So Austin

SEC source: 0000007431-26-000020 · form4.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · price: Price of Derivative Security is $0.

F3 · derivative.exercise_date: On March 1, 2023, the Reporting Person was granted 2,595 Restricted Stock Units, which vest on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

F3 · derivative.expiration_date: On March 1, 2023, the Reporting Person was granted 2,595 Restricted Stock Units, which vest on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

SEC source: 0000007431-26-000020 · form4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,968

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations incurred upon the vesting of certain restricted stock units granted to the Reporting Person under the 2022 Equity and Cash Incentive Plan.

SEC source: 0000007431-26-000020 · form4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0001127602-25-011915 · form4.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The performance restricted stock units were granted on February 23, 2022, under the 2016 Long-Term Incentive Plan of the Issuer. The performance period for the performance restricted stock units was January 1, 2022 to December 31, 2024, with vesting subject to achievement and certification of pre-established performance conditions. Achievement of the performance conditions was certified by the Management Development and Compensation Committee of the Board of Directors of the Issuer on April 8, 2025.

F5 · derivative.expiration_date: Not Applicable.

SEC source: 0001127602-25-011915 · form4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,534

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the vesting of performance restricted stock units granted to the Reporting Person under the Issuer's 2016 Long-Term Incentive Plan.

SEC source: 0001127602-25-011915 · form4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP, GC, Gov't. Rel., & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the conversion of previously granted performance restricted stock units into shares of Issuer's common stock in connection with the vesting of the units based on underlying performance metrics.

SEC source: 0001127602-25-007305 · form4.xml · derivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 1,672 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units were granted to the Reporting Person on February 26, 2025 and will vest in full on February 26, 2028 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units were granted to the Reporting Person on February 26, 2025 and will vest in full on February 26, 2028 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

SEC source: 0001127602-25-002740 · form4.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · price: Price of Derivative Security is $0.

F2 · derivative.exercise_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

F2 · derivative.expiration_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

SEC source: 0001127602-25-002740 · form4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,502

SEC source: 0001127602-25-002740 · form4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0001127602-24-006351 · form4.xml · derivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762

Underlying: Common Stock · 1,762 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units were granted to the Reporting Person on February 21, 2024 and will vest in full on February 21, 2027 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units were granted to the Reporting Person on February 21, 2024 and will vest in full on February 21, 2027 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

SEC source: 0001127602-24-003143 · form4.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269

Underlying: Common Stock · 1,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · price: Price of Derivative Security is $0.

F2 · derivative.exercise_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

F2 · derivative.expiration_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

SEC source: 0001127602-24-003143 · form4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,434

SEC source: 0001127602-24-003143 · form4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0001127602-25-002731 · form4a.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269

Underlying: Common Stock · 1,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · price: Price of Derivative Security is $0.

F3 · derivative.exercise_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

F3 · derivative.expiration_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

SEC source: 0001127602-25-002731 · form4a.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643

F2 · balance_after: This amendment on Form 4/A is filed solely for the purpose of correcting Column 5 of Table I.

SEC source: 0001127602-25-002731 · form4a.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · balance_after: This amendment on Form 4/A is filed solely for the purpose of correcting Column 5 of Table I.

SEC source: 0001127602-23-008737 · form4.xml · derivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Underlying: Common Stock · 2,595 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2022 Equity and Cash Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units were granted to the Reporting Person on March 1, 2023 and will vest in full on March 1, 2026 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units were granted to the Reporting Person on March 1, 2023 and will vest in full on March 1, 2026 (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2022 Equity and Cash Incentive Plan).

SEC source: 0001127602-23-003319 · form4.xml · derivative · entry 3

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537

Underlying: Common Stock · 1,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · price: Price of Derivative Security is $0.

F2 · derivative.exercise_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

F2 · derivative.expiration_date: On February 1, 2022, the Reporting Person was granted 3,805 restricted stock units, which vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

SEC source: 0001127602-23-003319 · form4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

SEC source: 0001127602-23-003319 · form4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0000899243-22-005145 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-22-003218 · form4.xml · derivative · entry 1

So Austin · CIK 0001677343 · SVP Gen Cnsl, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805

Underlying: Common Stock · 3,805 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2016 Long-Term Incentive Plan.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2016 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units were granted to the Reporting Person on February 1, 2022 and will vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant, and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units were granted to the Reporting Person on February 1, 2022 and will vest as follows: (1) 1,268 on the first anniversary of the grant, (2) 1,268 on the second anniversary of the grant, and (3) 1,269 on the third anniversary of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided for under the Issuer's 2016 Long-Term Incentive Plan).

