Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Home Point Capital Inc.HMPT · Entity 110966 | Chief Financial Officer | February 10, 2023 | February 14, 2023 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Capital Markets Officer | February 28, 2026 | March 03, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Capital Markets Officer | February 24, 2026 | February 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Home Point Capital Inc.
Report date February 10, 2023 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,802 |
Ending reported balance
After 2023-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-10 · Exercise / conversion · Acquired 10,994 · Balance 20,536 F1: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU. Row 2 · 2023-02-10 · Tax withholding · Disposed 5,734 · Balance 14,802 F2: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 57,298 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Exercise / conversion · Disposed 10,994 · Balance 57,298 F3: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. F4: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.
F2: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.
F3: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.
F4: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.
PennyMac Financial Services, Inc.
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,333 |
Reported balance
After 2026-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-28 · Tax withholding · Disposed 71 · Balance 5,333 F1: Represents shares sold upon vesting of restricted share units. F2: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold upon vesting of restricted share units.
F2: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date February 24, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 28,648 |
Reported balance
After 2026-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-24 · Tax withholding · Disposed 1,314 · Balance 28,648 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2026 Filed Mar 3, 2026 23:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 71 | $91.93 | $6,527.03 |
DisclosureSEC source: 0001745916-26-000104 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,333 F1 · shares: Represents shares sold upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2026 Filed Feb 27, 2026 01:37 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,314 | $12.15 | $15,965.10 |
DisclosureSEC source: 0001464423-26-000050 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,648 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 01:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 3,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000034 · form4.xml · derivative · entry 5 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 3,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 01:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 3,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000034 · form4.xml · derivative · entry 4 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,085 Underlying: Common Shares of Beneficial Interest · 3,085 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 01:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 3 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,962 F3 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting. F4 · balance_after: The reported amount consists of 28,085 restricted stock units and 1,877 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 01:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,208 | $12.29 | $14,846.32 |
DisclosureSEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,444 F2 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 01:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 3,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 00:47 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 169 | $92.01 | $15,549.69 |
DisclosureSEC source: 0001745916-26-000052 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,404 F1 · shares: Represents shares sold upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 3,688 of restricted stock units and 1,716 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 3,470 | $0.00 Strike: $91.49 | $0.00 |
DisclosureSEC source: 0001745916-26-000034 · form4.xml · derivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires 2036-02-11 F3 · derivative.exercise_date: This nonstatutory stock option to purchase 3,470 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000034 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,573 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 4,097 restricted stock units and 1,476 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 21:26 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 410 | $102.88 | $42,180.80 |
DisclosureSEC source: 0001127602-25-011778 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,207 F1 · shares: Represents shares sold upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 2,731 of restricted stock units and 1,476 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 83 | $102.09 | $8,473.47 |
DisclosureSEC source: 0001127602-25-008067 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,617 F1 · shares: Represents shares sold upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 3,842 of restricted stock units and 775 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 22:18 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Exercise / conversionRestricted Stock Units · Derivative | 10,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007047 · form4.xml · derivative · entry 3 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,298 Underlying: Common Stock · 10,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. F4 · derivative.exercise_date: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. F4 · derivative.expiration_date: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 22:18 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Tax withholdingCommon Stock | 5,734 | $1.99 | $11,410.66 |
DisclosureSEC source: 0001140361-23-007047 · form4.xml · nonDerivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,802 F2 · kind: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 22:18 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Exercise / conversionCommon Stock | 10,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007047 · form4.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU. Read SEC document |
| May 04, 2022 Filed May 5, 2022 21:25 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Exercise / conversionRestricted Stock Units · Derivative | 17,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · derivative · entry 3 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,292 Underlying: Common Stock · 17,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. F4 · derivative.exercise_date: 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date. 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. F4 · derivative.expiration_date: 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date. 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. Read SEC document |
| May 04, 2022 Filed May 5, 2022 21:25 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Tax withholdingCommon Stock | 8,113 | $3.17 | $25,718.21 |
DisclosureSEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · nonDerivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,542 F2 · kind: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction. Read SEC document |
| May 04, 2022 Filed May 5, 2022 21:25 UTC | Home Point Capital Inc. HMPT · Entity 110966 | Exercise / conversionCommon Stock | 17,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · nonDerivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 22:10 UTC | Home Point Capital Inc. HMPT · Entity 110966 | GrantPerformance Stock Units · Derivative | 32,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-22-000027 · wf-form4_164461739753704.xml · derivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,947 Underlying: Common Stock · 32,981 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. The stock units will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. F3 · derivative.exercise_date: Vesting of the performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: Vesting of the performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 22:10 UTC | Home Point Capital Inc. HMPT · Entity 110966 | GrantRestricted Stock Units · Derivative | 32,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-22-000027 · wf-form4_164461739753704.xml · derivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,947 Underlying: Common Stock · 32,981 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. The stock units will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. F2 · derivative.exercise_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. F2 · derivative.expiration_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:27 UTC | Home Point Capital Inc. HMPT · Entity 110966 | GrantPerformance Stock Units · Derivative | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-21-000031 · wf-form4_162033640590009.xml · derivative · entry 2 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,966 Underlying: Common Stock · 52,966 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Vesting of these performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: Vesting of these performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:27 UTC | Home Point Capital Inc. HMPT · Entity 110966 | GrantRestricted Stock Units · Derivative | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001830197-21-000031 · wf-form4_162033640590009.xml · derivative · entry 1 ELBAUM MARK · CIK 0001025424 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,966 Underlying: Common Stock · 52,966 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of thesubsequent anniversaries of such date. F2 · derivative.expiration_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of thesubsequent anniversaries of such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.