Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Senior VP & General Counsel | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 38,250 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 9,723 · Balance 38,250 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,652 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 5,402 · Balance 43,652 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 81,977 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 81,977 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 22:11 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,402 | $74.05 Strike: $0.00 | $400,018.10 |
DisclosureSEC source: 0001193125-26-088732 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,652 Underlying: Common Stock · 5,402 shares Expires not disclosed F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:11 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,723 | $74.05 Strike: $0.00 | $719,988.15 |
DisclosureSEC source: 0001193125-26-088732 · ownership.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,250 Underlying: Common Stock · 9,723 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061508 · ownership.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,018 Underlying: Common Stock · 7,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,823 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061508 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,877 Underlying: Common Stock · 9,823 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 18, 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 4,241 | $120.49 | $510,998.09 |
DisclosureSEC source: 0001193125-26-061508 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,651 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061508 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,054 Underlying: Common Stock · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 931 | $126.24 | $117,529.44 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,033 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 11,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,779 Underlying: Common Stock · 11,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 6,695 | $125.22 | $838,347.90 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,239 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 11,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2025 Filed Nov 17, 2025 21:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-284735 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,599 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 10,000 | $112.90 | $1,129,000.00 |
DisclosureSEC source: 0000950170-25-110714 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,599 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 8,229 | $98.43 Strike: $0.00 | $809,980.47 |
DisclosureSEC source: 0000950170-25-036642 · ownership.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,114 Underlying: Common Stock · 8,229 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,195 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032302 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,885 Underlying: Common Stock · 1,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 644 | $104.90 | $67,555.60 |
DisclosureSEC source: 0000950170-25-032302 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,599 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032302 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014587 · ownership.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,080 Underlying: Common Stock · 6,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 8,623 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014587 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,978 Underlying: Common Stock · 8,623 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,715 | $117.51 | $436,549.65 |
DisclosureSEC source: 0000950170-25-014587 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,048 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014587 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 10,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004215 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,355 Underlying: Common Stock · 10,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 5,710 | $106.08 | $605,716.80 |
DisclosureSEC source: 0000950170-25-004215 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,865 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 10,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004215 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,067 | $75.00 Strike: $0.00 | $680,025.00 |
DisclosureSEC source: 0000950170-24-030099 · ownership.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,798 Underlying: Common Stock · 9,067 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026153 · ownership.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,731 Underlying: Common Stock · 4,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026153 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,929 Underlying: Common Stock · 5,977 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,887 | $75.00 | $216,525.00 |
DisclosureSEC source: 0000950170-24-026153 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,503 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026153 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002210 · ownership.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,731 Underlying: Common Stock · 4,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002210 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,929 Underlying: Common Stock · 5,977 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,258 | $75.00 | $169,350.00 |
DisclosureSEC source: 0000950170-25-002210 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,132 Read SEC document |
| March 01, 2024 Filed Jan 6, 2025 21:36 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002210 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 13,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002042 · doc4.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,952 Underlying: Common Stock · 13,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 7,147 | $69.15 | $494,215.05 |
DisclosureSEC source: 0001209191-24-002042 · doc4.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,192 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 13,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002042 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 8,100 | $64.75 | $524,434.50 |
DisclosureSEC source: 0001209191-23-058509 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,175 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,534 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 6 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,116 Underlying: Common Stock · 5,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 5 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,650 Underlying: Common Stock · 943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,593 Underlying: Common Stock · 6,918 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,411 | $66.59 | $227,138.49 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,275 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,752 | $66.65 Strike: $0.00 | $649,970.80 |
DisclosureSEC source: 0001209191-23-012269 · doc4.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,675 Underlying: Common Stock · 9,752 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004286 · doc4.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,923 Underlying: Common Stock · 9,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 5,281 | $58.37 | $308,251.97 |
DisclosureSEC source: 0001209191-23-004286 · doc4.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,209 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004286 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016232 · doc4.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,384 Underlying: Common Stock · 3,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 4,714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016232 · doc4.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,156 Underlying: Common Stock · 4,714 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.