Roch Michael J.

SEC source: 0000048287-26-000077 · wk-form4_1772206276.xml · nonDerivative · entry 2

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,768

F2 · shares: These shares were withheld by Issuer to cover taxes upon vesting of Performance Stock Units that vested on February 25, 2026. No shares were sold.

SEC source: 0000048287-26-000077 · wk-form4_1772206276.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,429

F1 · shares: Reflects shares of Common Stock of Issuer with respect to Performance Stock Units granted under Issuer's 2017 Stock-Based Compensation Plan on February 15, 2023.

SEC source: 0001895368-26-000004 · wk-form4_1771618199.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,037

F1 · shares: Reflects shares of Common Stock of Issuer underlying Restricted Stock Units granted under the Issuer's 2017 Stock-Based Compensation Plan convertible to such Common Stock subject to vesting in three equal annual installments commencing on the first anniversary of the grant date, subject to the reporting person's continued service on each applicable vesting date.

SEC source: 0000048287-26-000028 · wk-form4_1771446751.xml · nonDerivative · entry 2

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

F2 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on February 15, 2026. No shares were sold.

F3 · balance_after: The total in column 5 includes dividends of 206 shares that accrued on the reporting person's unvested restricted stock units.

SEC source: 0000048287-26-000028 · wk-form4_1771446751.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,546

F1 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on February 14, 2026. No shares were sold.

SEC source: 0001895368-26-000002 · wk-form4_1771348682.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,825

F1 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on February 12, 2026. No shares were sold.

SEC source: 0000048287-25-000116 · wk-form4_1751488028.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,081

F1 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on June 30, 2025. No shares were sold.

F2 · balance_after: The total in column 5 includes dividends of 528 shares that accrued on the reporting person's unvested restricted stock units.

SEC source: 0000048287-25-000059 · wk-form4_1740004481.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,763

F1 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on February 14, 2025. No shares were sold.

SEC source: 0000048287-25-000034 · wk-form4_1739562068.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,043

F1 · shares: Reflects shares of Common Stock of Issuer underlying Restricted Stock Units granted under the Issuer's 2017 Stock-Based Compensation Plan convertible to such Common Stock subject to vesting in three equal annual installments commencing on the first anniversary of the grant date, subject to the reporting person's continued service on each applicable vesting date.

SEC source: 0000048287-24-000200 · wk-form4_1734097495.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,769

F1 · kind: Represents a gift of 2,000 shares to a donor-advised charitable trust.

SEC source: 0000048287-24-000143 · wk-form4_1719949923.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,769

F1 · shares: These shares were withheld by Issuer to cover taxes upon vesting of restricted stock units that vested on June 30, 2024. No shares were sold.

F2 · balance_after: The total in column 5 includes dividends of 279 shares that accrued on the reporting person's unvested restricted stock units.

SEC source: 0000048287-24-000041 · wk-form4_1708104874.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · CCO, WP & Health, Kimball Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,336

F1 · shares: Reflects shares of Common Stock of Issuer underlying Restricted Stock Units granted under the Issuer's 2017 Stock-Based Compensation Plan convertible to such Common Stock subject to 3-year ratable vesting.

SEC source: 0000055772-23-000124 · wk-form4_1685642801.xml · derivative · entry 4

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS B COMMON STOCK · 7,946 shares

Expires not disclosed

F5 · derivative.exercise_price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award subject to performance-based vesting, (i) if such vesting was based on relative total shareholder return, the award vested at a pro rata portion of the target amount based on the portion of the performance cycle then completed, and (ii) if such vesting was based on earnings per share, the award vested at the target amount, and, in each such case of performance-based vesting restricted stock units, the full award was automatically be cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to the vested portion of such cancelled award, an amount of cash (without any interest thereon and subject to applicable withholding taxes), equal to the sum of (i) the Cash Consideration, plus (ii) the Parent Share Price multiplied by the Exchange Ratio.

F5 · price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award subject to performance-based vesting, (i) if such vesting was based on relative total shareholder return, the award vested at a pro rata portion of the target amount based on the portion of the performance cycle then completed, and (ii) if such vesting was based on earnings per share, the award vested at the target amount, and, in each such case of performance-based vesting restricted stock units, the full award was automatically be cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to the vested portion of such cancelled award, an amount of cash (without any interest thereon and subject to applicable withholding taxes), equal to the sum of (i) the Cash Consideration, plus (ii) the Parent Share Price multiplied by the Exchange Ratio.

F5 · derivative.exercise_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award subject to performance-based vesting, (i) if such vesting was based on relative total shareholder return, the award vested at a pro rata portion of the target amount based on the portion of the performance cycle then completed, and (ii) if such vesting was based on earnings per share, the award vested at the target amount, and, in each such case of performance-based vesting restricted stock units, the full award was automatically be cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to the vested portion of such cancelled award, an amount of cash (without any interest thereon and subject to applicable withholding taxes), equal to the sum of (i) the Cash Consideration, plus (ii) the Parent Share Price multiplied by the Exchange Ratio.

