Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capital Bancorp IncCBNK · Entity 5367 | Director | September 29, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capital Bancorp Inc
Report date September 29, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,965 |
Ending reported balance
After 2026-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-29 · Exercise / conversion · Acquired 2,750 · Balance 5,976 Row 2 · 2026-09-29 · Tax withholding · Disposed 2,011 · Balance 3,965 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.41 · Expires 2026-12-31 | Direct | 0 |
Reported balance
After 2026-09-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-29 · Exercise / conversion · Disposed 2,750 · Balance 0 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.54 · Expires 2028-01-01 | Direct | 3,485 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,485 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $24.20 · Expires 2029-01-01 | Direct | 4,400 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 4,400 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.51 · Expires 2030-03-03 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,000 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.41 · Expires 2031-03-02 | Direct | 7,096 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,096 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy James F. Whalen Revocable Trust | 668,554 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 668,554 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 58,400 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 58,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Whalen Family, LLC | 240,409 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 240,409 |
| Common StockSEC Table I · non-derivative | IndirectBy NMW Investments LLC | 2,821 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,821 |
| Common StockSEC Table I · non-derivative | IndirectBy KAW Investments LLC | 2,821 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,821 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,836 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 1,836 F2: Each Restricted Stock Unit represents the right to receive one share of common stock. F3: The Restricted Stock Unit will vest on 3/2/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: Each Restricted Stock Unit represents the right to receive one share of common stock.
F3: The Restricted Stock Unit will vest on 3/2/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2019 Filed Apr 3, 2020 13:11 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | GiftCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By James F. Whalen Revocable Trust Disclosed balance after: 617,146 F1 · kind: This transaction involved a gift of 1,625 shares to each of the reporting person's two adult children. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:34 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:34 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Tax withholdingCommon Stock | 1,632 | $12.19 | $19,894.08 |
DisclosureSEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:34 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 3,000 | $6.63 | $19,890.00 |
DisclosureSEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:22 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000045 · wf-form4_154646411060149.xml · derivative · entry 6 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 22:15 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001185 · wf-form5_154992333056374.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Whalen Family, LLC Disclosed balance after: 240,409 Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:15 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 2,788 | $13.09 | $36,494.92 |
DisclosureSEC source: 0001628280-19-001185 · wf-form5_154992333056374.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Whalen Family, LLC Disclosed balance after: 240,036 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $36,494.92 due from January to May 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.