Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 5E Advanced Materials, Inc.FEAM · Entity 7084 | Chief Financial Officer | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
5E Advanced Materials, Inc.
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,211 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Exercise / conversion · Acquired 4,261 · Balance 9,436 F1: Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. Row 2 · 2026-09-15 · Tax withholding · Disposed 1,225 · Balance 8,211 F2: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 8,523 |
Reported balance
After 2026-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-15 · Exercise / conversion · Disposed 4,261 · Balance 8,523 F1: Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F3: RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
F2: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs.
F3: RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 15, 2026 21:34 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | Exercise / conversionRestricted Share Unit · Derivative | 4,261 | $0.00 | $0.00 |
DisclosureSEC source: 0002025901-26-000007 · primarydocument.xml · derivative · entry 3 Malm Joshua · CIK 0002025901 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,523 Underlying: Common Stock · 4,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F3 · derivative.exercise_date: RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028. F3 · derivative.expiration_date: RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028. Read SEC document |
| September 15, 2026 Filed Sep 15, 2026 21:34 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | Tax withholdingCommon Stock | 1,225 | $1.26 | $1,543.50 |
DisclosureSEC source: 0002025901-26-000007 · primarydocument.xml · nonDerivative · entry 2 Malm Joshua · CIK 0002025901 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,211 F2 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs. Read SEC document |
| September 15, 2026 Filed Sep 15, 2026 21:34 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | Exercise / conversionCommon Stock | 4,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002025901-26-000007 · primarydocument.xml · nonDerivative · entry 1 Malm Joshua · CIK 0002025901 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 16:33 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantPerformance Share Unit · Derivative | 19,176 | $0.00 | $0.00 |
DisclosureSEC source: 0002025901-26-000004 · primarydocument.xml · derivative · entry 2 Malm Joshua · CIK 0002025901 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,176 Underlying: Common Stock · 19,176 shares Expires not disclosed F1 · security: Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F1 · derivative.exercise_price: Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F3 · derivative.exercise_date: Represents approximately 50% of a total award of PSUs, which portion of the award vests on September 15, 2028, subject to the Issuer's common stock achieving a specified price per share. F3 · derivative.expiration_date: Represents approximately 50% of a total award of PSUs, which portion of the award vests on September 15, 2028, subject to the Issuer's common stock achieving a specified price per share. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 16:33 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantRestricted Share Unit · Derivative | 12,784 | $0.00 | $0.00 |
DisclosureSEC source: 0002025901-26-000004 · primarydocument.xml · derivative · entry 1 Malm Joshua · CIK 0002025901 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,784 Underlying: Common Stock · 12,784 shares Expires not disclosed F1 · security: Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F1 · derivative.exercise_price: Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. F2 · derivative.exercise_date: RSUs granted March 1, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest in three equal installments on September 15, 2026, September 15, 2027 and September 15, 2028. F2 · derivative.expiration_date: RSUs granted March 1, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest in three equal installments on September 15, 2026, September 15, 2027 and September 15, 2028. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 16:03 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | PurchaseCommon Stock | 3,750 | $2.00 | $7,500.00 |
DisclosureSEC source: 0002025901-26-000002 · primarydocument.xml · nonDerivative · entry 1 Malm Joshua · CIK 0002025901 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,175 Read SEC document |
| August 25, 2025 Filed Aug 25, 2025 17:01 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | PurchaseCommon Stock | 1,425 | $3.50 | $4,987.50 |
DisclosureSEC source: 0001562180-25-006000 · primarydocument.xml · nonDerivative · entry 1 Malm Joshua · CIK 0002025901 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,425 Read SEC document |
| May 21, 2025 Filed May 23, 2025 16:27 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantStock Option · Derivative | 91,257 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001562180-25-004131 · primarydocument.xml · derivative · entry 1 Malm Joshua · CIK 0002025901 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,257 Underlying: Common Stock · 91,257 shares Expires 2029-05-21 F1 · derivative.exercise_date: The options shall vest and become exercisable on the third anniversary of the grant date, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.