F5 · derivative.expiration_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award subject to performance-based vesting, (i) if such vesting was based on relative total shareholder return, the award vested at a pro rata portion of the target amount based on the portion of the performance cycle then completed, and (ii) if such vesting was based on earnings per share, the award vested at the target amount, and, in each such case of performance-based vesting restricted stock units, the full award was automatically be cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to the vested portion of such cancelled award, an amount of cash (without any interest thereon and subject to applicable withholding taxes), equal to the sum of (i) the Cash Consideration, plus (ii) the Parent Share Price multiplied by the Exchange Ratio.

SEC source: 0000055772-23-000124 · wk-form4_1685642801.xml · derivative · entry 3

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS B COMMON STOCK · 27,755 shares

Expires not disclosed

F4 · derivative.exercise_price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that is not subject to performance vesting conditions was assumed by HNI and thereafter constitutes a restricted stock unit award with respect to a number of shares of HNI common stock, determined by multiplying (i) each share of Kimball common stock subject to such Kimball restricted stock unit award by (ii) the sum of (A) the Exchange Ratio and (B) the quotient of the sum of the Cash Consideration plus the dividend equivalents accrued thereon, divided by $26.59, the volume weighted average price per share of HNI common stock on the New York Stock Exchange for the ten consecutive trading days ending the two trading days prior to the closing of the Merger as reported by Bloomberg, L.P. (such price, the ?Parent Share Price?).

F4 · price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that is not subject to performance vesting conditions was assumed by HNI and thereafter constitutes a restricted stock unit award with respect to a number of shares of HNI common stock, determined by multiplying (i) each share of Kimball common stock subject to such Kimball restricted stock unit award by (ii) the sum of (A) the Exchange Ratio and (B) the quotient of the sum of the Cash Consideration plus the dividend equivalents accrued thereon, divided by $26.59, the volume weighted average price per share of HNI common stock on the New York Stock Exchange for the ten consecutive trading days ending the two trading days prior to the closing of the Merger as reported by Bloomberg, L.P. (such price, the ?Parent Share Price?).

F4 · derivative.exercise_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that is not subject to performance vesting conditions was assumed by HNI and thereafter constitutes a restricted stock unit award with respect to a number of shares of HNI common stock, determined by multiplying (i) each share of Kimball common stock subject to such Kimball restricted stock unit award by (ii) the sum of (A) the Exchange Ratio and (B) the quotient of the sum of the Cash Consideration plus the dividend equivalents accrued thereon, divided by $26.59, the volume weighted average price per share of HNI common stock on the New York Stock Exchange for the ten consecutive trading days ending the two trading days prior to the closing of the Merger as reported by Bloomberg, L.P. (such price, the ?Parent Share Price?).

F4 · derivative.expiration_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that is not subject to performance vesting conditions was assumed by HNI and thereafter constitutes a restricted stock unit award with respect to a number of shares of HNI common stock, determined by multiplying (i) each share of Kimball common stock subject to such Kimball restricted stock unit award by (ii) the sum of (A) the Exchange Ratio and (B) the quotient of the sum of the Cash Consideration plus the dividend equivalents accrued thereon, divided by $26.59, the volume weighted average price per share of HNI common stock on the New York Stock Exchange for the ten consecutive trading days ending the two trading days prior to the closing of the Merger as reported by Bloomberg, L.P. (such price, the ?Parent Share Price?).

SEC source: 0000055772-23-000124 · wk-form4_1685642801.xml · derivative · entry 2

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS B COMMON STOCK · 13,686 shares

Expires not disclosed

F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that was not subject to performance vesting conditions and that was scheduled to vest on June 30, 2023, at the effective time of the Merger, vested and was cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to such vesting tranche, an amount of cash (without any interest thereon and subject to applicable withholding taxes) equal to the sum of (x) the Cash Consideration plus the dividend equivalents that have accrued thereon, and (y) the Parent Share Price multiplied by the Exchange Ratio.

F3 · price: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that was not subject to performance vesting conditions and that was scheduled to vest on June 30, 2023, at the effective time of the Merger, vested and was cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to such vesting tranche, an amount of cash (without any interest thereon and subject to applicable withholding taxes) equal to the sum of (x) the Cash Consideration plus the dividend equivalents that have accrued thereon, and (y) the Parent Share Price multiplied by the Exchange Ratio.

