.38	$6,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 14 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-05-18 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	200,000	$0.00 Strike: $4.25	$0.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 13 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2025-01-20 F10 · price: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration. F10 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	50,000	$0.49 Strike: $3.01	$24,500.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 12 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2024-06-25 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	400,000	$0.25 Strike: $3.25	$100,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 11 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2024-01-17 F9 · price: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. F9 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	50,000	$2.04 Strike: $1.46	$102,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 10 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-05-09 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	300,000	$2.10 Strike: $1.40	$630,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 9 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-01-28 F8 · price: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. F8 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	50,000	$2.18 Strike: $1.32	$109,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 8 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-09-28 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	600,000	$0.70 Strike: $2.80	$420,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 7 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2022-01-30 F7 · price: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. F7 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	20,000	$1.71 Strike: $1.79	$34,200.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 6 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-11-10 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	600,000	$2.22 Strike: $1.28	$1,332,000.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 5 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2021-03-02 F6 · price: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. F6 · derivative.exercise_date: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerStock Option (Right to Buy) · Derivative	20,000	$2.39 Strike: $1.11	$47,800.00	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-09-24 F5 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerCommon Stock	67	$3.50	$234.50	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · nonDerivative · entry 3 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Howard Lorber Rollover IRA Disclosed balance after: 0 F3 · price: Disposed of in connection with the Merger. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerCommon Stock	522,027	$3.50	$1,827,094.50	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lorber Alpha II Limited Partnership Disclosed balance after: 0 F3 · price: Disposed of in connection with the Merger. F4 · ownership.nature: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:16 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Disposition to issuerCommon Stock	3,085,385	$3.50	$10,798,847.50	Disclosure SEC source: 0001493152-20-002465 · ownership.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2 · price: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. Read SEC document
December 16, 2019 Filed Dec 16, 2019 16:02 UTC	Clipper Realty Inc. CLPR · Entity 1014	PurchaseCommon Stock	13,456	$10.00	$134,558.65	Disclosure SEC source: 0001437749-19-024475 · rdgdoc.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.99 and $10.00 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer. Read SEC document
December 11, 2019 Filed Dec 13, 2019 16:12 UTC	Clipper Realty Inc. CLPR · Entity 1014	PurchaseCommon Stock	6,544	$9.30	$60,853.96	Disclosure SEC source: 0001437749-19-024420 · rdgdoc.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,544 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.28 and $9.30 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer. Read SEC document
December 05, 2019 Filed Dec 6, 2019 22:25 UTC	NATHANS FAMOUS, INC. NATH · Entity 5644	GiftCommon Stock	2,500	$0.00	$0.00	Disclosure SEC source: 0001213900-19-025560 · ownership.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,836 Read SEC document
December 05, 2019 Filed Dec 6, 2019 22:25 UTC	NATHANS FAMOUS, INC. NATH · Entity 5644	GiftCommon Stock	2,500	$0.00	$0.00	Disclosure SEC source: 0001213900-19-025560 · ownership.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,336 Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:17 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionEmployee Stock Options (right to buy) · Derivative	1,303,113	$0.00 Strike: $8.67	$0.00	Disclosure SEC source: 0000899243-19-027710 · doc4.xml · derivative · entry 4 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,303,113 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:17 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	1,107,459	$12.46	$13,798,939.14	Disclosure SEC source: 0000899243-19-027710 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,975 F1 · balance_after: All shares have been adjusted to reflect the 5% stock dividend, which was paid by the Issuer on September 27, 2019. Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:17 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionCommon Stock	1,303,113	$8.67	$11,297,989.71	Disclosure SEC source: 0000899243-19-027710 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: All shares have been adjusted to reflect the 5% stock dividend, which was paid by the Issuer on September 27, 2019. Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:02 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	200,929	$9.73	$1,955,039.17	Disclosure SEC source: 0000899243-19-018987 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,403 F2 · kind: Represents the average of the low ($9.55) and high ($9.90) stock prices of the Issuer's Common Stock on July 1, 2019, the date of vesting. F2 · price: Represents the average of the low ($9.55) and high ($9.90) stock prices of the Issuer's Common Stock on July 1, 2019, the date of vesting. Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:02 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	380,777	$0.00	$0.00	Disclosure SEC source: 0000899243-19-018987 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,332 F1 · price: The Reporting Person received restricted stock grants on July 23, 2014 (the "2014 Award") and November 10, 2015 (the "2015 Award"). The grants vest equally in seven equal installments with the 2014 Award vesting in installments of 182,326 shares on August 15, 2015, July 1, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020 and July 1, 2021 and the 2015 Award vesting in installments of 198,451 shares on November 15, 2016, July 1, 2017, July 1, 2018, July 1, 2019, July 1, 2020, July 1, 2021 and July 1, 2022, in each case, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. This amount includes the fifth vesting of the 2014 Award and the fourth vesting of the 2015 Award. Read SEC document
June 13, 2019 Filed Jun 14, 2019 17:41 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	GrantCommon Stock	30,000	$0.00	$0.00	Disclosure SEC source: 0001209191-19-037243 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,085,385 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Lorber is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document
May 17, 2019 Filed May 17, 2019 19:12 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Exercise / conversionStock Option (Right to Buy) · Derivative	600,000	$0.00 Strike: $0.90	$0.00	Disclosure SEC source: 0001209191-19-031131 · doc4.xml · derivative · entry 7 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2020-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on January 14, 2010 and vested in four equal annual installments beginning on January 14, 2011. Read SEC document
May 17, 2019 Filed May 17, 2019 19:12 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Exercise / conversionStock Option (Right to Buy) · Derivative	20,000	$0.00 Strike: $0.73	$0.00	Disclosure SEC source: 0001209191-19-031131 · doc4.xml · derivative · entry 6 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2019 Filed May 17, 2019 19:12 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Tax withholdingCommon Stock	407,956	$3.39	$1,382,970.84	Disclosure SEC source: 0001209191-19-031131 · doc4.xml · nonDerivative · entry 3 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,055,385 F1 · kind: Represents shares withheld to cover the exercise price of the options exercised and tax withholding obligations. Read SEC document
May 17, 2019 Filed May 17, 2019 19:12 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Exercise / conversionCommon Stock	600,000	$0.90	$540,000.00	Disclosure SEC source: 0001209191-19-031131 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,463,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2019 Filed May 17, 2019 19:12 UTC	LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198	Exercise / conversionCommon Stock	20,000	$0.73	$14,600.00	Disclosure SEC source: 0001209191-19-031131 · doc4.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,863,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 03, 2019 Filed Apr 3, 2019 21:00 UTC	Clipper Realty Inc. CLPR · Entity 1014	GrantLong Term Incentive Plan Units · Derivative	1,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-009910 · doc4.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates. Read SEC document
February 27, 2019 Filed Feb 27, 2019 21:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantEmployee Stock Option (right to buy) · Derivative	250,000	$0.00 Strike: $11.46	$0.00	Disclosure SEC source: 0000899243-19-005105 · doc4.xml · derivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2029-02-27 F1 · derivative.exercise_date: Subject to acceleration upon a "change of control" (as defined) or termination of employment due to death or disability. Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:09 UTC	NATHANS FAMOUS, INC. NATH · Entity 5644	GiftCommon Stock	2,860	$0.00	$0.00	Disclosure SEC source: 0000921895-18-003195 · form408477002_12042018.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,836 Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:09 UTC	NATHANS FAMOUS, INC. NATH · Entity 5644	GiftCommon Stock	5,000	$0.00	$0.00	Disclosure SEC source: 0000921895-18-003195 · form408477002_12042018.xml · nonDerivative · entry 1 LORBER HOWARD M · CIK 0001053471 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,696 Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:02 UTC	VECTOR GROUP LTD VGR · Entity 12970	Disposition to issuerCommon Stock	344,078	$14.18	$4,879,026.04	Disclosure SEC source: 0000899243-18-028968 · doc4.xml · nonDerivative · entry 2 LORBER HOWARD M · CIK 0001053471 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lorber Alpha II Limited Partnership Disclosed balance after: 2,503,846 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $14.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The reporting person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.