Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORPINDB · Entity 4081 | Chief Administrative Officer | February 27, 2026 | March 02, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Sr Ex VP & Chief Admin Officer | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP
Report date February 27, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,294 |
Reported balance
After 2026-02-27 transaction · row 1
1 source rowRow 1 · 2026-02-27 · Grant · Acquired 504 · Balance 7,294 F1: Shares acquired under the Company's 401(k) Restoration Plan. F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $78.745 through $78.81 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired under the Company's 401(k) Restoration Plan.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $78.745 through $78.81 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 191,401 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 2,977 shares owned indirectly through the People's United Bank 401(k) Plan (including 25 shares acquired through dividend reinvestment) and 5,225 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements. Row 2 · 2022-04-01 · Grant · Acquired 51,083 · Balance 51,083 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 51,083 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 101,344 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2014-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 154,095 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 169,261 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 99,238 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 63,988 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 71,306 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 85,857 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 53,906 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 29,737 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 66,914 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 2,977 shares owned indirectly through the People's United Bank 401(k) Plan (including 25 shares acquired through dividend reinvestment) and 5,225 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F6: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).
F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).
F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2018 Filed Sep 20, 2018 16:06 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 48,200 | $17.97 | $866,154.00 |
DisclosureSEC source: 0001562180-18-003989 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,850 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.93 to $18.025. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,008 shares owned indirectly through the People's United Bank 401(k) Plan (including 18 shares acquired through dividend reinvestment) and 3,534 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 32 shares acquired through dividend reinvestment). Information is based on 6/30/2018 Plan statements. Read SEC document |
| September 20, 2018 Filed Sep 20, 2018 16:06 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 48,200 | $17.45 | $840,849.00 |
DisclosureSEC source: 0001562180-18-003989 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,447 | $19.17 | $66,061.76 |
DisclosureSEC source: 0001562180-18-001370 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,649 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 1,870 shares owned indirectly through the People's United Bank 401(k) Plan (including 17 shares acquired through dividend reinvestment) and 3,472 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:12 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 63,988 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001031 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,988 Underlying: Common Stock · 63,988 shares Expires 2028-02-15 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:12 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 7,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001031 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,096 F1 · shares: These are restricted shares that vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). F2 · balance_after: Includes 1,870 shares owned indirectly through the People's United Bank 401(k) Plan (including 17 shares acquired through dividend reinvestment) and 3,472 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 10:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 3,425 | $0.00 Strike: $16.94 | $0.00 |
DisclosureSEC source: 0001562180-18-000572 · primarydocument.xml · derivative · entry 5 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,425 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 10:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 2,290 | $0.00 Strike: $16.94 | $0.00 |
DisclosureSEC source: 0001562180-18-000572 · primarydocument.xml · derivative · entry 4 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,290 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 10:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 5,715 | $19.79 | $113,099.85 |
DisclosureSEC source: 0001562180-18-000572 · primarydocument.xml · nonDerivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,567 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.79 to $19.80. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,870 shares owned indirectly through the People's United Bank 401(k) Plan (including 17 shares acquired through dividend reinvestment) and 3,186 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on 12/31/2017 Plan statements. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 10:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 3,425 | $16.94 | $58,019.50 |
DisclosureSEC source: 0001562180-18-000572 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 10:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 2,290 | $16.94 | $38,792.60 |
DisclosureSEC source: 0001562180-18-000572 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 13:51 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 4,999 | $19.63 | $98,105.38 |
DisclosureSEC source: 0001562180-17-001050 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,266 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: (3) Includes 1,688 shares owned indirectly through the People's United Bank 401(k) Plan (including 16 shares acquired through dividend reinvestment) and 3,067 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 25 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 66,914 | $0.00 Strike: $19.17 | $0.00 |
DisclosureSEC source: 0001562180-17-000792 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,914 Underlying: Common Stock · 66,914 shares Expires 2027-02-16 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 6,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000792 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,265 F1 · shares: These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). F2 · balance_after: Includes 1,688 shares owned indirectly through the People's United Bank 401(k) Plan (including 16 shares acquired through dividend reinvestment) and 3,067 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 25 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 26,442 | $0.00 Strike: $12.65 | $0.00 |
DisclosureSEC source: 0001562180-16-003462 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,442 Underlying: Common Stock · 26,442 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%). Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 26,442 | $17.92 | $473,840.64 |
DisclosureSEC source: 0001562180-16-003462 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,003 F2 · price: This transaction was executed in multiple trades at prices ranging from $17.90 to $17.94. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 1,668 shares owned indirectly through the People's United Bank 401(k) Plan (including 18 shares acquired through dividend reinvestment) and 2,738 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 29 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 26,442 | $12.65 | $334,491.30 |
DisclosureSEC source: 0001562180-16-003462 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,668 shares owned indirectly through the People's United Bank 401(k) Plan (including 18 shares acquired through dividend reinvestment) and 2,738 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 29 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.