Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Chief Financial Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 38,991 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 9,723 · Balance 38,991 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 44,393 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 5,402 · Balance 44,393 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 112,545 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 112,545 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,877 | $64.76 | $186,314.52 |
DisclosureSEC source: 0001209191-21-019503 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,532 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019503 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 4,997 | $50.03 Strike: $0.00 | $249,999.91 |
DisclosureSEC source: 0001209191-21-006518 · doc4.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,602 Underlying: Common Stock · 4,997 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001070 · doc4.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,605 Underlying: Common Stock · 2,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001070 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,040 | $50.46 | $52,478.40 |
DisclosureSEC source: 0001209191-21-001070 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,415 Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 17,787 | $63.23 Strike: $0.00 | $1,124,672.01 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · derivative · entry 5 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,953 Underlying: Common Stock · 17,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 22,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · derivative · entry 4 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,740 Underlying: Common Stock · 22,233 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 9,116 | $63.23 | $576,404.68 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 8,671 | $63.23 | $548,267.33 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 17,787 | $63.23 | $1,124,672.01 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,261 | $62.69 Strike: $0.00 | $141,742.09 |
DisclosureSEC source: 0001209191-20-006032 · doc4.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,507 Underlying: Common Stock · 2,261 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001866 · doc4.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,246 Underlying: Common Stock · 1,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 550 | $61.44 | $33,792.00 |
DisclosureSEC source: 0001209191-20-001866 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001866 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007760 · doc4.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,344 Underlying: Common Stock · 2,088 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,352 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001955 · doc4.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,256 Underlying: Common Stock · 1,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 431 | $41.42 | $17,852.02 |
DisclosureSEC source: 0001209191-19-001955 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,090 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001955 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063199 · doc4.xml · derivative · entry 1 Marischen James M · CIK 0001638499 · Senior VP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,608 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051638 · doc4.xml · derivative · entry 1 Marischen James M · CIK 0001638499 · Senior VP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,559 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000070 · edgardoc.xml · derivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,517 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000046 · edgardoc.xml · derivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,478 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000039 · edgardoc.xml · derivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,454 Underlying: Common Stock · 1,667 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in equal yearly increments over a ten year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000022 · edgardoc.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,787 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,955 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Underlying: Common Stock · 5,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,009 | $59.56 | $119,656.04 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,988 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000005 · edgardoc.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 27 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,112 Underlying: Common Stock · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 26 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,652 Underlying: Common Stock · 1,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 8,432 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 25 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,776 Underlying: Common Stock · 8,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 24 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,208 Underlying: Common Stock · 255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 23 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,463 Underlying: Common Stock · 346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 22 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,809 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 21 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,140 Underlying: Common Stock · 456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 20 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,596 Underlying: Common Stock · 456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · derivative · entry 19 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,052 Underlying: Common Stock · 456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date. F8 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 738 | $60.13 | $44,375.94 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 18 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,042 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 17 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 537 | $60.13 | $32,289.81 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 16 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,240 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 15 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 4,044 | $60.13 | $243,165.72 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 14 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,653 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 8,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 13 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 124 | $60.13 | $7,456.12 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 12 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,265 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 11 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 165 | $60.13 | $9,921.45 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 10 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 9 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 158 | $60.13 | $9,500.54 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 8 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,953 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 7 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 219 | $60.13 | $13,168.47 |
DisclosureSEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 6 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.