Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QCR HOLDINGS INCQCRH · Entity 4645 | Director | March 02, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QCR HOLDINGS INC
Report date March 02, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,590 |
Reported balance
After 2026-03-02 transaction · row 1
1 source rowRow 1 · 2026-03-02 · Grant · Acquired 387 · Balance 15,590 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GUARANTY FEDERAL BANCSHARES INC
Report date April 01, 2022 · Filed April 05, 2022
Section 16 reporting ended · disclosed 2022-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 142 · Balance 26,363 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each award of restricted stock, restricted stock unit, performance stock unit, deferred stock unit or other full value stock award granted under the Issuer's 2015 Equity Plan then-outstanding, vested in accordance with the terms of the 2015 Equity Plan and applicable award agreement, based, if applicable, on the Issuer's actual performance through the Effective Time, and settled in shares of Common Stock (such shares, the "Issuer Award Shares"). F1: Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger (the "Surviving Entity"). At the Effective Time, each share of the Issuer's common stock ("Issuer Common Stock") outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock (each form of consideration, an "Election" and collectively, the "Elections"), subject to possible adjustment pursuant to (cont. in footnote 2) F2: (cont. from footnote 1) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26. F4: Pursuant to the Merger Agreement, each of the Issuer Award Shares was exchanged for mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock, based on the Available Cash and Available Shares (each as defined in the Merger Agreement) available after the Elections were set. Row 2 · 2022-04-01 · Disposition to issuer · Disposed 26,363 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger (the "Surviving Entity"). At the Effective Time, each share of the Issuer's common stock ("Issuer Common Stock") outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock (each form of consideration, an "Election" and collectively, the "Elections"), subject to possible adjustment pursuant to (cont. in footnote 2) F2: (cont. from footnote 1) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger (the "Surviving Entity"). At the Effective Time, each share of the Issuer's common stock ("Issuer Common Stock") outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock (each form of consideration, an "Election" and collectively, the "Elections"), subject to possible adjustment pursuant to (cont. in footnote 2)
F2: (cont. from footnote 1) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26.
F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each award of restricted stock, restricted stock unit, performance stock unit, deferred stock unit or other full value stock award granted under the Issuer's 2015 Equity Plan then-outstanding, vested in accordance with the terms of the 2015 Equity Plan and applicable award agreement, based, if applicable, on the Issuer's actual performance through the Effective Time, and settled in shares of Common Stock (such shares, the "Issuer Award Shares").
F4: Pursuant to the Merger Agreement, each of the Issuer Award Shares was exchanged for mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock, based on the Available Cash and Available Shares (each as defined in the Merger Agreement) available after the Elections were set.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 3, 2026 18:15 UTC | QCR HOLDINGS INC QCRH · Entity 4645 | GrantCommon Stock | 387 | $87.99 | $34,052.13 |
DisclosureSEC source: 0000906465-26-000021 · edgardoc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,590 Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 20:13 UTC | QCR HOLDINGS INC QCRH · Entity 4645 | GrantCommon Stock | 374 | $75.04 | $28,064.96 |
DisclosureSEC source: 0000906465-25-000022 · edgardoc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,203 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:15 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Disposition to issuerCommon Stock | 26,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-013143 · form4.xml · nonDerivative · entry 2 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger (the "Surviving Entity"). At the Effective Time, each share of the Issuer's common stock ("Issuer Common Stock") outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock (each form of consideration, an "Election" and collectively, the "Elections"), subject to possible adjustment pursuant to (cont. in footnote 2) F2 · price: (cont. from footnote 1) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:15 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Disposition to issuerCommon Stock | 142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-013143 · form4.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,363 F3 · shares: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each award of restricted stock, restricted stock unit, performance stock unit, deferred stock unit or other full value stock award granted under the Issuer's 2015 Equity Plan then-outstanding, vested in accordance with the terms of the 2015 Equity Plan and applicable award agreement, based, if applicable, on the Issuer's actual performance through the Effective Time, and settled in shares of Common Stock (such shares, the "Issuer Award Shares"). F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger (the "Surviving Entity"). At the Effective Time, each share of the Issuer's common stock ("Issuer Common Stock") outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock (each form of consideration, an "Election" and collectively, the "Elections"), subject to possible adjustment pursuant to (cont. in footnote 2) F2 · price: (cont. from footnote 1) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26. F4 · price: Pursuant to the Merger Agreement, each of the Issuer Award Shares was exchanged for mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock, based on the Available Cash and Available Shares (each as defined in the Merger Agreement) available after the Elections were set. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 15:13 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCOMMON STOCK | 142 | $32.25 | $4,579.50 |
DisclosureSEC source: 0001046203-22-000001 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 142 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:53 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCommon Stock | 997 | $18.79 | $18,733.63 |
DisclosureSEC source: 0001046203-21-000008 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 997 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 15:10 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCOMMON STOCK | 797 | $23.50 | $18,729.50 |
DisclosureSEC source: 0001046203-20-000002 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 797 Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 10:42 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Exercise / conversionOption Right to Buy · Derivative | 2,500 | $5.08 Strike: $5.08 | $12,700.00 |
DisclosureSEC source: 0001046203-19-000015 · primary_doc.xml · derivative · entry 4 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 0 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 10:42 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Exercise / conversionCOMMON STOCK | 2,500 | $5.08 | $12,700.00 |
DisclosureSEC source: 0001046203-19-000015 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 11:02 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCOMMON STOCK | 786 | $23.85 | $18,746.10 |
DisclosureSEC source: 0001046203-19-000002 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 786 Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 14:55 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Exercise / conversionOption Right to Buy · Derivative | 2,500 | $5.30 Strike: $5.30 | $13,250.00 |
DisclosureSEC source: 0001046203-19-000001 · primary_doc.xml · derivative · entry 4 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 0 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 14:55 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | Exercise / conversionCOMMON STOCK | 2,500 | $5.30 | $13,250.00 |
DisclosureSEC source: 0001046203-19-000001 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 11:35 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCOMMON STOCK | 836 | $22.41 | $18,734.76 |
DisclosureSEC source: 0001046203-18-000001 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 836 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 15:00 UTC | GUARANTY FEDERAL BANCSHARES INC GFED · Entity 128338 | GrantCOMMON STOCK | 885 | $20.35 | $18,009.75 |
DisclosureSEC source: 0001046203-17-000002 · primary_doc.xml · nonDerivative · entry 1 BATTEN JAMES R · CIK 0001041166 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Disclosed balance after: 885 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.