Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORPINDB · Entity 4081 | Chief Administrative Officer | February 27, 2026 | March 02, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Sr Ex VP & Chief Admin Officer | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP
Report date February 27, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,294 |
Reported balance
After 2026-02-27 transaction · row 1
1 source rowRow 1 · 2026-02-27 · Grant · Acquired 504 · Balance 7,294 F1: Shares acquired under the Company's 401(k) Restoration Plan. F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $78.745 through $78.81 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired under the Company's 401(k) Restoration Plan.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $78.745 through $78.81 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 191,401 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 2,977 shares owned indirectly through the People's United Bank 401(k) Plan (including 25 shares acquired through dividend reinvestment) and 5,225 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements. Row 2 · 2022-04-01 · Grant · Acquired 51,083 · Balance 51,083 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 51,083 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 101,344 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2014-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 154,095 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 169,261 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 99,238 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 63,988 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 71,306 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 85,857 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 53,906 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 29,737 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 66,914 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 2,977 shares owned indirectly through the People's United Bank 401(k) Plan (including 25 shares acquired through dividend reinvestment) and 5,225 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F6: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).
F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).
F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 2, 2026 21:56 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 504 | $78.81 | $39,718.88 |
DisclosureSEC source: 0001500954-26-000005 · wk-form4_1772488565.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,294 F1 · shares: Shares acquired under the Company's 401(k) Restoration Plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $78.745 through $78.81 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 16:41 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 168 | $82.40 | $13,842.78 |
DisclosureSEC source: 0000776901-26-000046 · wk-form4_1771864896.xml · nonDerivative · entry 3 Powlus Lee C · CIK 0001500954 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,790 F2 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 16:41 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 238 | $82.40 | $19,610.61 |
DisclosureSEC source: 0000776901-26-000046 · wk-form4_1771864896.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,958 F2 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 16:41 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-26-000046 · wk-form4_1771864896.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,196 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| February 22, 2025 Filed Feb 24, 2025 21:18 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 166 | $69.14 | $11,476.41 |
DisclosureSEC source: 0000776901-25-000082 · wk-form4_1740431908.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Tech & Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,846 F1 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 22:28 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-25-000063 · wk-form4_1740176879.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Tech & Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,012 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-24-000055 · wk-form4_1708982053.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Tech & Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,362 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 20:31 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | PurchaseCommon Stock | 512 | $47.45 | $24,294.40 |
DisclosureSEC source: 0000776901-23-000221 · wk-form4_1698784257.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Chief Tech & Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 29,737 | Not disclosed Strike: $20.93 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 13 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,737 shares Expires 2032-02-17 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15 · derivative.exercise_date: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 53,906 | Not disclosed Strike: $15.29 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 12 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,906 shares Expires 2031-02-18 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14 · derivative.exercise_date: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 85,857 | Not disclosed Strike: $16.22 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 11 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,857 shares Expires 2030-02-20 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13 · derivative.exercise_date: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 71,306 | Not disclosed Strike: $17.63 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 10 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,306 shares Expires 2029-02-21 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12 · derivative.exercise_date: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 63,988 | Not disclosed Strike: $19.71 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 9 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,988 shares Expires 2028-02-15 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11 · derivative.exercise_date: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option To Buy · Derivative | 66,914 | Not disclosed Strike: $19.17 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 8 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,914 shares Expires 2027-02-16 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10 · derivative.exercise_date: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 99,238 | Not disclosed Strike: $14.57 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 7 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,238 shares Expires 2026-02-18 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9 · derivative.exercise_date: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 169,261 | Not disclosed Strike: $14.85 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 6 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,261 shares Expires 2025-02-19 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8 · derivative.exercise_date: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 154,095 | Not disclosed Strike: $13.90 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 5 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 154,095 shares Expires 2014-02-20 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7 · derivative.exercise_date: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 101,344 | Not disclosed Strike: $12.94 | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · derivative · entry 4 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,344 shares Expires 2023-02-21 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · derivative.exercise_date: These options vest in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 51,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · nonDerivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · price: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 51,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,083 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 191,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003118 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · kind: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F2 · shares: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3 · shares: Includes 2,977 shares owned indirectly through the People's United Bank 401(k) Plan (including 25 shares acquired through dividend reinvestment) and 5,225 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements. F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · price: Includes 30,700 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:07 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 12,091 | $20.08 | $242,757.05 |
DisclosureSEC source: 0001562180-22-002187 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,995 F3 · shares: Represents performance shares granted on February 21, 2019 which vested at 123% of target, less 7,813 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,847 shares owned indirectly through the People's United Bank 401(k) Plan (including 27 shares acquired through dividend reinvestment) and 4,949 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 48 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:07 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 4,094 | $20.08 | $82,197.29 |
