Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Senior Vice President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 69,112 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 17,623 · Balance 69,112 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 82,616 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 13,504 · Balance 82,616 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 129,735 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 129,735 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 18,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,188 | $60.13 | $191,694.44 |
DisclosureSEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,614 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 121 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000023 · edgardoc.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,005 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 1,970 | $52.90 | $104,213.00 |
DisclosureSEC source: 0000720672-17-000094 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,619 F1 · kind: Constitutes a portion of shares which vested on November 20, 2017 that were withheld from reporting person on November 20, 2017 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 20:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 24,536 | $52.40 | $1,285,737.93 |
DisclosureSEC source: 0000720672-17-000089 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,589 Read SEC document |
| September 15, 2017 Filed Feb 12, 2018 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 145 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000023 · edgardoc.xml · derivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,884 Underlying: Common Stock · 145 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000043 · edgardoc.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,739 Underlying: Common Stock · 5,408 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 1,449 | $55.36 | $80,216.64 |
DisclosureSEC source: 0000720672-17-000038 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,125 F1 · kind: Constitutes a portion of shares which vested on February 22, 2017 that were withheld from reporting person on February 22, 2017 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 12,887 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,331 Underlying: Common Stock · 12,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 12,887 | $49.95 | $643,705.65 |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,574 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 12,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 12,571 | $50.20 | $631,064.20 |
DisclosureSEC source: 0000720672-16-000178 · edgardoc.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,982 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 1,964 | $47.57 | $93,427.48 |
DisclosureSEC source: 0000720672-16-000178 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,553 F1 · kind: Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.