Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Senior Vice President | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 69,112 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 17,623 · Balance 69,112 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 82,616 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 13,504 · Balance 82,616 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 129,735 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 129,735 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,504 | $74.05 Strike: $0.00 | $999,971.20 |
DisclosureSEC source: 0001193125-26-088457 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,616 Underlying: Common Stock · 13,504 shares Expires not disclosed F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 17,623 | $74.05 Strike: $0.00 | $1,304,983.15 |
DisclosureSEC source: 0001193125-26-088457 · ownership.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,112 Underlying: Common Stock · 17,623 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 16,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061566 · ownership.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,326 Underlying: Common Stock · 16,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 20,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061566 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,505 Underlying: Common Stock · 20,224 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 18, 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 7,983 | $120.49 | $961,871.67 |
DisclosureSEC source: 0001193125-26-061566 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,490 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 16,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061566 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,281 Underlying: Common Stock · 2,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,315 | $126.24 | $166,005.60 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,294 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 14,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,946 Underlying: Common Stock · 14,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 7,490 | $125.22 | $937,897.80 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,944 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 14,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 20,000 | $112.90 | $2,258,000.00 |
DisclosureSEC source: 0000950170-25-110711 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,469 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 10,160 | $98.43 Strike: $0.00 | $1,000,048.80 |
DisclosureSEC source: 0000950170-25-036658 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,911 Underlying: Common Stock · 10,160 shares Expires not disclosed F3 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 8,458 | $98.43 Strike: $0.00 | $832,520.94 |
DisclosureSEC source: 0000950170-25-036658 · ownership.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,751 Underlying: Common Stock · 8,458 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032348 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,293 Underlying: Common Stock · 3,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,570 | $104.90 | $164,693.00 |
DisclosureSEC source: 0000950170-25-032348 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,469 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,387 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032348 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 10,661 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014581 · ownership.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,680 Underlying: Common Stock · 10,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,326 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014581 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,341 Underlying: Common Stock · 13,326 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 5,261 | $117.51 | $618,220.11 |
DisclosureSEC source: 0000950170-25-014581 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,652 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 10,661 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014581 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 14,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004232 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,015 Underlying: Common Stock · 14,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 7,196 | $106.08 | $763,351.68 |
DisclosureSEC source: 0000950170-25-004232 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,252 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 14,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004232 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 15,000 | $117.72 | $1,765,800.00 |
DisclosureSEC source: 0000950170-24-131522 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,055 Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 21:00 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 25,421 | $74.26 | $1,887,763.46 |
DisclosureSEC source: 0000950170-24-030087 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,055 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:00 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,000 | $75.00 Strike: $0.00 | $675,000.00 |
DisclosureSEC source: 0000950170-24-030087 · ownership.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,408 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 13,547 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 6 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,408 Underlying: Common Stock · 13,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 5 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,955 Underlying: Common Stock · 2,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 16,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,431 Underlying: Common Stock · 16,933 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 9,829 | $75.00 | $737,175.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,476 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 13,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026114 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 17,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002062 · doc4.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,498 Underlying: Common Stock · 17,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 8,026 | $69.15 | $554,997.90 |
DisclosureSEC source: 0001209191-24-002062 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,282 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 17,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002062 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 18, 2023 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 24,036 | $58.85 | $1,414,518.60 |
DisclosureSEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,240 Read SEC document |
| May 17, 2023 Filed May 18, 2023 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 20,000 | $58.79 | $1,175,800.00 |
DisclosureSEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,276 Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 15,000 | $57.75 | $866,250.00 |
DisclosureSEC source: 0001209191-23-030723 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,276 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 6 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,566 Underlying: Common Stock · 9,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 5 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,471 Underlying: Common Stock · 3,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 12,381 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,900 Underlying: Common Stock · 12,381 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 6,179 | $66.59 | $411,459.61 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,276 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 16,504 | $66.65 Strike: $0.00 | $1,099,991.60 |
DisclosureSEC source: 0001209191-23-012298 · doc4.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,519 Underlying: Common Stock · 16,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 19,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,015 Underlying: Common Stock · 19,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 7,408 | $58.37 | $432,404.96 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,121 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 19,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.