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ELBAUM MARK

Disclosed activity across 3 companies

Tapewire entity
63558
SEC CIK
0001025424

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Home Point Capital Inc.HMPT · Entity 110966Chief Financial OfficerFebruary 10, 2023February 14, 2023
PennyMac Financial Services, Inc.PFSI · Entity 4100Chief Capital Markets OfficerFebruary 28, 2026March 03, 2026
PennyMac Mortgage Investment TrustPMT · Entity 899Chief Capital Markets OfficerFebruary 24, 2026February 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Home Point Capital Inc.

Report date February 10, 2023 · Filed February 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,802 Ending reported balance After 2023-02-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-10 · Exercise / conversion · Acquired 10,994 · Balance 20,536

F1: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.

Row 2 · 2023-02-10 · Tax withholding · Disposed 5,734 · Balance 14,802

F2: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect57,298 Reported balance After 2023-02-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-10 · Exercise / conversion · Disposed 10,994 · Balance 57,298

F3: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F4: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.

F2: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.

F3: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F4: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

PennyMac Financial Services, Inc.

Report date February 28, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,333 Reported balance After 2026-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-28 · Tax withholding · Disposed 71 · Balance 5,333

F1: Represents shares sold upon vesting of restricted share units.

F2: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold upon vesting of restricted share units.

F2: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

PennyMac Mortgage Investment Trust

Report date February 24, 2026 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect28,648 Reported balance After 2026-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-24 · Tax withholding · Disposed 1,314 · Balance 28,648

F1: Represents shares withheld for taxes upon vesting of restricted share units.

F2: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for taxes upon vesting of restricted share units.

F2: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 23:23 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 71 $91.93 $6,527.03
Disclosure

SEC source: 0001745916-26-000104 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,333

F1 · shares: Represents shares sold upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 3,492 of restricted stock units and 1,841 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 01:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 1,314 $12.15 $15,965.10
Disclosure

SEC source: 0001464423-26-000050 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,648

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 24,896 restricted stock units and 3,752 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 23, 2026 Filed Feb 26, 2026 01:10 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 3,085 $0.00 $0.00
Disclosure

SEC source: 0001464423-26-000034 · form4.xml · derivative · entry 5

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 3,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

Read SEC document
February 23, 2026 Filed Feb 26, 2026 01:10 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantPerformance-Based Restricted Share Units · Derivative 3,085 $0.00 $0.00
Disclosure

SEC source: 0001464423-26-000034 · form4.xml · derivative · entry 4

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Shares of Beneficial Interest · 3,085 shares

Expires not disclosed

F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

Read SEC document
February 23, 2026 Filed Feb 26, 2026 01:10 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantCommon Shares of Beneficial Interest 18,518 $0.00 $0.00
Disclosure

SEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 3

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,962

F3 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F4 · balance_after: The reported amount consists of 28,085 restricted stock units and 1,877 shares of Common Shares of Beneficial Interest. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 23, 2026 Filed Feb 26, 2026 01:10 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 1,208 $12.29 $14,846.32
Disclosure

SEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,444

F2 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 26, 2026 01:10 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionCommon Shares of Beneficial Interest 3,085 $0.00 $0.00
Disclosure

SEC source: 0001464423-26-000034 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%.

Read SEC document
February 14, 2026 Filed Feb 19, 2026 00:47 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 169 $92.01 $15,549.69
Disclosure

SEC source: 0001745916-26-000052 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,404

F1 · shares: Represents shares sold upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 3,688 of restricted stock units and 1,716 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:49 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 3,470 $0.00 Strike: $91.49 $0.00
Disclosure

SEC source: 0001745916-26-000034 · form4.xml · derivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 3,470 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:49 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 1,366 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000034 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,573

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 4,097 restricted stock units and 1,476 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 04, 2025 Filed Apr 7, 2025 21:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 410 $102.88 $42,180.80
Disclosure