SEC source: 0000899243-20-032903 · doc4.xml · derivative · entry 2

So Austin · CIK 0001677343 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,500

Underlying: Common Stock · 56,500 shares

Expires 2030-12-03

F2 · derivative.exercise_date: On December 3, 2020, the reporting person was granted 56,500 options to purchase common stock of StoneMor Inc. under the StoneMor Amended and Restated 2019 Long-Term Incentive Plan, as amended, which vest in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant.

SEC source: 0000899243-20-032903 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,767

F1 · shares: On December 3, 2020, the reporting person was granted 56,500 restricted shares of common stock of StoneMor Inc. under the StoneMor Amended and Restated 2019 Long-Term Incentive Plan, as amended, which vest in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant.

SEC source: 0000899243-20-000083 · doc4.xml · derivative · entry 2

So Austin · CIK 0001677343 · SVP, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 450,000 shares

Expires 2029-12-18

F2 · kind: Pursuant to Rule 12g-3(e), StoneMor Inc. is the successor issuer to the Partnership for purposes of Section 16.

F3 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

SEC source: 0000899243-20-000083 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. (the "Partnership"), StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each common unit of the Partnership held by the reporting person converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Common Shares").

F2 · kind: Pursuant to Rule 12g-3(e), StoneMor Inc. is the successor issuer to the Partnership for purposes of Section 16.

F1 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. (the "Partnership"), StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each common unit of the Partnership held by the reporting person converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Common Shares").

SEC source: 0000899243-20-000119 · doc4.xml · derivative · entry 2

So Austin · CIK 0001677343 · SVP, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2029-12-18

F2 · kind: Pursuant to Rule 12g-3(e), StoneMor Inc. is the successor issuer to the Partnership for purposes of Section 16.

F3 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each option to purchase common units of the Partnership originally granted to the reporting person was assumed by StoneMor Inc. and converted into an option to purchase StoneMor Inc. Common Shares ("StoneMor Inc. Stock Option") equal to the number of common units that were subject to such option to purchase common units prior to the Effective Time. The StoneMor Inc. Stock Option is subject to the same terms and conditions as were applicable to such option to purchase common units immediately before the Effective Time.

SEC source: 0000899243-20-000119 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · SVP, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,267

F1 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. (the "Partnership"), StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each common unit of the Partnership held by the reporting person converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Common Shares").

F2 · kind: Pursuant to Rule 12g-3(e), StoneMor Inc. is the successor issuer to the Partnership for purposes of Section 16.

F1 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. (the "Partnership"), StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each common unit of the Partnership held by the reporting person converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Common Shares").

SEC source: 0000899243-19-029790 · doc4.xml · derivative · entry 1

So Austin · CIK 0001677343 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Units · 450,000 shares

Expires 2029-12-18

F1 · derivative.exercise_date: On December 18, 2019, the reporting person was granted 450,000 options to purchase common limited partnership units of StoneMor Partners L.P. under the StoneMor Amended and Restated 2019 Long-Term Incentive Plan, which vest in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant.

SEC source: 0000899243-19-021321 · doc4.xml · nonDerivative · entry 3

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,267

SEC source: 0000899243-19-021321 · doc4.xml · derivative · entry 4

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_price: On July 5, 2019, 455 common units vested pursuant to the 2016 Award Agreement.

F1 · derivative.exercise_date: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_date: On July 5, 2019, 455 common units vested pursuant to the 2016 Award Agreement.

F1 · derivative.expiration_date: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F2 · derivative.expiration_date: On July 5, 2019, 455 common units vested pursuant to the 2016 Award Agreement.

SEC source: 0000899243-19-021321 · doc4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,559

SEC source: 0000899243-19-021321 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F2 · shares: On July 5, 2019, 455 common units vested pursuant to the 2016 Award Agreement.

