Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atmus Filtration Technologies Inc.ATMU · Entity 4079 | Director | May 25, 2023 | May 25, 2023 |
| CUMMINS INCCMI · Entity 2961 | VP - Chief Financial Officer | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atmus Filtration Technologies Inc.
Report date May 25, 2023 · Filed May 25, 2023
This filing explicitly reported no securities owned.
CUMMINS INC
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 39,832 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Grant · Acquired 14,128 · Balance 45,710 Row 2 · 2026-03-01 · Tax withholding · Disposed 5,878 · Balance 39,832 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 22:31 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 5,878 | $583.87 | $3,431,987.86 |
DisclosureSEC source: 0001225208-26-003041 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,832 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:31 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 14,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-003041 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,710 Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 13,110 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · derivative · entry 8 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,110 shares Expires 2030-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,310 | $467.37 | $2,481,734.70 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 7 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,902 | $472.80 | $1,844,864.04 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 6 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,892 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $472.25 - $473.06. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,320 | $470.88 | $621,562.13 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 5 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,794 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $470.27 - $471.12. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 975 | $476.99 | $465,062.62 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 4 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,114 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $476.98 - $477.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 803 | $475.02 | $381,437.77 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,089 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $475.00 - $475.04. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 800 | $469.69 | $375,749.36 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,892 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $469.27 - $470.23. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:09 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 13,110 | $142.12 | $1,863,193.20 |
DisclosureSEC source: 0001225208-25-009056 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2025 Filed Oct 31, 2025 19:29 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 200 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-25-008826 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,110 Underlying: Common · 200 shares Expires 2030-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2025 Filed Oct 31, 2025 19:29 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 200 | $449.10 | $89,819.00 |
DisclosureSEC source: 0001225208-25-008826 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $449.00 - $449.19. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 30, 2025 Filed Oct 31, 2025 19:29 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 200 | $142.12 | $28,424.00 |
DisclosureSEC source: 0001225208-25-008826 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2025 Filed Oct 8, 2025 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 8,000 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-25-008542 · doc4.xml · derivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,310 Underlying: Common · 8,000 shares Expires 2030-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2025 Filed Oct 8, 2025 20:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 8,000 | $439.30 | $3,514,401.60 |
DisclosureSEC source: 0001225208-25-008542 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $439.00 - $439.91. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 06, 2025 Filed Oct 8, 2025 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 8,000 | $142.12 | $1,136,960.00 |
DisclosureSEC source: 0001225208-25-008542 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,580 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · derivative · entry 9 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,580 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,580 | $419.00 | $662,020.00 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 6 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 Read SEC document |
| September 17, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,580 | $163.43 | $258,219.40 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 5 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,671 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · derivative · entry 8 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,580 Underlying: Common · 2,671 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,671 | $415.00 | $1,108,465.00 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 4 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 2,671 | $163.43 | $436,521.53 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,829 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · derivative · entry 7 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,251 Underlying: Common · 4,829 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,829 | $415.06 | $2,004,304.46 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $415.00 - $415.27 The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:02 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,829 | $163.43 | $789,203.47 |
DisclosureSEC source: 0001225208-25-008037 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,500 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · derivative · entry 6 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,080 Underlying: Common · 6,500 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 6,500 | $405.00 | $2,632,500.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · nonDerivative · entry 4 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 6,500 | $163.43 | $1,062,295.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · nonDerivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,000 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · derivative · entry 5 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,580 Underlying: Common · 6,000 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 6,000 | $395.00 | $2,370,000.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,582 Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 6,000 | $163.43 | $980,580.00 |
DisclosureSEC source: 0001225208-25-007269 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:52 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 4,504 | $368.18 | $1,658,282.72 |
DisclosureSEC source: 0001225208-25-002856 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,582 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:52 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 10,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002856 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,086 Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 18:15 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001718 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,721 F1 · shares: On February 13, 2025, the reporting person made a charitable gift of 401 shares. F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 970 | $0.00 Strike: $114.13 | $0.00 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · derivative · entry 9 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 970 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,080 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · derivative · entry 8 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,080 shares Expires 2028-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,380 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · derivative · entry 7 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,380 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,922 | $373.64 | $1,839,036.88 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 6 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,122 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $373.24 - $374.0600. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,358 | $375.68 | $1,261,543.51 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 5 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,044 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $375.38 - $375.9916. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,150 | $374.85 | $1,180,778.76 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 4 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,402 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $374.3750 - $375.37. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 970 | $114.13 | $110,706.10 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 3 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,380 | $149.72 | $655,773.60 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 20:10 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 6,080 | $160.10 | $973,408.00 |
DisclosureSEC source: 0001225208-25-001530 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 23:27 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010497 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,122 F1 · shares: Represents matching restricted stock units granted under the Cummins Inc. Deposit Share Program that will vest on May 31, 2028 and be settled in shares of Cummins Inc. common stock to the extent the vesting conditions of the Program are satisfied. Due to contingencies in the Program, the number of units became determinable on November 30, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:00 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 4,085 | $270.26 | $1,104,012.10 |
DisclosureSEC source: 0001225208-24-003762 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,180 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:00 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 9,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003762 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,265 Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,360 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 7 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,360 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,790 | $0.00 Strike: $136.82 | $0.00 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 6 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,790 shares Expires 2025-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,070 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 5 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,070 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 20:50 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,468 | $268.47 | $1,199,507.88 |
DisclosureSEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 4 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.35 - $268.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.