SEC source: 0001127602-25-011778 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,207

F1 · shares: Represents shares sold upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 2,731 of restricted stock units and 1,476 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:24 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 83 $102.09 $8,473.47
Disclosure

SEC source: 0001127602-25-008067 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

F1 · shares: Represents shares sold upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 3,842 of restricted stock units and 775 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:18 UTC Home Point Capital Inc. HMPT · Entity 110966 Exercise / conversionRestricted Stock Units · Derivative 10,994 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007047 · form4.xml · derivative · entry 3

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,298

Underlying: Common Stock · 10,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F4 · derivative.exercise_date: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

F4 · derivative.expiration_date: 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:18 UTC Home Point Capital Inc. HMPT · Entity 110966 Tax withholdingCommon Stock 5,734 $1.99 $11,410.66
Disclosure

SEC source: 0001140361-23-007047 · form4.xml · nonDerivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,802

F2 · kind: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:18 UTC Home Point Capital Inc. HMPT · Entity 110966 Exercise / conversionCommon Stock 10,994 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007047 · form4.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.

Read SEC document
May 04, 2022 Filed May 5, 2022 21:25 UTC Home Point Capital Inc. HMPT · Entity 110966 Exercise / conversionRestricted Stock Units · Derivative 17,655 $0.00 $0.00
Disclosure

SEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · derivative · entry 3

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,292

Underlying: Common Stock · 17,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F4 · derivative.exercise_date: 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date. 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

F4 · derivative.expiration_date: 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date. 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

Read SEC document
May 04, 2022 Filed May 5, 2022 21:25 UTC Home Point Capital Inc. HMPT · Entity 110966 Tax withholdingCommon Stock 8,113 $3.17 $25,718.21
Disclosure

SEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · nonDerivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542

F2 · kind: Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.

Read SEC document
May 04, 2022 Filed May 5, 2022 21:25 UTC Home Point Capital Inc. HMPT · Entity 110966 Exercise / conversionCommon Stock 17,655 $0.00 $0.00
Disclosure

SEC source: 0001830197-22-000049 · wf-form4_165178586862191.xml · nonDerivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:10 UTC Home Point Capital Inc. HMPT · Entity 110966 GrantPerformance Stock Units · Derivative 32,981 $0.00 $0.00
Disclosure

SEC source: 0001830197-22-000027 · wf-form4_164461739753704.xml · derivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,947

Underlying: Common Stock · 32,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. The stock units will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F3 · derivative.exercise_date: Vesting of the performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: Vesting of the performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:10 UTC Home Point Capital Inc. HMPT · Entity 110966 GrantRestricted Stock Units · Derivative 32,981 $0.00 $0.00
Disclosure

SEC source: 0001830197-22-000027 · wf-form4_164461739753704.xml · derivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,947

Underlying: Common Stock · 32,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock. The stock units will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.

F2 · derivative.exercise_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

F2 · derivative.expiration_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:27 UTC Home Point Capital Inc. HMPT · Entity 110966 GrantPerformance Stock Units · Derivative 52,966 $0.00 $0.00
Disclosure

SEC source: 0001830197-21-000031 · wf-form4_162033640590009.xml · derivative · entry 2

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,966

Underlying: Common Stock · 52,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Vesting of these performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: Vesting of these performance stock units depends on the achievement of certain performance criteria. Depending on actual performance, the number of shares of the Issuer's common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:27 UTC Home Point Capital Inc. HMPT · Entity 110966 GrantRestricted Stock Units · Derivative 52,966 $0.00 $0.00
Disclosure

SEC source: 0001830197-21-000031 · wf-form4_162033640590009.xml · derivative · entry 1

ELBAUM MARK · CIK 0001025424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,966

Underlying: Common Stock · 52,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of thesubsequent anniversaries of such date.

F2 · derivative.expiration_date: These restricted stock units vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of thesubsequent anniversaries of such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.