F1 · price: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F2 · price: On July 5, 2019, 455 common units vested pursuant to the 2016 Award Agreement.

SEC source: 0000899243-19-018699 · doc4.xml · derivative · entry 5

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 65,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.exercise_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.expiration_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

SEC source: 0000899243-19-018699 · doc4.xml · derivative · entry 4

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.exercise_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.expiration_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

SEC source: 0000899243-19-018699 · doc4.xml · derivative · entry 3

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.exercise_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

F2 · derivative.expiration_date: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

SEC source: 0000899243-19-018699 · doc4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

SEC source: 0000899243-19-018699 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453

F1 · price: The reporting person had been granted this number of restricted phantom units subject to performance-based vesting criteria pursuant to awards made under the StoneMor Partners L.P. 2019 Amended and Restated Long-Term Incentive Plan (the "Plan").

F2 · price: On June 27, 2019, StoneMor Partners L.P. consummated a series of transactions as a result of which these restricted phantom units became fully vested and payable, in cash or common units, at the election of the issuer, in accordance with the terms of the Plan and the applicable award agreements pursuant to which such restricted phantom units were granted. The issuer elected to pay such restricted phantom units in common units.

SEC source: 0000899243-19-010757 · doc4.xml · derivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,838

Underlying: Common Units · 65,838 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 15, 2019, the reporting person was granted 65,838 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2020 pursuant to a Key Employee Unit Agreement, entered into as of April 15, 2019, by and between StoneMor GP, LLC, the general partner of and acting on behalf of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F1 · derivative.exercise_date: On April 15, 2019, the reporting person was granted 65,838 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2020 pursuant to a Key Employee Unit Agreement, entered into as of April 15, 2019, by and between StoneMor GP, LLC, the general partner of and acting on behalf of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F1 · derivative.expiration_date: On April 15, 2019, the reporting person was granted 65,838 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2020 pursuant to a Key Employee Unit Agreement, entered into as of April 15, 2019, by and between StoneMor GP, LLC, the general partner of and acting on behalf of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

SEC source: 0000899243-19-010147 · doc4.xml · derivative · entry 4

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Units · 4,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement (the "2018 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F4 · derivative.exercise_price: On April 3, 2019, 4,549 common units vested pursuant to the 2018 Award Agreement.

F3 · derivative.exercise_date: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement (the "2018 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F4 · derivative.exercise_date: On April 3, 2019, 4,549 common units vested pursuant to the 2018 Award Agreement.

F3 · derivative.expiration_date: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement (the "2018 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F4 · derivative.expiration_date: On April 3, 2019, 4,549 common units vested pursuant to the 2018 Award Agreement.

SEC source: 0000899243-19-010147 · doc4.xml · derivative · entry 3

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Units · 3,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_price: On April 3, 2019, 3,858 common units vested pursuant to the 2017 Award Agreement.

F1 · derivative.exercise_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_date: On April 3, 2019, 3,858 common units vested pursuant to the 2017 Award Agreement.

F1 · derivative.expiration_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.expiration_date: On April 3, 2019, 3,858 common units vested pursuant to the 2017 Award Agreement.

SEC source: 0000899243-19-010147 · doc4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement (the "2018 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F4 · price: On April 3, 2019, 4,549 common units vested pursuant to the 2018 Award Agreement.

SEC source: 0000899243-19-010147 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · price: On April 3, 2019, 3,858 common units vested pursuant to the 2017 Award Agreement.

SEC source: 0000899243-19-005995 · doc4.xml · derivative · entry 4

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455

Underlying: Common Units · 454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F4 · derivative.exercise_price: On March 4, 2019, 454 common units were issued in settlement of the portion of the 2016 Award Agreement that vested on July 5, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the Plan to defer the issuance of such common units because the Form S-8 covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the SEC.

F3 · derivative.exercise_date: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F4 · derivative.exercise_date: On March 4, 2019, 454 common units were issued in settlement of the portion of the 2016 Award Agreement that vested on July 5, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the Plan to defer the issuance of such common units because the Form S-8 covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the SEC.

F3 · derivative.expiration_date: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F4 · derivative.expiration_date: On March 4, 2019, 454 common units were issued in settlement of the portion of the 2016 Award Agreement that vested on July 5, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the Plan to defer the issuance of such common units because the Form S-8 covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the SEC.

