Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Senior VP & General Counsel | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 38,250 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 9,723 · Balance 38,250 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,652 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 5,402 · Balance 43,652 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 81,977 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 81,977 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 11 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,982 | $60.13 | $179,307.66 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 10 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,885 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 9 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 115 | $60.13 | $6,914.95 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 8 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,598 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 7 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,113 | $60.13 | $66,924.69 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 6 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,509 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 5 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 197 | $60.13 | $11,845.61 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,655 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 174 | $60.13 | $10,462.62 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,503 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000105 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 26, 2017 Filed Feb 13, 2018 22:00 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000033 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,028 Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000021 · edgardoc.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,596 Underlying: Common Stock · 77 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:00 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 5,000 | $52.30 | $261,500.00 |
DisclosureSEC source: 0000720672-17-000093 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,369 Read SEC document |
| September 15, 2017 Filed Feb 12, 2018 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000021 · edgardoc.xml · derivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,519 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 Underlying: Common Stock · 138 shares Expires not disclosed F4 · derivative.exercise_date: Units vest 100% after five years. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,289 Underlying: Common Stock · 553 shares Expires not disclosed F3 · derivative.exercise_date: Fully vested. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 3,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000040 · edgardoc.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,736 Underlying: Common Stock · 3,006 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,730 Underlying: Common Stock · 9,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 6,026 | $49.95 | $300,998.70 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,369 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.