DisclosureSEC source: 0001562180-22-002187 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,904 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 29,737 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001562180-22-001614 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,737 Underlying: Common Stock · 29,737 shares Expires 2032-02-17 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 21,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001614 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,998 F1 · shares: These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). F2 · balance_after: Includes 2,847 shares owned indirectly through the People's United Bank 401(k) Plan (including 27 shares acquired through dividend reinvestment) and 4,949 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 48 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 10:46 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 26,442 | $0.00 Strike: $12.65 | $0.00 |
DisclosureSEC source: 0001562180-22-000310 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,442 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/14 (50%); 3/1/15 (25%); and 3/1/16 (25%). Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 10:46 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 20,625 | $19.23 | $396,515.63 |
DisclosureSEC source: 0001562180-22-000310 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,663 F1 · balance_after: Includes 2,847 shares owned indirectly through the People's United Bank 401(k) Plan (including 101 shares acquired through dividend reinvestment) and 4,949 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 10:46 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 26,442 | $12.65 | $334,491.30 |
DisclosureSEC source: 0001562180-22-000310 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 24, 2021 17:10 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 7,253 | $0.00 Strike: $13.55 | $0.00 |
DisclosureSEC source: 0001562180-21-003706 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,253 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 7/21/2013 (50%); 7/21/2014 (25%); and 7/21/2015 (25%). Read SEC document |
| May 21, 2021 Filed May 24, 2021 17:10 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 7,253 | $19.05 | $138,150.07 |
DisclosureSEC source: 0001562180-21-003706 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,600 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.03 to $19.07. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,749 shares owned indirectly through the People's United Bank 401(k) Plan (including 30 shares acquired through dividend reinvestment) and 4,802 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 55 shares acquired through dividend reinvestment). Information is based on 3/31/2021 Plan statements. Read SEC document |
| May 21, 2021 Filed May 24, 2021 17:10 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 7,253 | $13.55 | $98,278.15 |
DisclosureSEC source: 0001562180-21-003706 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 11,867 | $18.24 | $216,483.75 |
DisclosureSEC source: 0001562180-21-001867 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,173 F3 · shares: Represents performance shares granted on February 15, 2018 which vested at 120% of target, less 5,515 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,596 shares owned indirectly through the People's United Bank 401(k) Plan (including 43 shares acquired through dividend reinvestment) and 4,528 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 61 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 2,515 | $18.24 | $45,879.89 |
DisclosureSEC source: 0001562180-21-001867 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,306 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:57 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 53,906 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001562180-21-001313 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,906 Underlying: Common Stock · 53,906 shares Expires 2031-02-18 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:57 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 9,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001313 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,821 F1 · shares: These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). F2 · balance_after: Includes 2,596 shares owned indirectly through the People's United Bank 401(k) Plan (including 43 shares acquired through dividend reinvestment) and 4,528 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 61 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 09:38 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 29,537 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001562180-21-000956 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,537 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/13 (50%); 3/1/14 (25%); and 3/1/15 (25%). Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 09:38 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 28,193 | $14.45 | $407,459.33 |
DisclosureSEC source: 0001562180-21-000956 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,154 F1 · balance_after: Includes 2,596 shares owned indirectly through the People's United Bank 401(k) Plan (including 35 shares acquired through dividend reinvestment) and 4,528 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 61 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 09:38 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 29,537 | $13.42 | $396,238.86 |
DisclosureSEC source: 0001562180-21-000956 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 08:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 11,108 | $13.99 | $155,400.92 |
DisclosureSEC source: 0001562180-20-001950 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,014 F3 · shares: Represents performance shares granted on February 16, 2017 which vested at 119% of target, less 5,345 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,288 shares owned indirectly through the People's United Bank 401(k) Plan (including 24 shares acquired through dividend reinvestment) and 4,039 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 08:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 2,323 | $13.99 | $32,498.77 |
DisclosureSEC source: 0001562180-20-001950 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,906 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:14 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 85,857 | $0.00 Strike: $16.22 | $0.00 |
DisclosureSEC source: 0001562180-20-001464 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,857 Underlying: Common Stock · 85,857 shares Expires 2030-02-20 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:14 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001464 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,229 F1 · shares: These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). F2 · balance_after: Includes 2,288 shares owned indirectly through the People's United Bank 401(k) Plan (including 24 shares acquired through dividend reinvestment) and 4,039 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 14:55 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 8,821 | $0.00 Strike: $15.80 | $0.00 |
DisclosureSEC source: 0001562180-19-005693 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,821 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%). Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 14:55 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 8,821 | $16.35 | $144,223.35 |
DisclosureSEC source: 0001562180-19-005693 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,399 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.341 to $16.375. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,259 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 28 shares acquired through dividend reinvestment) and 3,996 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statements. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 14:55 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 8,821 | $15.80 | $139,371.80 |
DisclosureSEC source: 0001562180-19-005693 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 12,148 | $17.82 | $216,416.62 |
DisclosureSEC source: 0001562180-19-001597 · primarydocument.xml · nonDerivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,810 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 5,544 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,059 shares owned indirectly through the People's United Bank 401(k) Plan (including 22 shares acquired through dividend reinvestment) and 3,607 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 40 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 2,402 | $17.82 | $42,791.63 |
DisclosureSEC source: 0001562180-19-001597 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,662 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 71,306 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001290 · primarydocument.xml · derivative · entry 2 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,306 Underlying: Common Stock · 71,306 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001290 · primarydocument.xml · nonDerivative · entry 1 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,064 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 2,059 shares owned indirectly through the People's United Bank 401(k) Plan (including 22 shares acquired through dividend reinvestment) and 3,607 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 40 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| September 20, 2018 Filed Sep 20, 2018 16:06 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 48,200 | $0.00 Strike: $17.45 | $0.00 |
DisclosureSEC source: 0001562180-18-003989 · primarydocument.xml · derivative · entry 3 Powlus Lee C · CIK 0001500954 · Sr Ex VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,200 shares Expires 2018-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant (10/9/2008). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.