SEC source: 0000899243-19-005995 · doc4.xml · derivative · entry 3

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716

Underlying: Common Units · 3,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_price: On March 4, 2019, 3,858 common units were issued in settlement of the portion of the 2017 Award Agreement that vested on April 3, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the StoneMor Partners L.P. 2014 Long-Term Incentive Plan (the "Plan") to defer the issuance of such common units because the issuer's Registration Statement on Form S-8 (the "Form S-8") covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the Securities and Exchange Commission (the "SEC").

F1 · derivative.exercise_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_date: On March 4, 2019, 3,858 common units were issued in settlement of the portion of the 2017 Award Agreement that vested on April 3, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the StoneMor Partners L.P. 2014 Long-Term Incentive Plan (the "Plan") to defer the issuance of such common units because the issuer's Registration Statement on Form S-8 (the "Form S-8") covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the Securities and Exchange Commission (the "SEC").

F1 · derivative.expiration_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.expiration_date: On March 4, 2019, 3,858 common units were issued in settlement of the portion of the 2017 Award Agreement that vested on April 3, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the StoneMor Partners L.P. 2014 Long-Term Incentive Plan (the "Plan") to defer the issuance of such common units because the issuer's Registration Statement on Form S-8 (the "Form S-8") covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the Securities and Exchange Commission (the "SEC").

SEC source: 0000899243-19-005995 · doc4.xml · nonDerivative · entry 2

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F4 · shares: On March 4, 2019, 454 common units were issued in settlement of the portion of the 2016 Award Agreement that vested on July 5, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the Plan to defer the issuance of such common units because the Form S-8 covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the SEC.

F3 · price: The reporting person was granted 1,363 time vested units ("Time Vested Units") vesting in three equal annual installments pursuant to a Key Employee Unit Agreement (the "2016 Award Agreement"), entered into as of July 5, 2016, by and between StoneMor GP and the reporting person. Each Time Vested Unit represents a contingent right to receive one common unit representing a limited partner interest conditioned upon satisfying certain time and other conditions.

F4 · price: On March 4, 2019, 454 common units were issued in settlement of the portion of the 2016 Award Agreement that vested on July 5, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the Plan to defer the issuance of such common units because the Form S-8 covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the SEC.

SEC source: 0000899243-19-005995 · doc4.xml · nonDerivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement (the "2017 Award Agreement"), entered into as of March 19, 2018, by and between StoneMor GP LLC, the general partner of StoneMor Partners L.P. ("StoneMor GP"), and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · price: On March 4, 2019, 3,858 common units were issued in settlement of the portion of the 2017 Award Agreement that vested on April 3, 2018. This settlement was delayed by the Compensation Committee's exercise of its discretion under the StoneMor Partners L.P. 2014 Long-Term Incentive Plan (the "Plan") to defer the issuance of such common units because the issuer's Registration Statement on Form S-8 (the "Form S-8") covering the issuance of such common units was not available due to the issuer's failure to file certain reports required to be filed with the Securities and Exchange Commission (the "SEC").

SEC source: 0001209191-18-021173 · doc4.xml · derivative · entry 2

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,647

Underlying: Common Units · 13,647 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.exercise_date: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F2 · derivative.expiration_date: On March 19, 2018, the reporting person was granted 13,647 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2019 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

SEC source: 0001209191-18-021173 · doc4.xml · derivative · entry 1

So Austin · CIK 0001677343 · General Counsel, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,574

Underlying: Common Units · 11,574 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F1 · derivative.exercise_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.

F1 · derivative.expiration_date: On March 19, 2018, the reporting person was granted 11,574 phantom units vesting in three equal annual installments on each April 3 (or first business day thereafter) commencing on April 3, 2018 pursuant to a Key Employee Unit Agreement, entered into as of March 19, 2018, by and between StoneMor GP and the reporting person. Each such phantom unit represents a contingent right to receive one common unit representing a limited partner interest or, at the discretion of the compensation committee of the Board of Directors of StoneMor GP, the cash equivalent of the fair market value of a common unit, in each case, conditioned upon satisfying certain time and other conditions.