F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that was not subject to performance vesting conditions and that was scheduled to vest on June 30, 2023, at the effective time of the Merger, vested and was cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to such vesting tranche, an amount of cash (without any interest thereon and subject to applicable withholding taxes) equal to the sum of (x) the Cash Consideration plus the dividend equivalents that have accrued thereon, and (y) the Parent Share Price multiplied by the Exchange Ratio.

F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding Kimball restricted stock unit award that was not subject to performance vesting conditions and that was scheduled to vest on June 30, 2023, at the effective time of the Merger, vested and was cancelled and converted into the right to receive from HNI (shortly following the effective time of the Merger), in respect of each share of Kimball common stock subject to such vesting tranche, an amount of cash (without any interest thereon and subject to applicable withholding taxes) equal to the sum of (x) the Cash Consideration plus the dividend equivalents that have accrued thereon, and (y) the Parent Share Price multiplied by the Exchange Ratio.

SEC source: 0000055772-23-000124 · wk-form4_1685642801.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On June 1, 2023, pursuant to the Agreement and Plan of Merger, dated as of March 7, 2023 (the "Merger Agreement"), by and among Kimball International, Inc. ("Kimball"), HNI Corporation ("HNI") and Ozark Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Kimball (the "Merger"), with Kimball surviving the Merger as a wholly-owned subsidiary of HNI.

F2 · price: Pursuant to the Merger Agreement, each share of Kimball common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive (A) $9.00 in cash, without interest (the "Cash Consideration"), and (B) 0.1301 (the "Exchange Ratio") of a share of HNI common stock, par value $1.00. On May 31, 2023 (the last full trading day prior to the Merger), the closing price of one share of HNI common stock was $25.50.

SEC source: 0000055772-22-000093 · wf-form4_165729063877585.xml · derivative · entry 1

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,120

Underlying: CLASS B COMMON STOCK · 15,120 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.

F4 · price: Not applicable.

F2 · derivative.exercise_date: Represents Restricted Stock Units granted on 7/6/2022 and vest on 6/30/25.

F3 · derivative.expiration_date: Expiration of Restricted Stock Units is dependent upon the terms of the employment agreement if the reporting person ceases employment for any reason other than death, retirement or total permanentdisability.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · derivative · entry 12

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,210

Underlying: CLASS B COMMON STOCK · 4,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.

F4 · derivative.expiration_date: Expiration of Restricted Stock Units is dependent upon the terms of the employment agreement if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.

F6 · balance_after: Represents Restricted Stock Units which vest on 6/30/23 (7,105 shares) and 6/30/24 (7,105 shares).

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · derivative · entry 11

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,581

Underlying: CLASS B COMMON STOCK · 983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.

F4 · derivative.expiration_date: Expiration of Restricted Stock Units is dependent upon the terms of the employment agreement if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.

F5 · balance_after: Represents Restricted Stock Units which vest on 6/30/23 (6,581 shares).

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · derivative · entry 10

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS B COMMON STOCK · 3,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.

F4 · derivative.expiration_date: Expiration of Restricted Stock Units is dependent upon the terms of the employment agreement if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 9

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,636

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of the restricted stock units.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 8

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,967

F1 · shares: Represents shares of Class B Common Stock acquired pursuant to the Restricted Stock Unit Award Agreement between the reporting person and Kimball International Inc. (the "Company"), determined by dividing the accumulated phantom cash dividends credited to the restricted stock units by the closing sales price of one share of Class B Common Stock on the vest date.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 7

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 6

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,062

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of the restricted stock units.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 5

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,354

F1 · shares: Represents shares of Class B Common Stock acquired pursuant to the Restricted Stock Unit Award Agreement between the reporting person and Kimball International Inc. (the "Company"), determined by dividing the accumulated phantom cash dividends credited to the restricted stock units by the closing sales price of one share of Class B Common Stock on the vest date.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 4

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 3

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,279

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of the restricted stock units.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 2

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,389

F1 · shares: Represents shares of Class B Common Stock acquired pursuant to the Restricted Stock Unit Award Agreement between the reporting person and Kimball International Inc. (the "Company"), determined by dividing the accumulated phantom cash dividends credited to the restricted stock units by the closing sales price of one share of Class B Common Stock on the vest date.

SEC source: 0000055772-22-000063 · wf-form4_165706616301643.xml · nonDerivative · entry 1

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000055772-21-000166 · wf-form4_163770930399829.xml · derivative · entry 2

Roch Michael J. · CIK 0001895368 · EVP, CCO, Workplace and Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

Underlying: CLASS B COMMON STOCK · 18,949 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.

F4 · price: N/A

F2 · derivative.exercise_date: Represents Restricted Stock Units granted on 11/19/21 and vest on 6/30/22 (4,739 shares), 6/30/23 (7,105 shares) and 6/30/24 (7,105 shares).

F3 · derivative.expiration_date: Expiration of Restricted Stock Units is dependent upon the terms of the employment agreement if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.