Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atmus Filtration Technologies Inc.ATMU · Entity 4079 | Director | May 25, 2023 | May 25, 2023 |
| CUMMINS INCCMI · Entity 2961 | VP - Chief Financial Officer | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atmus Filtration Technologies Inc.
Report date May 25, 2023 · Filed May 25, 2023
This filing explicitly reported no securities owned.
CUMMINS INC
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 39,832 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Grant · Acquired 14,128 · Balance 45,710 Row 2 · 2026-03-01 · Tax withholding · Disposed 5,878 · Balance 39,832 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,070 | $149.34 | $159,793.80 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,790 | $136.82 | $244,907.80 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,360 | $109.09 | $475,632.40 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,185 | $249.21 | $295,313.85 |
DisclosureSEC source: 0001225208-23-003232 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,123 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003232 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,308 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 770 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-011567 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 770 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 543 | $237.88 | $129,166.83 |
DisclosureSEC source: 0001225208-22-011567 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,222 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 770 | $111.84 | $86,116.80 |
DisclosureSEC source: 0001225208-22-011567 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,221 | $196.07 | $239,401.47 |
DisclosureSEC source: 0001225208-22-004070 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,995 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004070 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,216 Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:43 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 590 | $0.00 Strike: $120.28 | $0.00 |
DisclosureSEC source: 0001225208-22-003522 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 590 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:43 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 430 | $205.10 | $88,191.54 |
DisclosureSEC source: 0001225208-22-003522 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,950 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:43 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 590 | $120.28 | $70,965.20 |
DisclosureSEC source: 0001225208-22-003522 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 549 | $262.98 | $144,376.02 |
DisclosureSEC source: 0001225208-21-004440 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004440 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 528 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-21-002127 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 528 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 352 | $244.64 | $86,114.34 |
DisclosureSEC source: 0001225208-21-002127 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,419 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 528 | $119.77 | $63,238.56 |
DisclosureSEC source: 0001225208-21-002127 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 21,310 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006263 · doc4.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,310 Underlying: Common · 21,310 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 603 | $151.29 | $91,227.87 |
DisclosureSEC source: 0001225208-20-004071 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,243 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004071 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,846 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:02 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 21,580 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006549 · doc4.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,580 Underlying: Common · 21,580 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 346 | $154.41 | $53,425.86 |
DisclosureSEC source: 0001225208-19-004540 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004540 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102 Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 820 | $0.00 Strike: $67.58 | $0.00 |
DisclosureSEC source: 0001225208-18-014509 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 820 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 501 | $153.27 | $76,788.27 |
DisclosureSEC source: 0001225208-18-014509 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,962 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 820 | $67.58 | $55,411.50 |
DisclosureSEC source: 0001225208-18-014509 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:27 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 6,080 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007463 · doc4.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,080 Underlying: Common · 6,080 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 128 | $160.89 | $20,593.92 |
DisclosureSEC source: 0001225208-18-005239 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,643 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005239 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,771 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 4,380 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008954 · doc4.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 Underlying: Common · 4,380 shares Expires 2027-04-03 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 115 | $152.85 | $17,577.75 |
DisclosureSEC source: 0001225208-17-005857 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005857 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 Read SEC document |
| June 01, 2016 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 970 | $0.00 Strike: $114.13 | $0.00 |
DisclosureSEC source: 0001225208-19-001023 · doc5.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common · 970 shares Expires 2026-06-01 F1 · derivative.underlying_shares: Represents options beneficially held by the reporting person on 6/1/2016, the date on which the reporting person became an officer of Cummins Inc., that were inadvertently omitted from reporting person's Form 3 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.